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Compliance
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April 08, 2026
VC Fund Chief, Firms To Pay SEC $2.4M To Settle Fraud Claim
A Florida resident and his investment advisory firms agreed Wednesday to pay nearly $2.4 million to the U.S. Securities and Exchange Commission to settle claims they made false and misleading disclosures to investors in the venture capital funds they managed.
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April 08, 2026
FinCEN, OFAC Propose AML Rules For Stablecoin Issuers
The U.S. Department of the Treasury's Financial Crimes Enforcement Network and Office of Foreign Assets Control issued a joint proposed rule Wednesday to implement the anti-money laundering and sanctions compliance program requirements of the federal stablecoin framework known as the Genius Act.
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April 08, 2026
States Seek Time For Talks To Settle Drug Price-Fixing Suit
The states suing generic-drug manufacturers in one of three sprawling antitrust cases want a Connecticut federal judge to pause all deadlines for three months so they can focus on settling with the remaining defendants, according to a joint filing.
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April 08, 2026
NC Vape Seller Defaults In FDA Suit Over Illegal Imports
The U.S. Food and Drug Administration scored a big win in its bid to permanently block a North Carolina vape distributor from importing and selling illicit flavored e-cigarettes from China, with a federal judge giving the government a default win.
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April 08, 2026
SEC Watchdog To Pay Tipsters Who Uncover Agency Waste
The U.S. Securities and Exchange Commission's Office of Inspector General has launched a cash awards program that the agency hopes will incentivize its workers to report fraud, waste and mismanagement.
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April 08, 2026
Gambling Machine Owners Shutter, Forfeit $5M In Pa. Plea Deal
Two companies pled guilty to operating hundreds of illegal video gaming machines throughout Pennsylvania and forfeited $5 million in assets in a deal announced Wednesday by the state's attorney general's office.
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April 08, 2026
Elizabeth Warren Says FCC Must Tackle Sports 'Streamflation'
Sen. Elizabeth Warren, D-Mass., told the Federal Communications Commission that Disney's acquisition of Fubo and other deals in the last year showed why the FCC must use its authority over competition to protect consumers from an increasingly pricey sports streaming market.
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April 08, 2026
SEC Says Booze Co. Ginned Up Bogus Sales In Investor Fraud
The U.S. Securities and Exchange Commission has sued the former CEO of a now-defunct organic alcohol company in Minnesota federal court for allegedly raising $2.4 million from investors after recording sham transactions to prop up the company amid financial difficulties.
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April 08, 2026
Trump Economists Say Stablecoin Yield Ban Won't Help Banks
Economists to President Donald Trump said Wednesday that banning cryptocurrency exchanges from paying stablecoin rewards or yield would "do very little to protect bank lending" and leave consumers worse off, findings that come amid a contentious push to tighten yield restrictions.
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April 08, 2026
VW Beats 'Clean Diesel' NY Shareholder Derivative Suit
A New York state trial court has thrown out a shareholder derivative suit seeking to hold current and former Volkswagen AG supervisory board members and executives in Germany liable for perpetrating the 2015 emissions cheating scandal, saying the dispute doesn't belong in the Empire State.
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April 08, 2026
Veterans Say Citibank Arb. Ruling Is 'Anti-Military Readiness'
A group of service members urged a North Carolina federal court to keep in its sights claims that Citibank NA proffered misleading information about credit card account interest and fees, arguing a recent arbitration order erodes safeguards baked into the Military Lending Act.
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April 08, 2026
FCC Looks To Beef Up 'Know Your Customer' Robocall Regs
The Federal Communications Commission this month will consider establishing rules requiring telecom providers to "know your customer" when sending robocall traffic, while weighing national security proposals and updates to satellite spectrum sharing rules.
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April 08, 2026
ERISA Recap: 6 Noteworthy Decisions From March
JPMorgan Chase & Co. narrowed but couldn't escape a suit from workers who said their health plan paid too much for prescription drugs, Genworth Financial Inc. unwound a class at the Fourth Circuit, and the Sixth Circuit breathed new life into proposed class actions against FedEx and Kellogg. Here, Law360 looks at these and three other notable decisions from March in ERISA cases.
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April 08, 2026
$37M Award For Whistleblowers Nixed In Medicaid Fraud Row
A Texas state appeals court did away with an order awarding three whistleblowers a $37 million share of the state's settlement resolving Medicaid fraud allegations against Xerox, finding their respective cases over the alleged scheme were based on publicly available information.
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April 08, 2026
Google Search Judge Mulls If Mandates Will Need More Fixes
A D.C. federal judge wondered aloud Wednesday if the continuously evolving technological landscape will necessitate even more changes down the line to his order in a U.S. Department of Justice monopolization case requiring Google to prop up its rivals with syndicated search results and data.
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April 08, 2026
NY, RealPage Spar Over Justices' Conversion Therapy Ruling
The New York Attorney General's Office contested RealPage Inc.'s argument that the U.S. Supreme Court's ruling against a Colorado conversion therapy ban bolsters its First Amendment suit against the state, disputing the company's characterization of the high court's holding.
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April 08, 2026
NJ And Town Seek Injunction To Halt ICE Detention Center
New Jersey and the township of Roxbury asked a federal court to halt the conversion of a warehouse to a U.S. Immigration and Customs Enforcement detention center, citing expected strains on local resources and the environment.
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April 08, 2026
Conn. Watchdog Missed Case Review Deadlines, Auditor Says
Connecticut's Commission on Human Rights and Opportunities, which passes initial judgment on employment and other discrimination claims, repeatedly missed complaint review deadlines and may wish to ask the Legislature to extend statutory time limits, an audit report said Wednesday.
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April 08, 2026
Ropes & Gray Adds Cybersecurity Atty From Justice Dept.
Ropes & Gray LLP has hired a new data, privacy and cybersecurity practice partner, who has joined the team in Washington after spending more than a decade working for the Justice Department, the firm announced Tuesday.
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April 08, 2026
Where Dormant Commerce Clause Cannabis Cases Stand
Lawsuits across the country challenging the constitutionality of state and local cannabis licensure programs continue to move through the federal appellate courts, with judges reaching different conclusions on a topic with broad implications for marijuana regulation.
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April 08, 2026
Whistleblower, Healthcare Operator End Retaliation Suit
A nursing home administrator who participated in a U.S. Department of Housing and Urban Development whistleblower investigation into alleged false payment claims and a healthcare facility operator agreed to end a lawsuit over his firing, according to a stipulation filed in Colorado federal court Wednesday.
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April 08, 2026
FedEx Says NY Attys And Medical Providers Staged Crashes
FedEx accused a network of lawyers, medical providers and clinics of orchestrating an insurance scam in which they staged motor vehicle accidents in order to defraud the delivery giant through sham lawsuits and inflated medical bills, according to a suit filed in New York federal court.
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April 08, 2026
SEC Taps Gibson Dunn Partner For Enforcement Director
The U.S. Securities and Exchange Commission announced Wednesday that it has appointed a Gibson Dunn & Crutcher LLP partner and former senior enforcement attorney to serve as director of the agency's Division of Enforcement, following the abrupt resignation of the most recent director.
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April 07, 2026
Fee And Atty Row Splinters Mass Medical Pot Licensing Suit
An attorney's departure, fee disputes and clashes over who actually represents Oklahoma medical marijuana companies has caused a fissure in the litigation seeking to overturn the state's residency requirements, resulting in some plaintiffs being forced to file a separate lawsuit.
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April 07, 2026
Feds Say Iranian Hackers Are Targeting 'Critical' Infrastructure
A handful of federal agencies issued a joint cybersecurity advisory Tuesday warning that Iranian-affiliated hackers are taking aim at "critical infrastructure," including drinking water and wastewater systems, leading to multiple disruptions across various sectors.
Expert Analysis
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Navigating Life Sciences Deals Amid Heightened Scrutiny
With pricing reform initiatives, national security legislation and evolving trade policy currently contributing to meaningful uncertainty for life sciences companies, it is important to proactively structure deals to avoid downstream complications, say attorneys at Cooley.
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Series
Watching Hallmark Movies Makes Me A Better Lawyer
I realize you may be judging me for watching, and actually enjoying, Hallmark Channel movies, but the escapism and storylines actually demonstrate qualities and actions that lead to an efficient, productive and positive legal practice, says Karen Ross at Tucker Ellis.
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Keys To Federal Carbon Compliance In Data Center Siting
Recent statements from the White House and state governors about making data centers pay for their own power infrastructure have underlined the importance of choosing locations, generation technologies and deal structures to optimize carbon, permitting and compliance costs, say attorneys at Davis Graham.
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NY Bill Elevates Criminal Risk For 'Shadow' Crypto Firms
New York's proposed CRYPTO Act would expose unlicensed digital asset operators to criminal penalties ranging from state misdemeanor charges to felony convictions, potentially marking a significant shift in how New York — already among the most aggressive crypto regulators — oversees virtual currency businesses, say attorneys at Crowell & Moring.
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Opinion
AI Doc Ruling Got Privilege Analysis Wrong
Broad reasoning used by a New York federal judge in U.S. v. Heppner — to determine the criminal defendant's interactions with a generative artificial intelligence platform were not protected — mistakenly treats AI use as dispositive disclosure to a third party and adopts an unduly narrow conception of work product, say attorneys at Lankler Siffert.
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AG Watch: New York's Heightened Enforcement In Real Estate
Over the past several months, New York Attorney General Letitia James has brought a rapid succession of enforcement actions targeting rent stabilization abuse, unsafe housing conditions and fraudulent securities practices, signaling that the office views these problems as systemic issues warranting aggressive intervention, say attorneys at Quinn Emanuel.
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Contract Disputes Recap: Estimates, Value, Gov't Causation
Three recent decisions provide helpful insights about the risk of relying on estimated quantities in blanket purchase agreements, the impact of valuation methodologies and the proof needed to overcome an agency's sovereign acts defense, say attorneys at Seyfarth.
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Stablecoin Yield Reform Raises Stakes For Community Banks
Risks for community banks are heightened by the Clarity and Genius Acts, which establish stablecoin market parameters and may lead to traditional bank fund withdrawals in the long term, but a recent Senate amendment to the former bill could prevent deposit runoff, says Thomas Walker at Jones Walker.
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When Trade Secret Litigation And Criminal Law Collide
An increasing convergence of trade secret litigation and white collar defense, especially with several recent criminal prosecutions from the Justice Department, should prompt businesses and counsel to adapt within the overlapping landscapes, says Kenneth Notter at MoloLamken.
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What To Watch At The 2026 ABA Antitrust Spring Meeting
Attorneys at Freshfields consider the future of antitrust law and competition among developments likely to dominate discussion at the American Bar Association's Antitrust Spring Meeting this week.
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How DOJ's New Corporate Crime Policy Will Work In Practice
The upshot of the Justice Department's new corporate crimes enforcement framework is uniformity for self-reporting companies, but there is uncertainty around how it will be applied in interaction with the Southern District of New York's more lenient, yet unpredictable, financial crimes enforcement program, say attorneys at Cahill Gordon.
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Changes Coming To The SBIR And STTR Programs
Legislation recently approved by Congress to reauthorize the Small Business Innovation Research and Small Business Technology Transfer Programs includes changes focused on national security that would improve transparency but also increase applicants' administrative burdens, slow the awards process and likely increase litigation, say attorneys at Fluet & Associates.
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What FINRA Enforcement Changes Mean For Investigations
It is essential for in-house counsel and compliance officers to familiarize themselves with the Financial Industry Regulatory Authority's recently announced changes to its enforcement program, which offer both clearer visibility into FINRA's expectations and a valuable opportunity to strengthen regulatory readiness, say attorneys at Eversheds Sutherland.
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Managing New Fair Housing Risks Of AI Leasing Agents
Trusting AI-driven chatbots to manage early communications with potential tenants can expose housing providers to Fair Housing Act violations on a vast scale, but prioritizing supervision of automated interactions, implementing strong vendor governance and tracking emerging testing trends can catch problems early, says Yana Rusovski at Spencer Fane.
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One Idea To Fix The SEC's Risk Factor Disclosure Rules
U.S. Securities and Exchange Commission Chairman Paul Atkins recently invited the industry to suggest ways to reform the current risk factor disclosure framework, and amending Rule 10b-5 is one potential option to consider, say attorneys at A&O Shearman.