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SEC Avoids Sanctions As Court Ends Unregistered Dealer Suit

By Katryna Perera ( March 11, 2026, 5:07 PM EDT) -- A Minnesota federal judge denied financial firm Carebourn Capital's request for sanctions against the U.S. Securities and Exchange Commission and dismissed the agency's suit, which claims that Carebourn, its founder and an affiliated company made millions by selling securities as unregistered dealers....

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