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Compliance
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March 23, 2026
Ex-Fla. Rep Paid To Secretly Lobby For Maduro, Jurors Told
A prosecutor told a Florida federal jury Monday that former congressman David Rivera and a political consultant conspired to secretly lobby for deposed Venezuelan President Nicolás Maduro in violation of the law, saying they were paid to help influence U.S. official policy toward the South American country without approval.
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March 23, 2026
Civil Rights Attys Sanctioned After Admitting AI Errors
A Utah federal judge sanctioned two solo practitioners Monday who represent a disabled teenager's parents in their civil rights lawsuit against a school district for filing a brief with two artificial intelligence-generated errors, ordering them to complete ethics training but declining additional fee sanctions, because they "sincerely" accepted their responsibility.
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March 23, 2026
High Court Won't Review Mortgage Firm's $8M CFPB Fine
The U.S. Supreme Court declined Monday to take up a now-shuttered mortgage services firm's yearslong fight against a nearly $8 million Consumer Financial Protection Bureau judgment, rebuffing an appeal tied in part to the agency's past leadership structure.
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March 23, 2026
DOD Schools' Can't Escape Suit Over Book And Lesson Ban
The U.S. Department of Defense must face litigation seeking to restore hundreds of books and lessons on race and gender that were pulled from the DOD school system under the Trump administration after a Virginia federal judge refused to dismiss the case.
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March 23, 2026
CooperSurgical Fights Docs Request In Embryo Loss Suit
Fertility company CooperSurgical Inc. is pushing back against a bid to compel the release of internal financial and other records in litigation brought by a couple who claims the company negligently destroyed their embryos with its recalled culture media, calling the request overly broad.
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March 23, 2026
Calif. Sues To Stop Trump's 'Power Grab' To Restart Pipeline
California slammed as a "breathtaking power grab" the U.S. Department of Energy's order directing Sable Offshore Corp. to restart a pipeline in Southern California that was shuttered in 2015 following a massive oil spill, asserting in a lawsuit Monday that the order is a "stunning usurpation" of state authority.
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March 23, 2026
Polymarket Bars Insider Trading In Latest Rule Book Update
Polymarket announced Monday that it's updating its rule book to address insider trading in event contracts, explicitly barring trades on stolen confidential information, illegal tips or by those who can "influence the outcome" of a prediction market.
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March 23, 2026
Judge Unlikely To Halt Evictions In Md. Condo-County Dispute
A Maryland federal judge signaled that he likely wouldn't block Prince George's County from evicting condo owners whose buildings have been without heat since December, but also said he likely wouldn't dismiss the residents' claims that the county — by assisting a nearby homeless encampment — has created numerous problems at the complex.
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March 23, 2026
FCC Urges Justices To Reject Repeal Of Penalty Power
The Federal Communications Commission has urged the U.S. Supreme Court to keep the agency's monetary penalty powers intact, saying the agency's current practice does not deny targets of fines their right to a jury trial and is not binding until a court orders payment.
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March 23, 2026
11th Circ. Upholds Florida's Ban On Lab-Grown Meat
The Eleventh Circuit on Monday rejected a food technology company's bid to block Florida's ban on lab-grown chicken, ruling that the federal Poultry Products Inspection Act does not preempt the state law because the statute governs production standards and ingredients, not whether a state may ban a product outright.
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March 23, 2026
FCC Adds Foreign Routers To Nat'l Security Risk List
The Federal Communications Commission on Monday added foreign-made routers to a list of consumer electronics gear that cannot be sold on the U.S. market without specific authorization.
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March 23, 2026
FTC's Meador Says Breakups Not So 'Extreme'
Federal Trade Commission member Mark R. Meador continued Monday to vouch for corporate breakups as a remedy in antitrust conduct cases, maintaining in Washington, D.C., remarks that structural fixes are often the "cleanest" option, one that can be presented to increasingly skeptical judges as the only statutory pathway.
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March 23, 2026
LaGuardia Airport Runway Collision: What We Know So Far
A late Sunday runway collision between an Air Canada passenger jet and a fire truck marked the first deadly accident at LaGuardia Airport in more than three decades, federal and state officials said, raising troubling questions about air traffic control procedures at one of the busiest airports serving the New York metropolitan area.
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March 23, 2026
Fox's Bid To Detain Mexican Exec In TM Dispute Denied
Fox Corp. on Monday lost its bid to detain a Mexican media executive for misusing the company's sports broadcast trademarks after a New York federal judge said it was not the right move despite the executive's attempt to evade sanctions.
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March 23, 2026
Flagstar Seeks To Shut Down Ex-CCO's Retaliation Suit
Flagstar asked a New York federal judge to toss a suit from one of its former compliance chiefs that claims he was wrongfully terminated for blowing the whistle on the bank's former CEO over alleged compliance violations, saying the suit attempts to "cobble together" unrelated incidents into a retaliation claim.
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March 23, 2026
FINRA Fines Stash Capital For AML, Identity Theft Controls
The Financial Industry Regulatory Authority fined digital investing platform operator Stash Capital $450,000 for allegedly failing to properly review applications and detect suspicious account activity during a period of sharp customer growth.
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March 23, 2026
EV Co. Faraday Future Says SEC Probe Ended Without Action
The U.S. Securities and Exchange Commission is not recommending an enforcement action against electric vehicle startup Faraday Future Intelligent Electric Inc. after years of investigation, the company has told investors.
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March 23, 2026
Stem Cell Clinic Accused Of Deceiving Patients
An operator of clinics offering stem cell and plasma therapies lures in desperate patients for unproven treatments marketed as guaranteed cures with no-interest payments, according to a proposed class suit filed Monday in Miami.
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March 23, 2026
Tenn. Regulators To Challenge Kalshi Win At 6th Circ.
Tennessee regulators are asking the Sixth Circuit to review an order barring them from taking action against Kalshi's sports contracts, marking the latest event contract dispute to reach an appeals court.
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March 23, 2026
Conn. Settles $1M Fee Snafu With Pot Dispensary
Connecticut's consumer protection agency has agreed to halve a $1 million fee for a marijuana dispensary, reaching a settlement that ends a dispute accusing state officials of missing a number of important deadlines, triggering the fee in the first place.
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March 23, 2026
Arts Groups May Post DOGE Deposition Videos, Court Says
Scholarly groups seeking the reversal of $175 million of Trump administration cuts to grants for writers can repost online videos of depositions they took of former Department of Government Efficiency personnel, a federal judge in Manhattan ruled Monday, saying the depositions centered on "public officials acting in their official capacities."
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March 23, 2026
Bipartisan Bill Eyes Boosting Cannabis Business Investment
Members of Congress have reintroduced bipartisan legislation that would create a safe harbor for state-regulated marijuana businesses to access traditional business services without threat of federal enforcement and potentially be listed on securities exchanges.
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March 23, 2026
FTC Stays Focused On Healthcare, Launches Task Force
The Federal Trade Commission announced it is launching a new task force with staff from across the agency to coordinate healthcare policy approaches and initiate investigations meant to help protect patients, healthcare workers and American taxpayers.
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March 23, 2026
Snap Says Texas Child Harm Suit Would Limit DHS, FDA Work
Snap Inc. has moved Texas' lawsuit over Snapchat's alleged harms to minors into federal court, arguing that the case targets conduct tied to its work with federal agencies to deliver public health and safety messaging to teens.
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March 23, 2026
Pediatric Data Breach Class Action Can Stay In NC Biz Court
A consolidated class action alleging a pediatric medical practice failed to protect minor patients' data from hackers can remain in the North Carolina Business Court, a judge ruled in finding the lawsuits were properly designated to the state's specialized superior court for complex business matters.
Expert Analysis
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Opinion
Corporations Should Think Twice About Mandatory Arbitration
The U.S. Securities and Exchange Commission's recent acceptance of mandatory arbitration provisions in corporate charters and bylaws does not make them wise, as the current system of class actions still offers critical advantages for corporations, says Mohsen Manesh at the University of Oregon School of Law.
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Assessing Compliance Risks Around TrumpRx Participation
As there are novel compliance obligations and potential political opposition related to the new TrumpRx online drug platform, companies intending to participate on the site should consider the pressure points that are likely to draw enforcement scrutiny, say attorneys at Sheppard.
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A Closer Look At California Financial Regulator's 2026 Agenda
California Department of Financial Protection and Innovation Commissioner KC Mohseni in recent remarks demonstrated the regulator's growing importance amid the Consumer Financial Protection Bureau's retreat by debuting expansive goals for 2026, including finalizing rulemaking for the state's digital asset law and expanding enforcement authority around consumer complaints, says John Kimble at Hinshaw.
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California's New Privacy Laws Demand Preparation From Cos.
An increase in breach disclosures is coinciding with California's most comprehensive privacy and artificial intelligence legislation taking effect, illustrating the range of vulnerabilities organizations in the state face and highlighting that the key to successfully managing these requirements is investing in capabilities before they became urgent, says Camilo Artiga-Purcell at Kiteworks.
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Takeaways From 1st DOJ Antitrust Whistleblower Payout
The U.S. Justice Department's recent $1 million antitrust whistleblower reward accelerates the race to report by signaling that the Antitrust Division's program can result in substantial financial awards and reinforcing the need for corporate compliance programs that reach beyond core components, say attorneys at Pillsbury.
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Series
Trail Running Makes Me A Better Lawyer
Navigating the muddy, root-filled path of trail marathons and ultramarathons provides fertile training ground for my high-stakes fractional general counsel work, teaching me to slow down my mind when the terrain shifts, sharpen my focus and trust my training, says Eric Proos at Next Era Legal.
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Navigating New Risks Amid Altered Foreign Issuer Landscape
The U.S. Securities and Exchange Commission's potential rulemaking to redefine who qualifies as a foreign private issuer will shape securities regulation and enforcement for decades, affecting not only FPIs and U.S. investors but also the U.S.' position in global capital markets, says Elisha Kobre at Sheppard.
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Open Questions After Defense Contractor Executive Order
The scope and long-term effects of President Donald Trump’s executive order on the U.S. defense industrial base are uncertain, but the immediate impact is significant as it appears to direct the U.S. Department of Defense to take a more active role in contractor affairs, say attorneys at Morgan Lewis.
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Navigating The Void Left By Axed EEOC Harassment Guidance
With the U.S. Equal Employment Opportunity Commission recently rescinding its 2024 enforcement guidance on harassment in the workplace, employers are left to guess how the agency may interpret an employer's obligations under Title VII and binding case law, areas that were previously clarified, say attorneys at Husch Blackwell.
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What NY's GHG Reporting Program Means For Oil, Gas Cos.
New York's new Mandatory Greenhouse Gas Reporting Program represents a significant compliance regime for the oil and gas industry, so any business touching the state's fuel market should determine its obligations, and be prepared to gather data, create a monitoring plan and institute controls for accurate reporting, say attorneys at White & Case.
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What Rescheduling Means For Cannabis Labels, Marketing
The proposed reclassification of cannabis is expected to bring heightened scrutiny of labeling, advertising and marketing from the U.S. Food and Drug Administration and the Federal Trade Commission, but the brands that tighten evidence, standardize operations and professionalize marketing controls now will see fewer surprises and better outcomes, say attorneys at Wilson Elser.
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CFIUS Risk Lessons From Chips Biz Divestment Order
President Donald Trump's January executive order directing HieFo to unwind its 2024 acquisition of a semiconductor business with ties to China underscores that even modestly sized transactions can attract CFIUS interest if they could affect strategic areas prioritized by the U.S. government, say attorneys at Debevoise.
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What Applicants Can Expect From Calif. Crypto License Law
With the July effective date for California's Digital Financial Assets Law fast approaching, now is a critical time for companies to prepare for licensure, application and coverage compliance ahead of this significant regulatory milestone that will reshape how digital asset businesses operate in California, say attorneys at MoFo.
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Elections Mean Time For Political Law Compliance Checkups
An active election year is the perfect time for in-house counsel to conduct a health check on their company's corporate political law compliance program to ensure it’s prepared to minimize risks related to electoral engagement, lobbying, pay-to-play laws and government ethics rules, say attorneys at Steptoe.
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Next Steps For Fair Housing Enforcement As HUD Backs Out
A soon-to-be-finalized U.S. Department of Housing and Urban Development rule, which would hand responsibility for determining disparate impact liability under the Fair Housing Act to the courts, reinforces the Trump administration’s wider rollback of fair lending enforcement, yet there are reasons to expect litigation challenging this change, say attorneys at Spencer Fane.