Compliance

  • January 20, 2026

    Defense Industry Exec Gets 4 Years For Bribery Scheme

    A U.S. Navy veteran who founded a defense contracting company has been sentenced in California federal court to four years in prison after admitting his role in a scheme where he bribed a former Navy employee with World Series and Super Bowl tickets for his help ensuring the company procured lucrative government contracts.

  • January 20, 2026

    Trump Media Investor Says Insider Trading Trial Was Flawed

    A Florida trader sentenced to over two years in prison for insider trading on confidential plans to take President Donald Trump's media company behind Truth Social public urged the Second Circuit on Tuesday to reverse his conviction, saying the lower court wrongly excluded evidence at trial that backed his claims of acting in good faith.

  • January 20, 2026

    Firms Clash Over Starbucks Derivative Suit Leadership

    Plaintiffs in recent shareholder lawsuits against Starbucks Corp. leaders are challenging a Seattle federal judge's appointment of two New York law firms to co-lead similar litigation consolidated last year, arguing that the chosen firms are already "spread too thin" across hundreds of complex cases.

  • January 20, 2026

    DC Circ. Doubts If EPA Had To Quantify Costs In PFAS Rule

    The D.C. Circuit on Tuesday seemed to favor the U.S. Environmental Protection Agency's position that public comments were properly solicited before labeling two forever chemicals as hazardous substances, and expressed skepticism that the agency should have done a more rigorous analysis of clean-up costs for businesses.

  • January 20, 2026

    FTC, Doxo Trade Blows In Online Consumer Deception Case

    As the Federal Trade Commission pushes for a pretrial win in its case accusing online bill pay platform Doxo Inc. of duping consumers into paying extra fees, the Seattle-based firm has called out the agency for "targeting a company for sticking up for itself" and seeking to bankrupt its executives.  

  • January 20, 2026

    Edison Blames LA County, Others For Exacerbating Eaton Fire

    Southern California Edison filed a cross-complaint in California state court on Friday against several public and private entities, including Los Angeles County and the city of Pasadena, alleging they are also at fault for exacerbating the damage left by the devastating Eaton fire that sparked in January 2025.

  • January 20, 2026

    DHS Tech Says He Was Fired For Criticizing Noem During 'Date'

    A U.S. Department of Homeland Security employee claims in a D.C. federal lawsuit that he was unlawfully fired after he went on what he believed was a date with a nurse, who secretly recorded him speaking negatively about Secretary Kristi Noem for the benefit of a conservative activist.

  • January 20, 2026

    Split 11th Circ. Upholds SEC's $1M Penny Stock Victory

    A divided Eleventh Circuit has upheld a nearly $1 million judgment that the U.S. Securities and Exchange Commission won in a penny stock fraud case, finding that the remedy is not time-barred and cannot be overturned based on a question similar to one facing the U.S. Supreme Court.

  • January 20, 2026

    Colo. Fund Owner Owes $2.3M Under Settlement, Suit Says

    A man formerly based out of Colorado who operates several capital management funds is under fire in Colorado federal court from a business that claims he owes $2.3 million as part of a prior settlement agreement.

  • January 20, 2026

    Pump.Fun Faces Sanctions Bid Over Meme Coin 'Harassment'

    The meme coin launchpad known as Pump.Fun is facing a sanctions demand for allegedly enabling an "escalating campaign of harassment and intimidation" that used mocking meme coins and threatening posts against lawyers and plaintiffs who are suing the platform.

  • January 20, 2026

    FINRA Fines Cetera $1.1M For Supervision Failures

    Cetera Advisors LLC and its related companies have agreed to pay the Financial Industry Regulatory Authority $1.1 million to settle claims they had insufficient supervisory systems and suspicious transaction reporting procedures.

  • January 20, 2026

    FTC Appeals Meta Loss To DC Circ.

    The Federal Trade Commission gave notice Tuesday that it would seek D.C. Circuit intervention over a federal judge's rejection of its lawsuit accusing Meta Platforms Inc. of illegally monopolizing personal social media through what the agency described as a buy-or-bury strategy behind the Facebook parent's purchases of Instagram and WhatsApp.

  • January 20, 2026

    Law360 Names Firms Of The Year

    Eight law firms have earned spots as Law360's Firms of the Year, with 48 Practice Group of the Year awards among them, achieving milestones such as high-profile litigation wins at the U.S. Supreme Court and 11-figure merger deals.

  • January 20, 2026

    Microsoft Warns Google Play Store Deal Invites Antitrust Harm

    Microsoft Corp. urged a California federal judge to reject the proposed Android app distribution settlement in Epic Games' antitrust suit against Google, arguing that the deal would essentially erase the court's injunction requiring Google to open up its Play Store to Microsoft and other competitors.

  • January 20, 2026

    Texas AG Says State Diversity Initiatives Breach Constitution

    Texas Attorney General Ken Paxton took aim at a plethora of state diversity initiatives in a Monday opinion, declaring that several minority-owned business assistance programs and private hiring practices run afoul of the Texas Constitution.

  • January 20, 2026

    Boston Consulting Loses UK Tax Fight Over Partner Pay

    Payments to partners made by the U.K. arm of Boston Consulting Group are taxable under rules aimed at preventing avoidance since profit shares were routed through a corporate group and carelessness by the firm caused a loss of tax, a London court ruled Tuesday.

  • January 20, 2026

    Delaware Supreme Court Reverses Moelis Governance Ruling

    The Delaware Supreme Court on Tuesday reversed a Chancery Court ruling that had invalidated key provisions of Moelis & Co.'s stockholder agreement, holding that the challenged governance provisions were not void but merely voidable, and that a stockholder challenge brought nearly nine years later was time-barred.

  • January 20, 2026

    Luminys Back In Clear With FCC After Dahua USA Is Dissolved

    Luminys can once again market its telecom equipment in the U.S. now that the onetime Chinese-controlled firm Dahua USA has been dissolved, the Federal Communications Commission said Tuesday.

  • January 20, 2026

    Preservation Group Seeks Expert Visit Of WH Ballroom Site

    The National Trust for Historic Preservation on Tuesday asked a D.C. federal judge to allow one of its architectural experts to inspect work underway at the former East Wing of the White House, a section demolished by the Trump administration in October to make way for a new ballroom.

  • January 20, 2026

    Ex-Mars Exec Deserves 'Substantial' Fraud Sentence, Feds Say

    A former Mars Inc. risk executive who admitted to pulling off a $28.4 million fraud scheme should spend a "substantial" amount of time in prison, prosecutors told a Connecticut federal judge, noting that the parties agreed to a guidelines range of around seven to 11 years.

  • January 20, 2026

    North Carolina AG Wins Bid To End MV Realty's 40-Year Deals

    Florida real estate company MV Realty defied state consumer protection statutes in North Carolina by tricking homeowners into signing decades-long listing agreements in exchange for small cash advances, a state Business Court judge said in handing the attorney general a major pretrial victory.

  • January 20, 2026

    Immigration Courts 'Ignoring' Bond Hearing Order, Judge Says

    A Massachusetts federal judge said Tuesday that immigration court judges appear to be "effectively ignoring" rulings by her and other district judges to grant bond hearings for detainees, but acknowledged there's little she can do about it.

  • January 20, 2026

    Coinbase And Kalshi Contracts 'Siphoning' Money, Tribes Say

    Battles between crypto titan Coinbase, derivative exchange KalshiEX LLC and Connecticut officials over the legality of sports-related event contracts directly impact "tribal sovereignty over gaming that occurs on Indian lands," a coalition of American Indian tribes and tribal associations told a federal judge in proposed amicus briefs that side with the state government.

  • January 20, 2026

    CorMedix Investors Seek First OK Of Governance Reform Deal

    Investors in CorMedix Inc. have told a New Jersey federal judge that company directors have agreed to implement several corporate governance reforms to resolve a consolidated shareholder derivative lawsuit accusing the executives of making misleading statements about delays in the regulatory approval of the company's lead drug candidate.

  • January 20, 2026

    Senior DOJ Fraud Atty Joins Akin Amid Surge In FCA Cases

    Akin Gump Strauss Hauer & Feld LLP has expanded its bench of former public servants, announcing Tuesday the hire of a senior trial counsel from the U.S. Department of Justice's Civil Fraud Section, shortly after the agency revealed last week a record $6.8 billion in False Claims Act judgments and settlements in the most recent fiscal year.

Expert Analysis

  • Regulatory Rollback And Lingering Limbo: The CFPB In 2025

    Author Photo

    The Consumer Financial Protection Bureau has implemented significant changes since President Donald Trump took office in January, including dismissing actions with prejudice, withdrawing guidance and rescinding rules, casting the bureau in uncertain light heading into 2026, say attorneys at Mayer Brown.

  • Nuclear Power Pitfalls And Opportunities To Watch For In 2026

    Author Photo

    Shepherding nuclear power projects to completion requires navigating more risks and obligations than almost any other infrastructure undertaking, but with the right strategies, states, developers, vendors and contractors can overcome these hurdles in 2026 and beyond, say attorneys at Squire Patton.

  • 2025 Calif. Banking Oversight Centered On Consumer Issues

    Author Photo

    The combination of statutory reform, registration mandates and enforcement activity in 2025 signals that California's financial regulatory landscape is focused on consumer protection, particularly in the areas of crypto kiosk fee practices, earned wage access providers and elder fraud, say attorneys at Ropes & Gray.

  • A 6th Circ. Snapshot: 3 Cases That Defined 2025

    Author Photo

    With more than a thousand opinions issued this year, three rulings from the Sixth Circuit stood out for the impact they'll have on the practice of civil procedure, including a net neutrality decision, a class certification standards ruling and an opinion about vulgarity in school, say attorneys at Ice Miller.

  • Sports Gambling Scrutiny Expands Risks For Teams, Leagues

    Author Photo

    The Minnesota attorney general recently sent warning letters to 14 website operators for offering what the state considers illegal online gambling, demonstrating why the sports industry, including teams and leagues, should ask critical questions about organizational compliance, internal controls and potential criminal liability, say attorneys at Stinson.

  • The CFTC's Road Ahead Under Newly Confirmed Chair

    Author Photo

    Michael Selig's Dec. 18 confirmation as U.S. Commodity Futures Trading Commission chair comes at a critical juncture, as the agency is poised to gain oversight over the crypto industry and increase its jurisdictional mandate covering prediction markets, says Elizabeth Lan Davis at Davis Wright.

  • How Fractional GCs Can Manage Risks Of Engagement

    Author Photo

    As more organizations eliminate their in-house legal departments in favor of outsourcing legal work, fractional general counsel roles offer practitioners an engaging and flexible way to practice at a high level, but they can also present legal, ethical and operational risks that must be proactively managed, say attorneys at Boies Schiller.

  • 5 Lender Strategies When A Commercial Borrower Defaults

    Author Photo

    With an estimated $2 trillion in commercial real estate loans set to mature by 2027, now is an opportune time for lenders to review practices on both the front and back ends, and understand the full range of options available in the event of a default, says Keith Mundrick at Amundsen Davis.

  • SEC Rulemaking Radar: A Reset, A Shift And A Preview Of '26

    Author Photo

    With major proposals withdrawn and new priorities emerging, forthcoming U.S. Securities and Exchange Commission proposals in 2026 will look to reshape how digital assets are regulated, recalibrate market structure and simplify how small companies go public, says Christopher Grobbel at Goodwin.

  • Changes In Crypto, Cybersecurity Defined NY Banking In 2025

    Author Photo

    The major takeaways from 2025 in New York banking policy involve updated guidance, regulations and requirements primarily affecting innovation and digital banking, in areas such as cybersecurity, virtual currencies, and buy now, pay later programs, say attorneys at Steptoe.

  • How OECD Tax Update Tackles Mobile Workforce Complexity

    Author Photo

    The Organization for Economic Cooperation and Development’s recently updated model tax convention — a recalibration of international tax principles in response to an increasingly mobile workforce — should prompt companies to reevaluate cross-border operations, transfer pricing policies and tax controversy strategies, say attorneys at Eversheds.

  • Reviewing 2025's Most Pertinent Wiretap Developments

    Author Photo

    2025 was a remarkable year in the world of web tracking wiretapping litigation, not only for the increased caseload but also because of numerous developing theories of liability, with disputes expected to continue unabated in 2026, say attorneys at Squire Patton.

  • M&A Midmarket Shows Resilience Amid 2025 Challenges

    Author Photo

    Midmarket mergers and acquisitions showed a slight decline in volume but climbed in value for much of 2025, particularly in the private equity space, indicating that the middle market M&A environment is cautious but steady heading into 2026, say attorneys at Stoel Rives.

  • Series

    Nature Photography Makes Me A Better Lawyer

    Author Photo

    Nature photography reminds me to focus on what is in front of me and to slow down to achieve success, and, in embracing the value of viewing situations through different lenses, offers skills transferable to the practice of law, says Brian Willett at Saul Ewing.

  • 2025 Brought A New Paradigm For Federal Banking Regulation

    Author Photo

    A series of thematic shifts defined banking regulation in 2025, including a fundamental reform of prudential supervision, a strategic easing of capital constraints, steps to streamline merger reviews, and a new framework for fair access and entrants seeking to offer banking services, say attorneys at Simpson Thacher.

Want to publish in Law360?


Submit an idea

Have a news tip?


Contact us here
Can't find the article you're looking for? Click here to search the Compliance archive.