Compliance

  • March 24, 2026

    Convicted Ex-Budget Official's Attorney Resignation Approved

    A Connecticut judge on Tuesday accepted former state budget official Konstantinos M. Diamantis' decision to relinquish his law license and never reapply for admission to the bar after a corruption trial last year ended with his conviction.

  • March 24, 2026

    Utah Judge Says Tribe's Split Estate Lands Not Indian Country

    A Utah federal judge has determined that split estate lands within the Uintah and Ouray Indian Reservation are not Indian Country, saying that decades of precedent in the dispute over the Ute Indian Tribe's jurisdiction backs the decision.

  • March 24, 2026

    Commonwealth Financial To Pay $5M To Settle SEC Suit

    The U.S. Securities and Exchange Commission has agreed to accept $5 million from Commonwealth Financial Network to resolve conflict disclosure claims, nearly a year after the First Circuit overturned the agency's previous $93 million judgment against the firm.

  • March 24, 2026

    Pa. PUC Gets First Dibs On Developer's Water Meter Dispute

    A Lackawanna County, Pennsylvania, developer's dispute with Pennsylvania American Water Co. over the location of water meters belongs before the state Public Utility Commission, not a trial court, an appellate panel ruled Tuesday.

  • March 24, 2026

    Fraud Task Force May Boost White Collar Defense Work

    A new federal anti-fraud task force involving at least a dozen federal agencies could soon expose more state and local governments, contractors, companies and others to compliance risks, particularly in healthcare fraud and False Claims Act cases, experts say.

  • March 24, 2026

    NC Justices To Decide If AG Can Pursue DuPont Pollution Suit

    The North Carolina Supreme Court's conservative majority has agreed to take up an appeal by two DuPont spinoffs challenging the state attorney general's authority to sue them over forever chemical contamination, granting certiorari over the objection of their liberal colleagues.

  • March 24, 2026

    Apple Flouting Mass. Law With Late Pay, Suit Says

    A former Apple Store manager says the tech giant consistently paid her and hundreds of other Massachusetts workers later than permitted by state law, according to a proposed class action filed in state court.

  • March 24, 2026

    Trump Fights To Keep JPMorgan Debanking Suit In Fla. Court

    President Donald Trump asked a Miami federal judge to send his $5 billion debanking lawsuit against JPMorgan back to Florida state court, arguing the banking giant is staking its basis for federal jurisdiction on an "overly expansive interpretation" of Florida law.

  • March 24, 2026

    Citibank Wins Order To Arbitrate Military Lending Case

    A North Carolina federal judge paused a military consumer lawsuit against Citibank NA over misleading information about interest and fees after the Fourth Circuit determined that the arbitration agreements were enforceable.

  • March 24, 2026

    Mass General Accused Of Shaving Time From Workers' Pay

    Boston-based healthcare system Mass General Brigham shaved as much as 14 minutes a day from employees' pay by rounding their clock-in and clock-out times, according to a proposed class and collective action filed in federal court.

  • March 23, 2026

    Bankman-Fried Must Reveal Any Legal Help In Pro Se Motion

    A federal judge in Manhattan on Monday ordered incarcerated FTX founder Sam Bankman-Fried to reveal how much, if any, attorney help he had in drafting his motion for a new trial, saying criminal defendants don't have the right to both represent themselves and be represented by counsel.

  • March 23, 2026

    Wash. OKs Cash Transaction Rounding Rules As Penny Fades

    Washington adopted a law on Monday allowing cash retail transactions to be rounded to the nearest nickel increment, providing clarity for Evergreen State merchants in the wake of the federal government's decision to stop making pennies last year.

  • March 23, 2026

    Anthropic Says DOD Security Risk Label Is Unconstitutional

    Anthropic PBC has doubled down on its push for an order blocking the Trump administration from labeling it a supply chain risk to national security, telling a California federal court the executive branch was punishing "a major company for the sin of expressing its views on a matter of profound public significance."

  • March 23, 2026

    SEC Must Give Video Of Elon Musk Interview To Oscar Winner

    The U.S. Securities and Exchange Commission must release a video interview of Elon Musk from its civil fraud investigation of the billionaire to a film company led by Oscar-winner Alex Gibney, a D.C. federal judge ruled Monday, saying the SEC already has publicized the interview's contents through a transcript.

  • March 23, 2026

    Ex-Fla. Rep Paid To Secretly Lobby For Maduro, Jurors Told

    A prosecutor told a Florida federal jury Monday that former congressman David Rivera and a political consultant conspired to secretly lobby for deposed Venezuelan President Nicolás Maduro in violation of the law, saying they were paid to help influence U.S. official policy toward the South American country without approval.

  • March 23, 2026

    Civil Rights Attys Sanctioned After Admitting AI Errors

    A Utah federal judge sanctioned two solo practitioners Monday who represent a disabled teenager's parents in their civil rights lawsuit against a school district for filing a brief with two artificial intelligence-generated errors, ordering them to complete ethics training but declining additional fee sanctions, because they "sincerely" accepted their responsibility.

  • March 23, 2026

    High Court Won't Review Mortgage Firm's $8M CFPB Fine

    The U.S. Supreme Court declined Monday to take up a now-shuttered mortgage services firm's yearslong fight against a nearly $8 million Consumer Financial Protection Bureau judgment, rebuffing an appeal tied in part to the agency's past leadership structure.

  • March 23, 2026

    DOD Schools' Can't Escape Suit Over Book And Lesson Ban

    The U.S. Department of Defense must face litigation seeking to restore hundreds of books and lessons on race and gender that were pulled from the DOD school system under the Trump administration after a Virginia federal judge refused to dismiss the case.

  • March 23, 2026

    CooperSurgical Fights Docs Request In Embryo Loss Suit

    Fertility company CooperSurgical Inc. is pushing back against a bid to compel the release of internal financial and other records in litigation brought by a couple who claims the company negligently destroyed their embryos with its recalled culture media, calling the request overly broad.

  • March 23, 2026

    Calif. Sues To Stop Trump's 'Power Grab' To Restart Pipeline

    California slammed as a "breathtaking power grab" the U.S. Department of Energy's order directing Sable Offshore Corp. to restart a pipeline in Southern California that was shuttered in 2015 following a massive oil spill, asserting in a lawsuit Monday that the order is a "stunning usurpation" of state authority. 

  • March 23, 2026

    Polymarket Bars Insider Trading In Latest Rule Book Update

    Polymarket announced Monday that it's updating its rule book to address insider trading in event contracts, explicitly barring trades on stolen confidential information, illegal tips or by those who can "influence the outcome" of a prediction market.

  • March 23, 2026

    Judge Unlikely To Halt Evictions In Md. Condo-County Dispute

    A Maryland federal judge signaled that he likely wouldn't block Prince George's County from evicting condo owners whose buildings have been without heat since December, but also said he likely wouldn't dismiss the residents' claims that the county — by assisting a nearby homeless encampment — has created numerous problems at the complex.

  • March 23, 2026

    FCC Urges Justices To Reject Repeal Of Penalty Power

    The Federal Communications Commission has urged the U.S. Supreme Court to keep the agency's monetary penalty powers intact, saying the agency's current practice does not deny targets of fines their right to a jury trial and is not binding until a court orders payment.

  • March 23, 2026

    11th Circ. Upholds Florida's Ban On Lab-Grown Meat

    The Eleventh Circuit on Monday rejected a food technology company's bid to block Florida's ban on lab-grown chicken, ruling that the federal Poultry Products Inspection Act does not preempt the state law because the statute governs production standards and ingredients, not whether a state may ban a product outright.

  • March 23, 2026

    FCC Adds Foreign Routers To Nat'l Security Risk List

    The Federal Communications Commission on Monday added foreign-made routers to a list of consumer electronics gear that cannot be sold on the U.S. market without specific authorization.

Expert Analysis

  • Managing New Fair Housing Risks Of AI Leasing Agents

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    Trusting AI-driven chatbots to manage early communications with potential tenants can expose housing providers to Fair Housing Act violations on a vast scale, but prioritizing supervision of automated interactions, implementing strong vendor governance and tracking emerging testing trends can catch problems early, says Yana Rusovski at Spencer Fane.

  • One Idea To Fix The SEC's Risk Factor Disclosure Rules

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    U.S. Securities and Exchange Commission Chairman Paul Atkins recently invited the industry to suggest ways to reform the current risk factor disclosure framework, and amending Rule 10b-5 is one potential option to consider, say attorneys at A&O Shearman.

  • Navigating Venezuelan Oil And Gas Sanctions Rollbacks

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    The U.S. Department of the Treasury's Office of Foreign Assets Control has issued a series of general licenses representing the broadest easing of Venezuela-related sanctions in years, and creating significant new opportunities — but only for entities prepared to meet the rigorous conditions attached to OFAC's phased sanctions relief, say attorneys at Winston & Strawn.

  • 7 Employer Tips For Handling Calif. Privacy Risk Assessments

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    Recent changes to the California Consumer Privacy Act require certain employers to complete detailed risk assessments before handling workforce data in many routine ways, so employers should assess whether previous risk assessments can be reused or combined, assemble a team, and create a plan of action, among other steps, say attorneys at Littler.

  • Breaking Down State Legislative Efforts In Telecom Security

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    As the federal government has strengthened national security safeguards for the telecommunications ecosystem, states have also asserted a role in telecom security, with variations among these regimes risking regulatory fragmentation and complicating compliance strategies, say attorneys at Hogan Lovells.

  • Agentic AI Use May Trigger Existing Consumer Finance Laws

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    As artificial intelligence agents interact more and more with payment systems, financial institutions should be cognizant of how existing consumer protection laws like the Equal Credit Opportunity Act apply when transactions are executed by automated systems rather than individuals, noting authorization and liability gaps, say attorneys at Sheppard.

  • SEC Guidance Further Solidifies Status Of Tokenized Assets

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    The U.S. Securities and Exchange Commission recently released a statement that tokenized securities are securities governed by traditional securities laws, representing continued regulatory clarity and the development of expanded technical standards and risk management guidelines that can only improve the long-term viability of financial markets, say attorneys at Barnes & Thornburg.

  • What's Next For The Advanced Air Mobility Sector

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    The U.S. Department of Transportation’s recent selection of electric vertical takeoff and landing pilot program participants marks a transition from aspirational policy to accountable implementation, and regulatory strategy should be at the center of business planning across the advanced air mobility ecosystem, say attorneys at Morgan Lewis.

  • 5 Tips For Navigating Your Firm's All-Attorney Summit

    Excerpt from Practical Guidance
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    Law firm retreats should be approached strategically, as they present valuable opportunities to advance both the firm's objectives and attorneys' professional development through meaningful participation, building and strengthening internal relationships, and proactive follow-up, says James Argionis at Cozen O’Connor.

  • New NLRB GC Likely To Prioritize Efficiency Over Policy Shifts

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    After the National Labor Relations Board operated without a quorum for nearly a year, general counsel Crystal Carey's early memoranda reflect a shift away from sweeping policy changes and toward clearing the case backlog, creating an environment that rewards employers' preparation and efficiency over prolonged litigation, says Michael Passarella at Olshan Frome.

  • Opinion

    Clarity Act Would Clear Welcome Pathways For Blockchain

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    The framework proposed under the Senate Banking Committee's version of the Clarity Act creates reasonable compliance obligations and meaningful token-distribution opportunities that would open the door for more U.S.-based blockchain projects, without the heightened risk of securities litigation and regulatory enforcement, says Karen Ubell at Goodwin.

  • How Bankrupt Cos. Can Seek Refunds For Illegal Tariffs

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    In light of the U.S. Supreme Court's recent decision striking down President Donald Trump's International Emergency Economic Powers Act tariffs as illegal, some companies may have strong prospects for recovering refunds from the government, and trustees in bankruptcy may have a significant role to play in seeking such recovery, say attorneys at Stinson.

  • NYC Leave Law Expands Compliance Beyond Written Policies

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    Following recent amendments to New York City's Earned Safe and Sick Time Act that expand its uses, give employees 32 hours of immediately available time off and create a right to request schedule changes, compliance now turns on whether employees can use time off without facing barriers or discipline, say attorneys at Polsinelli.

  • Legal And Industry Impacts Of America's Maritime Action Plan

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    America's Maritime Action Plan, unveiled by the White House last month, introduces changes to trade investigations, a new maritime trust fund and more — adding regulatory and compliance obligations for companies and counsel, but also new avenues for client engagement in project finance, contract negotiation and dispute resolution, say attorneys at Holland & Knight.

  • 5 Gov't Contractor Tips Following Anthropic Risk Designation

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    The Pentagon's designation of Anthropic as a supply chain risk is an unprecedented action that raises significant legal questions, and with government contractors already receiving directives and inquiries concerning their use of Anthropic products and services, there are several strategies contractors can use to manage risk, say attorneys at Mayer Brown.

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