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Wunderlich Securities Inc.
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Misc | Filed: August 06, 2020 | Entered: August 06, 2020 Dominick & Dickerman LLC et al v. Wunderlich Securities, Inc. et al
Other Statutes: Arbitration | New York Southern
Stipulation of Voluntary Dismissal
STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, with prejudice against the defendant(s) Wunderlich Securities, Inc., a/k/a B. Riley Wealth Management, Inc., Gary Wunderlich pursuant to Rule 41(a)(1)(A)(ii) of the Federal Rules of Civil Procedure. Document filed by Wunderlich Securities, Inc., a/k/a B. Riley Wealth Management, Inc.. Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers)...(Korn, Jeffrey)
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Order | Filed: June 26, 2020 Dominick & Dickerman LLC et al v. Wunderlich Securities, Inc. et al
Other Statutes: Arbitration | New York Southern
Order
ORDER OF DISCONTINUANCE: By a filing dated June 26, 2020, the parties reported to the Court that they have reached a settlement in this case. Accordingly, it is hereby: ORDERED that this action be conditionally discontinued without prejudice and wi thout costs; provided, however, that within thirty (30) days of the date of this Order, the parties may submit to the Court their own Stipulation of Settlement and Dismissal for the Court to So Order. Otherwise,within such time Plaintiff may apply by letter for restoration of the action to the active calendar of this Court in the event that the settlement is not consummated. Upon such application for reinstatement, the parties shall continue to be subject to the Court's jurisdiction, the C ourt shall promptly reinstate the action to its active docket, and the parties shall be directed to appear before the Court, without the necessity of additional process, on a date within ten (10) days of the application, to schedule remaining pretria l proceedings and/or dispositive motions, as appropriate. This Order shall be deemed a final discontinuance of the action with prejudice in the event that Plaintiff has not requested restoration of the case to the active calendar within such 30-day period. The Clerk of Court is directed to terminate all pending motions, adjourn all remaining dates, and close this case. SO ORDERED. (Signed by Judge Katherine Polk Failla on 6/26/2020) (rro)
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Misc | Filed: June 26, 2020 | Entered: June 26, 2020 Dominick & Dickerman LLC et al v. Wunderlich Securities, Inc. et al
Other Statutes: Arbitration | New York Southern
Letter
LETTER addressed to Judge Katherine Polk Failla from Jeffrey B. Korn dated June 26, 2020 re: Case Status Update. Document filed by Wunderlich Securities, Inc., a/k/a B. Riley Wealth Management, Inc...(Korn, Jeffrey)
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