Asset Management

  • April 28, 2026

    Mayer Brown Adds Ex-PEG CLO To LA Funds Practice

    Mayer Brown LLP announced Tuesday that an experienced corporate attorney has joined the firm's Los Angeles office as a global funds and asset management partner following a stint working as chief legal officer with real estate investment firm PEG Cos. Inc.

  • April 28, 2026

    Silver Rock Capital Partners Wraps $4B Fundraise

    Independent alternative credit asset manager Silver Rock Capital Partners revealed Tuesday that it closed on more than $4 billion of investable capital for its most recent tactical allocation strategy vintage.

  • April 28, 2026

    Eyewear Co. Wins Dismissal Of Ex-Workers' 401(k) Suit

    A Texas federal judge agreed to toss a suit against an eyewear company from 401(k) participants who claimed they lost millions on an underperforming stable value fund investment, holding the complaint lacked appropriate fund comparisons and didn't substantiate allegations of a deficient management process.

  • April 28, 2026

    Jury Clears Armistice Capital, Execs Of Securities Fraud

    A California federal jury on Tuesday cleared Armistice Capital and two of its executives on class action claims it pumped and dumped $250 million in Vaxart stock during the COVID-19 pandemic and violated federal securities law with insider trading.

  • April 27, 2026

    Sullivan & Cromwell Alum Returns After 5 Years With DOJ

    A former Sullivan & Cromwell attorney is returning to the firm after five years in the public sector working for the U.S. Department of Justice's criminal division, where he prosecuted high-profile insider trading cases and secured convictions for two former Merrill Lynch traders accused of manipulating the precious metals market.

  • April 27, 2026

    SEC Accuses Private Equity Adviser Of $50M Fraud

    The U.S. Securities and Exchange Commission sued a New York man and his investment advisory firm for allegedly fraudulently inducing hundreds of people to invest more than $50 million in private equity funds and misappropriating millions to fund his personal expenses and outside business interests.

  • April 27, 2026

    SEC's Fund Name Reversal Draws Advocates' Criticism

    Public interest advocacy groups are warning the U.S. Securities and Exchange Commission that recently proposed changes to fund naming rules would eliminate the transparency Americans seek when investing their money, while industry groups have championed the elimination of a Biden-era regulation that they argue could confuse investors.

  • April 27, 2026

    SEC Seeks Default Judgment Against Ga. Fund Manager

    The U.S. Securities and Exchange Commission has asked a Georgia federal judge for a default judgment in its case against an Atlanta financier who defrauded investors in his nearly $10 million hedge fund and was sentenced last year to 86 months in prison and a $9.2 million restitution payment.

  • April 27, 2026

    Space Intelligence Provider HawkEye 360 Targets $400M IPO

    Space-based radio signals company HawkEye 360 launched plans Monday to raise roughly $400 million in its initial public offering led by Cooley LLP and Davis Polk & Wardwell LLP.

  • April 27, 2026

    Tech Brokerage Real To Acquire Re/Max In $880M Deal

    Miami-based, technology-focused firm Real Brokerage said Monday that it will acquire Re/Max Holdings in a deal valuing the franchisor at $880 million, with advice from Willkie Farr & Gallagher LLP, Gowling WLG LLP and Morrison Foerster LLP.

  • April 27, 2026

    IQVIA Accuses Ex-Execs, Syneos Of Poaching $180M Client

    IQVIA Holdings Inc. is accusing former executives of defecting to a competitor in the clinical research organization industry and initiating a corporate raid that resulted in the loss of one customer worth at least $180 million, according to a lawsuit filed in North Carolina Business Court.

  • April 27, 2026

    Catching Up With Delaware's Chancery Court

    The Delaware Chancery Court this past week tackled a fresh mix of deal litigation, procedural disputes and fiduciary duty claims, with several rulings and filings underscoring the court's continued focus on contractual precision, forum enforcement and the limits of stockholder challenges.

  • April 27, 2026

    Kirkland-Led Emerald Lake Clinches $825M Fund

    Kirkland & Ellis LLP-advised private equity firm Emerald Lake Capital Management on Monday announced that it closed its most recent fund after securing $825 million in capital commitments.

  • April 27, 2026

    Mass. Fines Fidelity $1.25M Over 'Image ID' Data Breach

    A Fidelity unit has agreed to pay a $1.25 million fine to end Massachusetts' claims that a failure to enforce cybersecurity protocols led to a data breach affecting 77,000 brokerage customers, according to a consent order filed on Monday with the Office of the Secretary of the Commonwealth.

  • April 27, 2026

    FTC Wants More Info On IonQ's $1.8B Chipmaker Deal

    The Federal Trade Commission has requested additional information about quantum computing company IonQ's planned $1.8 billion purchase of semiconductor maker SkyWater Technology, extending a waiting period that prevents the transaction from closing.

  • April 24, 2026

    Funeral Co. To Pay $2M To Resolve Workers' 401(k) Fee Suit

    A funeral services provider will pay $2 million to settle a class action claiming it cost employees millions in retirement savings by loading its 401(k) plan with expensive funds and lofty administrative costs, according to a Friday filing in Texas federal court.

  • April 24, 2026

    GPGI Faces Suit Over Nevada Reincorporation

    A GPGI Inc. investor has filed suit in Delaware seeking to challenge the company's planned move to Nevada, saying the reincorporation — part of a wider trend of companies weighing exits from Delaware — would benefit insiders while limiting stockholders' ability to pursue claims tied to earlier transactions.

  • April 24, 2026

    Bank Asks 2nd Circ. To OK Fed-Blocked Mortgage Program

    Canandaigua National Corp. has urged the Second Circuit to overturn a Federal Reserve Board decision that denied the community bank's request to introduce a cash guarantee program for homebuyers, arguing the agency wrongly treated the plan as off-limits under what the company called an outdated legal view that banks should not own real estate.

  • April 24, 2026

    Jane Street Slams Terraform's Insider Trading Claims

    Jane Street is looking to escape a lawsuit accusing it of trading on insider information ahead of the collapse of cryptocurrency company Terraform Labs, telling a New York federal judge that it shouldn't have to "foot the bill" for a fraud that Terraform itself committed.

  • April 24, 2026

    Big Banks Say Investors' Beefed-Up Tricolor Claims Still Fail

    JPMorgan, Barclays and Fifth Third doubled down on their bid to dismiss an investor suit accusing them of facilitating an alleged auto loan fraud by Tricolor Holdings, saying they were also blindsided by Tricolor's actions.

  • April 24, 2026

    Data Center Builder Csquare Confidentially Files IPO Plans

    Private equity-backed data center builder Csquare on Friday revealed that it has filed confidential plans with the U.S. Securities and Exchange Commission for an upcoming initial public offering.

  • April 24, 2026

    After SEC's EDGAR Restrictions, Shareholders Launch POE

    Shareholder advocacy group As You Sow said Friday it has launched a new database that allows shareholders to publicly post exempt solicitations related to their shareholder proposals after a U.S. Securities and Exchange Commission policy reversal this year.

  • April 24, 2026

    Kirkland-Led Waterland Secures €4.6B Across 2 New Funds

    European private equity shop Waterland, advised by Kirkland & Ellis LLP and Loyens & Loeff, on Friday revealed that it wrapped its two latest funds after securing a total of €4.6 billion ($5.4 billion) in capital commitments.

  • April 24, 2026

    Ex-Intel Workers Urge Justices To Revive 401(k) Fund Suit

    Former Intel employees urged the U.S. Supreme Court to revive their suit alleging their employee 401(k) savings were dragged down by underperforming investments, arguing the Ninth Circuit's requirement that allegations of subpar funds also include a meaningful benchmark for comparison didn't align with federal benefits law.

  • April 24, 2026

    Nuclear Reactor Developer X-Energy Prices Upsized $1B IPO

    Shares of X-Energy, a developer of nuclear reactors and fuel technology, began trading Friday after the company raised $1 billion in an upsized initial public offering advised by Latham & Watkins LLP and Skadden Arps Slate Meagher & Flom LLP.

Expert Analysis

  • Series

    Playing Piano Makes Me A Better Lawyer

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    Playing piano and practicing law share many parallels relating to managing complexity: Just as hearing an entire musical passage in my head allows me to reliably deliver the message, thinking about the audience's impression helps me create a legal narrative that keeps the reader engaged, says Michael Shepherd at Fish & Richardson.

  • AI-Generated Doc Ruling Guides Attys On Privilege Risks

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    A New York federal court's ruling, in U.S. v. Heppner, that documents created by a defendant using an artificial intelligence tool were not privileged, can serve as a guide to attorneys for retaining attorney-client or work-product privilege over client documents created with AI, say attorneys at Sher Tremonte.

  • The Law Firm Merger Diaries: Leadership Strategy After Day 1

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    For law firm leaders, ensuring a newly combined law firm lives up to its promise, both in its first days of operation and well after, includes tough decisions, clear and specific communication, and cheerleading, says Peter Michaud at Ballard Spahr.

  • Clearing US Legal Hurdles To Biz Opportunities In Venezuela

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    Companies evaluating foreign investment or activity in Venezuela given the U.S. government's recently announced plans to reinvigorate its natural resources should take specific steps to minimize risks connected to interactions with restricted parties given the web of U.S. counterterrorism, anticorruption and sanctions controls, say attorneys at King & Spalding.

  • Calif.'s Civility Push Shows Why Professionalism Is Vital

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    The California Bar’s campaign against discourteous behavior by attorneys, including a newly required annual civility oath, reflects a growing concern among states that professionalism in law needs shoring up — and recognizes that maintaining composure even when stressed is key to both succeeding professionally and maintaining faith in the legal system, says Lucy Wang at Hinshaw.

  • Del. Dispatch: Workplace Sexual Misconduct Liability In Flux

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    Following the Delaware Court of Chancery's recent contradictory rulings in sexual misconduct cases involving eXp World, Credit Glory and McDonald's, it's now unclear when directors' or officers' fiduciary duties may be implicated in cases of their own or others' sexual misconduct against employees, say attorneys at Fried Frank.

  • US-Ukraine Reconstruction Fund Tax Exemptions Uncertain

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    Tax provisions in the bilateral agreement to establish the U.S.-Ukraine Reconstruction Investment Fund, which recently announced it is accepting applications, are so broad and imprecise as to leave uncertainty regarding whether and when tax exemptions will apply to investors' income, say attorneys at Avellum and Debevoise.

  • Series

    Trivia Competition Makes Me A Better Lawyer

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    Playing trivia taught me to quickly absorb information and recognize when I've learned what I'm expected to know, training me in the crucial skills needed to be a good attorney, and reminding me to be gracious in defeat, says Jonah Knobler at Patterson Belknap.

  • Series

    Law School's Missed Lessons: What Cross-Selling Truly Takes

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    Early-career attorneys may struggle to introduce clients to practitioners in other specialties, but cross-selling becomes easier once they know why it’s vital to their first years of practice, which mistakes to avoid and how to anticipate clients' needs, say attorneys at Moses & Singer.

  • CFIUS Initiative May Smooth Way For Some Foreign Investors

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    A new program that will allow certain foreign investors to be prevetted and admitted to fast-track approval by the Committee on Foreign Investment in the United States will likely have tangible benefits for investors participating in competitive M&A, say attorneys at Simpson Thacher.

  • Series

    Judges On AI: Practical Use Cases In Chambers

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    U.S. Magistrate Judge Allison Goddard in the Southern District of California discusses how she uses generative artificial intelligence tools in chambers to make work more efficient and effective — from editing jury instructions for clarity to summarizing key documents.

  • Opinion

    Corporations Should Think Twice About Mandatory Arbitration

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    The U.S. Securities and Exchange Commission's recent acceptance of mandatory arbitration provisions in corporate charters and bylaws does not make them wise, as the current system of class actions still offers critical advantages for corporations, says Mohsen Manesh at the University of Oregon School of Law.

  • A Closer Look At California Financial Regulator's 2026 Agenda

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    California Department of Financial Protection and Innovation Commissioner KC Mohseni in recent remarks demonstrated the regulator's growing importance amid the Consumer Financial Protection Bureau's retreat by debuting expansive goals for 2026, including finalizing rulemaking for the state's digital asset law and expanding enforcement authority around consumer complaints, says John Kimble at Hinshaw.

  • Series

    Trail Running Makes Me A Better Lawyer

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    Navigating the muddy, root-filled path of trail marathons and ultramarathons provides fertile training ground for my high-stakes fractional general counsel work, teaching me to slow down my mind when the terrain shifts, sharpen my focus and trust my training, says Eric Proos at Next Era Legal.

  • Navigating New Risks Amid Altered Foreign Issuer Landscape

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    The U.S. Securities and Exchange Commission's potential rulemaking to redefine who qualifies as a foreign private issuer will shape securities regulation and enforcement for decades, affecting not only FPIs and U.S. investors but also the U.S.' position in global capital markets, says Elisha Kobre at Sheppard.

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