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Compliance
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March 31, 2026
Prince Harry Urges Stronger Digital Safety Rules After Verdicts
Prince Harry in a rare public appearance Tuesday added his voice to those calling for stronger laws to protect both children and adults from having their data misused and privacy invaded online, arguing that a pair of recent "historic" verdicts in social media addiction litigation emphasized how digital platforms are "being built to exploit, not protect."
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March 31, 2026
BioPharma Spoofing Suit Against Canadian Banks Proceeds
A New York federal judge has ruled that Quantum BioPharma Ltd. can pursue most of its lawsuit accusing the brokerage arms of the Royal Bank of Canada and the Canadian Imperial Bank of Commerce of spoofing the biopharmaceutical company's stock, finding that Quantum plausibly alleged that the scheme occurred and that the banks acted recklessly.
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March 31, 2026
PCAOB Calls For Public Input On Five-Year Plan
The Public Company Accounting Oversight Board on Tuesday put out a call for public feedback on how it should prioritize its regulatory and enforcement efforts over the next five years, including a request for input on what role artificial intelligence should play in its efforts to police auditors.
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March 31, 2026
FCC Floats Adding Yet More Foreign Gear To 'Covered List'
The Federal Communications Commission wants to block the importation of telecommunications gear that was put on its so-called covered list — a list of equipment the agency has deemed poses national security risks — before it had passed rules banning the authorization of such equipment.
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March 31, 2026
SEC Nabs Consent Judgments In Kaman Insider Trades Suit
The former head of a Kaman Corp. subsidiary and one of his associates will pay over $165,000 to settle claims they improperly utilized nonpublic information ahead of the aircraft component maker's $1.8 billion sale to a private equity firm.
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March 31, 2026
Senate Dems Probe Musk's Alleged Role In CTA Retreat
Three Democratic senators have asked U.S. Treasury Secretary Scott Bessent to provide information on Elon Musk's possible involvement in the rollback of the Corporate Transparency Act, saying the department's moves allow entities tied to the billionaire to operate in obscurity.
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March 31, 2026
Prior Loss Dooms Robocall Blocker's Fight With Synchrony
The 2016 outcome of a robocall blocker's lawsuit in the Northern District of Illinois bars the same company from pursuing similar claims that it filed against Synchrony Financial in Connecticut, a federal judge has ruled in tossing the latest case for good.
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March 31, 2026
Luxury Hotels, Amadeus Escape Info Exchange Case
An Illinois federal court Tuesday tossed a proposed class action from guests accusing luxury hotel chains of using software provided by Amadeus IT Group to exchange future occupancy information, finding that exchanging information on its own does not violate antitrust law.
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March 31, 2026
Cruz, Dems Rip FCC's Staff-Level OK Of $6.2B Nexstar Deal
Sen. Ted Cruz, R-Texas, joined Senate Democrats to attack the Federal Communications Commission's decision to approve the planned $6.2 billion tie-up of broadcast chains Nexstar and Tegna at the staff level without a vote by the regulatory body.
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March 31, 2026
Mich. Judge OKs Bias Training For Healthcare Workers
A Michigan judge has upheld a state requirement that healthcare professionals undergo implicit bias training to obtain or renew their licenses, finding the mandate was within the state licensing bureau's power.
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March 31, 2026
DC Circ. Clears Maritime Commission's Refusal-To-Deal Rule
A D.C. Circuit panel sided Tuesday with the Federal Maritime Commission as it defended a regulation governing how it will consider whether an ocean shipping company unreasonably refused to deal with would-be shippers, rejecting a trade group challenge and concluding the agency rightly baked rate analysis into its considerations.
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March 31, 2026
Transpo Tracker: Congestion Pricing Survives, EV Rule At Risk
In our inaugural Law360 Transportation Tracker, a New York district court walloped the Trump administration's effort to cancel Manhattan's congestion pricing, the federal government continued its assault on California's vehicle emissions regulations, and Boeing investors scored class certification in 737 Max-related securities fraud litigation.
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March 31, 2026
Next-Gen TV Switch Must Happen Soon, Lawmakers Say
More than 90 lawmakers called on the Federal Communications Commission to advance next-generation TV by setting a timeline for the switch to the latest broadcast standard.
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March 31, 2026
Judge Further Delays Trump Admin's College Data Demand
A Massachusetts federal judge on Tuesday again pushed off a deadline for public colleges in 17 states to provide seven years of detailed admissions data to the U.S. Department of Education, as two organizations representing private schools seek to join a legal challenge to the new survey.
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March 31, 2026
Microsoft Facing UK Biz Software Probe After Cloud Fixes
Emboldened by changes Microsoft and Amazon agreed to make changes to their cloud services, Britain's competition enforcer on Tuesday said it has now launched an investigation into Microsoft's business software over concerns about its licensing practices and the integration of artificial intelligence.
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March 31, 2026
5th Circ. Backs Dismissal Of Boeing 737 Max Criminal Case
The Fifth Circuit on Tuesday declined to compel the U.S. Department of Justice to criminally prosecute Boeing for defrauding safety regulators, saying it lacks jurisdiction to upend the government's $1.1 billion nonprosecution agreement with Boeing, and that prosecutors adequately consulted the 737 Max crash victims' families.
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March 31, 2026
OCC Scraps Recovery Planning Standards For Big Banks
The Office of the Comptroller of the Currency said Tuesday that it is dropping its requirements for large banks to keep contingency plans for handling severe financial stress scenarios, finalizing the withdrawal of guidelines that date back to the Obama administration.
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March 31, 2026
Libre Sale Voided Under $811M CFPB, State AG Judgment
A Virginia federal judge has overturned the sale of an immigration bond company found liable for predatory lending practices, ruling the transaction knowingly violated the terms of an $811 million judgment entered just days before the deal was signed.
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March 31, 2026
Ohio Federal Judge Boots Kalshi Gambling Suit To State Court
An Ohio federal judge sent a gambling loss recovery suit lodged against Kalshi, Robinhood Markets, Webull Corp. and other prediction market companies back to an Ohio state court, ruling its claims do not hinge on a federal question.
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March 31, 2026
Wash. Gov. Signs Bills Expanding Powers Of State AG
Washington Gov. Bob Ferguson has signed two bills requested by the office of the state attorney general, including one aimed at enhancing its ability to demand document production and testimony in civil matters, allowing prosecutors to seek documents from elected officials and law enforcement agencies.
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March 31, 2026
Atlanta, Ex-IG Freed From Lobbyist's Bank Subpoena Suit
A Georgia federal judge freed the city of Atlanta and its former inspector general from a lobbyist and city contractor's suit accusing them of illegally issuing subpoenas for the lobbyist's bank records to bolster a frivolous corruption probe.
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March 31, 2026
Lack Of Harm Dooms Ex-Estate Firm Partner's Bid For Notices
The founding partner of a trusts and estates law firm lost his bid to have the North Carolina Business Court order the firm to notify thousands of clients of his departure and hand over their contact information, with the judge ruling the lawyer failed to show he suffered irreparable harm.
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March 31, 2026
4th Circ. Revives Va. Worker's OT Retaliation Suit
A worker's suit accusing a production supervisor at a packaging company of firing him after he reported violations for unpaid overtime should have stayed alive, the Fourth Circuit ruled, saying a Virginia federal court erroneously ruled that he couldn't support his claim and that he fraudulently joined an in-state supervisor.
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March 31, 2026
Sanctions Nixed In Suit Over Calif. County's Hemp Destruction
A California federal judge has vacated sanctions imposed on Kern County's attorney in a suit alleging the county and state law enforcement illegally destroyed 500 acres of legal hemp owned by Apothio LLC, saying a magistrate judge didn't follow the proper rules in imposing those sanctions.
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March 31, 2026
Ex-FirstEnergy Execs' Bribe Trial Ends After Jury Hits Impasse
An Ohio judge on Tuesday dismissed a jury weighing charges that two former FirstEnergy Corp. executives bribed a utility regulator to help secure a controversial $1.3 billion bailout for two of the company's nuclear plants, after the jury reported an impasse following more than a week of deliberations.
Expert Analysis
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AG Watch: New York's Heightened Enforcement In Real Estate
Over the past several months, New York Attorney General Letitia James has brought a rapid succession of enforcement actions targeting rent stabilization abuse, unsafe housing conditions and fraudulent securities practices, signaling that the office views these problems as systemic issues warranting aggressive intervention, say attorneys at Quinn Emanuel.
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Contract Disputes Recap: Estimates, Value, Gov't Causation
Three recent decisions provide helpful insights about the risk of relying on estimated quantities in blanket purchase agreements, the impact of valuation methodologies and the proof needed to overcome an agency's sovereign acts defense, say attorneys at Seyfarth.
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Stablecoin Yield Reform Raises Stakes For Community Banks
Risks for community banks are heightened by the Clarity and Genius Acts, which establish stablecoin market parameters and may lead to traditional bank fund withdrawals in the long term, but a recent Senate amendment to the former bill could prevent deposit runoff, says Thomas Walker at Jones Walker.
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When Trade Secret Litigation And Criminal Law Collide
An increasing convergence of trade secret litigation and white collar defense, especially with several recent criminal prosecutions from the Justice Department, should prompt businesses and counsel to adapt within the overlapping landscapes, says Kenneth Notter at MoloLamken.
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What To Watch At The 2026 ABA Antitrust Spring Meeting
Attorneys at Freshfields consider the future of antitrust law and competition among developments likely to dominate discussion at the American Bar Association's Antitrust Spring Meeting this week.
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How DOJ's New Corporate Crime Policy Will Work In Practice
The upshot of the Justice Department's new corporate crimes enforcement framework is uniformity for self-reporting companies, but there is uncertainty around how it will be applied in interaction with the Southern District of New York's more lenient, yet unpredictable, financial crimes enforcement program, say attorneys at Cahill Gordon.
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Changes Coming To The SBIR And STTR Programs
Legislation recently approved by Congress to reauthorize the Small Business Innovation Research and Small Business Technology Transfer Programs includes changes focused on national security that would improve transparency but also increase applicants' administrative burdens, slow the awards process and likely increase litigation, say attorneys at Fluet & Associates.
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What FINRA Enforcement Changes Mean For Investigations
It is essential for in-house counsel and compliance officers to familiarize themselves with the Financial Industry Regulatory Authority's recently announced changes to its enforcement program, which offer both clearer visibility into FINRA's expectations and a valuable opportunity to strengthen regulatory readiness, say attorneys at Eversheds Sutherland.
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Managing New Fair Housing Risks Of AI Leasing Agents
Trusting AI-driven chatbots to manage early communications with potential tenants can expose housing providers to Fair Housing Act violations on a vast scale, but prioritizing supervision of automated interactions, implementing strong vendor governance and tracking emerging testing trends can catch problems early, says Yana Rusovski at Spencer Fane.
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One Idea To Fix The SEC's Risk Factor Disclosure Rules
U.S. Securities and Exchange Commission Chairman Paul Atkins recently invited the industry to suggest ways to reform the current risk factor disclosure framework, and amending Rule 10b-5 is one potential option to consider, say attorneys at A&O Shearman.
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Navigating Venezuelan Oil And Gas Sanctions Rollbacks
The U.S. Department of the Treasury's Office of Foreign Assets Control has issued a series of general licenses representing the broadest easing of Venezuela-related sanctions in years, and creating significant new opportunities — but only for entities prepared to meet the rigorous conditions attached to OFAC's phased sanctions relief, say attorneys at Winston & Strawn.
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7 Employer Tips For Handling Calif. Privacy Risk Assessments
Recent changes to the California Consumer Privacy Act require certain employers to complete detailed risk assessments before handling workforce data in many routine ways, so employers should assess whether previous risk assessments can be reused or combined, assemble a team, and create a plan of action, among other steps, say attorneys at Littler.
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Breaking Down State Legislative Efforts In Telecom Security
As the federal government has strengthened national security safeguards for the telecommunications ecosystem, states have also asserted a role in telecom security, with variations among these regimes risking regulatory fragmentation and complicating compliance strategies, say attorneys at Hogan Lovells.
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Agentic AI Use May Trigger Existing Consumer Finance Laws
As artificial intelligence agents interact more and more with payment systems, financial institutions should be cognizant of how existing consumer protection laws like the Equal Credit Opportunity Act apply when transactions are executed by automated systems rather than individuals, noting authorization and liability gaps, say attorneys at Sheppard.
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SEC Guidance Further Solidifies Status Of Tokenized Assets
The U.S. Securities and Exchange Commission recently released a statement that tokenized securities are securities governed by traditional securities laws, representing continued regulatory clarity and the development of expanded technical standards and risk management guidelines that can only improve the long-term viability of financial markets, say attorneys at Barnes & Thornburg.