Compliance

  • December 09, 2025

    Wells Fargo $84M ERISA Stock Option Suit Deal Initially OK'd

    A Minnesota federal court gave its initial sign-off to an $84 million settlement that Wells Fargo & Co. agreed to pay to end a class action alleging that the bank ran afoul of federal benefits law when it used dividends earned by its employee stock ownership plan to meet its 401(k) matching obligations.

  • December 09, 2025

    MLS General Counsel Eye NAR Settlement In Rearview

    When the National Association of Realtors unveiled nationwide buyer commission rule changes amid a $418 million antitrust settlement in 2024, multiple listing services and their counsel took on the heavy lift of implementing those changes as their members sought guidance.

  • December 09, 2025

    Sens. Eye Final Stretch To Wrap Crypto Market Structure Bill

    Sen. Cynthia Lummis, R-Wyo., said Tuesday that she's hoping to share a draft of a crypto market structure bill by the end of the week, but she may have to "cajole the White House" on ethics language and the appointment of Democrats to federal derivatives and securities agencies to get the bill across the finish line.

  • December 09, 2025

    Insurer Berkshire Faces $750K Claim Over Navy Project Bill

    An electrical subcontractor asked a Virginia federal court to help it collect nearly $750,000 from Berkshire Hathaway Specialty Insurance Co. under a payment bond for work at a Navy facility in Chesapeake.

  • December 08, 2025

    Trump's 'Unlawful' Freeze Of Wind Projects Gets Blocked

    A Massachusetts federal judge Monday blocked President Donald Trump's executive order indefinitely pausing permits for wind farm projects, ruling that the order was arbitrary and capricious and contrary to the law.

  • December 08, 2025

    Ex-NY Gov. Aide's Mom Says Alleged FARA Cash Wasn't Dirty

    The mother of a former top aide to New York governors Monday told a Brooklyn federal jury large amounts of cash she held were from legitimate sources, as opposed to prosecutors' claim it was tied to her daughter's alleged scheme to secretly further the People's Republic of China's interests.

  • December 08, 2025

    OCC's Gould Responds To Crypto Trust Charter Concerns

    The head of the Office of the Comptroller of the Currency on Monday expressed skepticism of banking industry concerns surrounding cryptocurrency trust charter applications, asserting in a speech that "innovation, competition, and fair access should always triumph over regulatory stagnation."

  • December 08, 2025

    CFPB's Vought Faces New Funding Suit, Hearing Demand

    Consumer advocates are mounting a new attempt to force Trump budget chief Russell Vought to replenish the Consumer Financial Protection Bureau's dwindling funds, while Senate Democrats are calling for what they say is an overdue hearing on his work at the agency.

  • December 08, 2025

    7-Eleven To Pay $4.5M Penalty Over Fla. Gas Station Buy

    7-Eleven Inc. and its Japanese parent company will pay a historic $4.5 million penalty to settle the Federal Trade Commission's allegations that the convenience store giant bought a Florida gas station without first informing the FTC, in violation of a 2018 agreement, the agency announced Monday.

  • December 08, 2025

    USDA Appealing Chilean Grape Fumigation Decision

    The U.S. Department of Agriculture is appealing a D.C. federal judge's decision vacating a 2024 rule change that allowed Chilean table grapes to be imported into the country even if they hadn't been fumigated with methyl bromide to kill pests.

  • December 08, 2025

    Confluence Health Refunds $1.8M Following Wash. AG's Probe

    Central Washington healthcare operator Confluence Health has refunded more than $1.8 million to low-income patients who paid for hospital care despite being eligible for financial assistance under the state's Charity Care Act, Washington Attorney General Nick Brown announced Monday.

  • December 08, 2025

    App Maker Says 1st Amendment Bars AG's Removal Demand

    The developer of an application allowing users to report sightings of immigration enforcement authorities accused U.S. Attorney General Pam Bondi on Monday in D.C. federal court of violating his free speech rights by getting Apple to remove it.

  • December 08, 2025

    Tufts Student's Visa Record Must Be Restored, Judge Says

    A Massachusetts federal judge on Monday ordered the government to reinstate Tufts University graduate student Rümeysa Öztürk's student visa record, finding she has already suffered irreparable harm, including missed professional and academic opportunities, from her record's termination following detention by immigration officers in March.

  • December 08, 2025

    Conservative Justices Probe 'Husk' Of FTC Firing Protections

    The U.S. Supreme Court's conservative majority pushed back Monday against the 90-year-old precedent permitting the removal only for cause of Federal Trade Commission members, and perhaps those serving other independent agencies, calling those safeguards a "dried husk" and wondering where to draw the line for protected agencies.

  • December 08, 2025

    1st Circ. Keeps Planned Parenthood Funding Ban In Place

    The First Circuit on Monday issued an administrative stay that temporarily keeps in place a ban on Medicaid funding for Planned Parenthood, pausing a lower court's ruling.

  • December 08, 2025

    Epic Drops App Store Trade Libel Claims Against Google

    Video game and software developer Epic Games Inc. is dropping its trade libel case accusing Google LLC of making claims about its apps and store on Android devices, following a settlement between the tech giants.

  • December 08, 2025

    Amazon, UL Say Chinese Cos. Lied About E-Bike Safety Tests

    Amazon and product safety organization UL are accusing a number of Chinese firms of falsely promoting their electric scooters and e-bikes as certified by UL despite never actually having their products tested by the 131-year-old safety group.

  • December 08, 2025

    What To Do When Jurors Don't 'Trust The Science'

    The pandemic and initiatives from the second administration of President Donald Trump challenging decades of established scientific norms have made science more politicized, and attorneys say picking a jury and presenting scientific evidence is increasingly challenging.

  • December 08, 2025

    SEC Nabs $7M Fraud Judgment Against Titanium Blockchain

    The U.S. Securities and Exchange Commission has secured a more than $7 million final judgment against Titanium Blockchain Infrastructure Services Inc. in a securities fraud suit, more than three years after the founder and CEO of the purported cryptocurrency investment platform pled guilty to his involvement in a related $21 million initial coin offering scheme.

  • December 08, 2025

    Capital One To Pay $580K To End Mass. Debt Calls Claims

    Financial services giant Capital One will pay $580,000 to resolve Massachusetts regulators' allegations that representatives of its recently acquired Discover Bank made more debt collection calls to Massachusetts borrowers than allowed under state law.

  • December 08, 2025

    Barclays Accused Of 'Vague' Account Closure Notifications

    A Barclays PLC subsidiary was hit Sunday with a proposed customer class action in California federal court accusing it of illegally shutting down accounts and providing only vague explanations for the closures, allegations that echo claims of so-called debanking that have been in the national spotlight.

  • December 08, 2025

    Eversheds Adds Ex-SDNY Atty As Investigations Co-Leader

    Eversheds Sutherland has added a former assistant U.S. attorney from the Southern District of New York to co-lead its corporate crime and investigations practice, the firm announced.

  • December 08, 2025

    SEC Eases Decades-Old Wall Street Analyst Restrictions

    The U.S. Securities and Exchange Commission has agreed to lift some restrictions imposed on large financial institutions over two decades ago in a crackdown on alleged conflicts of interests involving investment banks and their research analysts, agreeing with the banks that modification of the settlements was proper due to a 2015 rule that addressed the same problem. 

  • December 08, 2025

    Tax Court Rejects Telecom Co.'s $3M Bankruptcy Deductions

    A telecommunications company cannot deduct over $3 million as a loss tied to a subsidiary's bankruptcy proceedings, the U.S. Tax Court ruled Monday, holding that the amount must be reported as capitalized expenditures because both businesses share the same owners.

  • December 08, 2025

    Delta Fights To Keep Pay Range Suit In Federal Court

    A suit accusing Delta Air Lines of failing to include a compensation range in job postings should remain in federal court because the job applicant who sued established an injury, the airline told a Washington federal court.

Expert Analysis

  • Adapting To Calif.'s Enhanced Regulation Of PE In Healthcare

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    New California legislation enhances oversight on the role of private equity groups and hedge funds in healthcare transactions, featuring both a highly targeted nature and vague language that will require organizations to carefully evaluate existing practices, says Andrew Demetriou at Husch Blackwell.

  • What To Note In OCC, FDIC Plan To Standardize Supervision

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    The Office of the Comptroller of the Currency and the Federal Deposit Insurance Corp.'s recent proposals to standardize the meaning of "unsafe or unsound practice" and revise the process for issuing matters requiring attention could significantly narrow the scope of activities that spawn enforcement actions, says Brendan Clegg at Luse Gorman.

  • How The SEC May Overhaul Its Order Protection Rule

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    Attorneys at Skadden trace the evolution of the controversial Rule 611 of Regulation National Market System, examine the current debate surrounding its effectiveness, and consider how the U.S. Securities and Exchange Commission's emerging Project Crypto initiative could reshape Regulation NMS for a tokenized, on-chain market environment.

  • State Child Privacy Laws May Put More Cos. In FTC's Reach

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    Starting with Texas in January, several new state laws requiring app stores to share user age-related information with developers will likely subject significantly more companies to the Federal Trade Commission’s child privacy rules, altering their compliance obligations, say attorneys at Womble Bond.

  • Why Appellees Should Write Their Answering Brief First

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    Though counterintuitive, appellees should consider writing their answering briefs before they’ve ever seen their opponent’s opening brief, as this practice confers numerous benefits related to argument structure, time pressures and workflow, says Joshua Sohn at the U.S. Department of Justice.

  • AG Watch: DC Faces Congressional Push To End Elected Role

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    Given the current structural tension between D.C.'s local autonomy and congressional plenary power, legal and business entities operating in the district should maintain focus on local enforcement gaps, and monitor the legislative process closely, says Lauren Cooper at Hogan Lovells.

  • Navigating DEA Quotas: Key To Psychedelics Industry Growth

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    As new compounds like DOI enter the Schedule I landscape, manufacturers who anticipate U.S. Drug Enforcement Administration quota regulations, and build quota management into their broader strategy, will be best equipped to meet the growing demand, say Kimberly Chew at Husch Blackwell and Jaime Dwight at Promega.

  • Questions To Ask Your Client When Fraud Taints Financing

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    As elevated risk levels yield fertile conditions for fraud in financing transactions, asking corporate clients the right investigative questions can help create an action plan, bring parties together and help clients successfully survive any scam, says Mark Kirsons at Morgan Lewis.

  • Game Not Over: Player Redshirt Suits Keep NCAA On Defense

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    A class action recently filed in Tennessee federal court highlights a trend of student-athlete challenges to the NCAA's four seasons eligibility rule following the historic House settlement in June, which altered revenue-sharing and players' name, image and likeness rights, say attorneys at BakerHostetler.

  • Federal Acquisition Rules Get Measured Makeover

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    The Trump administration's promised overhaul of the Federal Acquisition Regulation is not a revolution in rules, but a meaningful recalibration of procurement practice that gives contracting officers more space to think, to tailor and to try, say attorneys at Mayer Brown.

  • 2nd Circ. Peloton Ruling Emphasizes Disclosure Context

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    The Second Circuit’s recent decision to revive shareholders’ suit alleging that Peloton made materially misleading statements makes clear that public companies must continually review risk disclosures to determine if previous hypotheticals have materialized, say attorneys at Baker Botts.

  • Series

    Mindfulness Meditation Makes Me A Better Lawyer

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    Mindful meditation enables me to drop the ego, and in helping me to keep sight of what’s important, permits me to learn from the other side and become a reliable counselor, says Roy Wyman at Bass Berry.

  • Lessons From 7th Circ. Decision Affirming $183M FCA Verdict

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    The Seventh Circuit's decision to uphold a $183 million False Claims Act award against Eli Lilly engages substantively with recurring materiality and scienter questions and provides insights into appellate review of complex trial court judgments, say Ellen London at London & Naor, Li Yu at Bernstein Litowitz and Kimberly Friday at Osborn Maledon.

  • HSR Data Shows Most Deals Exit Antitrust Review Unscathed

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    Merger activity is up, enforcement is down and the vast majority of deals are emerging from U.S. federal antitrust review in one piece, new 2024 fiscal-year Hart-Scott-Rodino data shows, meaning companies should not shy away from deals based on a perception that recent antitrust enforcement has been unusually aggressive, says Amanda Wait at Michael Best.

  • AI Litigation Tools Can Enhance Case Assessment, Strategy

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    Civil litigators can use artificial intelligence tools to strengthen case assessment and aid in early strategy development, as long as they address the risks and ethical considerations that accompany these uses, say attorneys at Barnes & Thornburg.

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