Compliance

  • October 28, 2025

    CFPB Calls Off Nonbank 'Fine Print,' Enforcement Registries

    The Consumer Financial Protection Bureau on Tuesday continued its rollback of Biden-era policies, finalizing the closure of its nonbank enforcement registry and formally scrapping a plan to track financial firms' use of liability waivers and other "fine print" contract terms.

  • October 28, 2025

    Wash. Justices Pick Apart Aeropostale Shopper Discount Suit

    The Washington Supreme Court cast doubt Tuesday on an Aeropostale customer's claims over an alleged fake discounting scheme, with one justice noting consumers cannot sue post-purchase just because they didn't get "as good of a deal" as they thought they were getting.

  • October 28, 2025

    Salvage Co. Gets OK To Subpoena Banks In $67M Case

    Heavy lifting and transport company Mammoet Salvage BV won approval on Tuesday from a New York federal judge to subpoena several banks as it seeks information on assets belonging to Iraqi state-owned Basra Oil Co., part of its efforts to enforce an arbitral award now worth some $67 million.

  • October 28, 2025

    States Ask Supreme Court To Resolve PFAS Removal Dispute

    Maryland and South Carolina are asking the U.S. Supreme Court to overturn the Fourth Circuit's decision to move their state court lawsuits against 3M Co. over environmental contamination from consumer products containing forever chemicals to federal court.

  • October 28, 2025

    Ex-FBI Informant Loses Appeal Over $12M Short-Swing Profits

    The Second Circuit on Tuesday ordered a former FBI informant to return $12.3 million in profits he made off of short-swing trading in a pair of publicly traded companies, with the court ruling that he was tardy in his attempts to try to get the amount reduced.

  • October 28, 2025

    Basketball Player Adds Failed NCAA Appeal To Antitrust Suit

    The Sixth Circuit's dismissal of the NCAA's appeal of football star Diego Pavia's injunction should factor into a college basketball player's attempt to also extend his athletic career, the player has told a Tennessee federal judge.

  • October 28, 2025

    Wash. Justices Open To Meta's Political Ad Law Challenge

    The Washington Supreme Court appeared receptive Tuesday to Facebook parent company Meta's appeal of a $35 million judgment in a case over political advertising disclosure violations, with at least two justices emphasizing the purported burden the state's requirements impose on digital platforms.

  • October 28, 2025

    Nikola Founder's Suit Against CNBC Is 'Hubris,' NJ Panel Told

    CNBC and Hindenburg Research LLC urged a New Jersey appellate panel on Tuesday to block the trade libel claims of Nikola Corp.'s founder, executive chairman and chief executive, saying he was merely recasting a time-barred defamation claim to sidestep New Jersey's one-year statute of limitations.

  • October 28, 2025

    NCLA Appeals SEC's FOIA Victory In Breach Case

    The New Civil Liberties Alliance asked the D.C. Circuit on Tuesday to review a lower court ruling that it could not access all the documents it sought to obtain from the U.S. Securities and Exchange Commission following an internal information breach at the agency.

  • October 28, 2025

    FCC Floats Rules To Streamline Space Biz Licensing

    The Federal Communications Commission on Tuesday proposed expediting space and earth station licensing rules and starting a spectrum rework in six upper microwave bands.

  • October 28, 2025

    Green Groups Ask DC Circ. To Revive Climate Grant Class Suit

    Green groups and local governments are asking the D.C. Circuit to revive their now-dismissed proposed class action accusing the Trump administration of illegally terminating a $3 billion environmental justice block grant program.

  • October 28, 2025

    Curaleaf Asks For Quick Action On NJ Pot Shop Union Rule

    Cannabis giant Curaleaf's ability to operate in New Jersey could be in jeopardy by the end of the week, it told a federal judge Tuesday when seeking an expedited hearing on its motion to block the state's cannabis regulator from requiring the company to adopt labor peace agreements with unions.

  • October 28, 2025

    FCC Raises Prison Phone Rate Caps, Scrapping Dems' Effort

    The Federal Communications Commission Tuesday revamped the rate cap structure for jail and prison phone calls, allowing providers to charge higher per-minute rates and wiping out a Democratic rule that addressed the same issue a year ago.

  • October 28, 2025

    Colo. Appellate Panel Backs Order To Donate Pre-Embryos

    Colorado appellate judges have upheld a state trial court finding that a nonmarried couple must donate their cryogenically preserved pre-embryos that were created before the dissolution of their relationship.

  • October 28, 2025

    Raleigh Urges NC Justices To Stop 'Windfall' For Developers

    Without reversal of a trial court's class certification order, a lawsuit seeking refunds for fees levied to hook up to Raleigh's water and sewer system will result in duplicative "windfall" payments and spinoff litigation, the North Carolina Supreme Court was told Tuesday.

  • October 28, 2025

    Grassley Calls On Judiciary To Formally Regulate AI Use

    Sen. Chuck Grassley, R-Iowa, chair of the Senate Judiciary Committee, is calling on the federal judiciary to set formal policies regarding artificial intelligence after he exposed two mishaps involving federal judges in New Jersey and Mississippi.

  • October 28, 2025

    Feds Rip Calif.'s Bid To Halt $4B Bullet Train Funds Reshuffle

    The Trump administration has told a federal judge that California is not entitled to billions in continued funding for its beleaguered high-speed rail project, firing back at what it describes as the Golden State's attempt to hoard grant funds that could be allocated to other projects.

  • October 28, 2025

    FERC Chair From V&E Taps Another Firm Atty As GC

    Federal Energy Regulatory Commission Chairwoman Laura Swett, a former Vinson & Elkins LLP energy attorney, has named another V&E energy lawyer based in the nation's capital as the agency's next general counsel.

  • October 28, 2025

    Tax Software Co. Denies Poaching Rival's Workers

    Tax preparation software company Avalara asked a Pennsylvania federal court to deny claims by a competitor that it illegally lured workers with generous job offers, saying it did not unfairly compete or interfere with the competitor's contracts as it claimed.

  • October 28, 2025

    Jones Day Bolsters Ranks With Another DOJ Attorney

    Jones Day has added another U.S. Department of Justice alum to its ranks, the firm announced Tuesday, welcoming the former attorney responsible for national security-related matters in the Office of the Deputy Attorney General.

  • October 28, 2025

    Cognizant Can't Knock Out Suit Over 401(k) Roster, Fees

    Cognizant Technology Solutions failed to shut down a proposed class action claiming the information technology company saddled its 401(k) plan with subpar investment options and steep recordkeeping fees, though a New Jersey federal judge said it's unclear whether the ex-workers behind the suit have standing.

  • October 28, 2025

    US Partners With Westinghouse For $80B Nuke Plant Buildout

    The Trump administration on Tuesday announced it will partner with nuclear technology manufacturer Westinghouse Electric Co. to build at least $80 billion worth of new reactors in the U.S. to support and accelerate the development of data centers and artificial intelligence.

  • October 28, 2025

    NY, Green Orgs. Say Feds Can't Block Climate Superfund Law

    The state of New York and a group of environmental organizations on Tuesday pushed back on the federal government's motion for summary judgment in a suit challenging the state's new Superfund law, saying the court should reject the U.S. Environmental Protection Agency's argument that New York's law is preempted.

  • October 28, 2025

    Getting Grilled By FINRA 'Blows,' StraightPath Exec Texted

    A StraightPath co-founder on trial for an alleged $400 million investor fraud complained via text about a Financial Industry Regulatory Authority probe as he gave what prosecutors call false testimony, evidence before a Manhattan federal jury showed Tuesday.

  • October 28, 2025

    Texas Accuses Tylenol Makers Of Hiding Autism Danger

    The Texas Attorney General's Office on Tuesday sued the makers of Tylenol, alleging they hid the risk that the drug could lead to autism while marketing acetaminophen as the safest pain relief option for pregnant women and young children.

Expert Analysis

  • Prepping For Website Automatic Opt-Out Signal Mandates

    Author Photo

    Maryland's Online Data Privacy Act, which, along with a growing number of U.S. states, requires businesses to offer mechanisms in their privacy policies or online interfaces to allow individuals to opt out of data collection, marks a new frontier in consumer privacy, raising both technical and legal risks, say attorneys at Baker Donelson.

  • Tips For Cos. Crafting Enforceable Online Arbitration Clauses

    Author Photo

    Recent rulings from the Ninth Circuit and the U.S. District Court for the Southern District of California indicate that courts are carefully examining the enforceability of online arbitration clauses, so businesses should review the design of their websites and consider specific language next to the "purchase" button, say attorneys at DTO Law.

  • Who Will Regulate Insider Trading In Prediction Markets?

    Author Photo

    The possibilities for insider trading have greatly expanded in the brave new world of prediction markets, and both the U.S. Commodity Futures Trading Commission and U.S. Department of Justice could bring enforcement actions in the space, so businesses should revisit their insider trading and confidential information policies, say attorneys at Fenwick.

  • Opinion

    Crypto Bills' Narrow Scope Guarantees Continued Uncertainty

    Author Photo

    The Digital Asset Market Clarity Act and Responsible Financial Innovation Act aim to make the $4 trillion crypto market more transparent and less susceptible to fraud, but their focus on digital assets sold in investment contract transactions promises continued uncertainty for the industry, says Joe Hall at Davis Polk.

  • Rules Of Origin Revamp May Be Next Big Trade Development

    Author Photo

    The rules of origin for determining what tariff applies to any given import appear to be on the cusp of an important rethink, and it seems likely that the administration will try to align the rule with its overall tariff strategy in one of three ways, says Ted Posner at Baker Botts.

  • 7 Lessons From The Tractor Supply CCPA Enforcement Action

    Author Photo

    The California Privacy Protection Agency's recent enforcement action targeting Tractor Supply for alleged violations of the California Consumer Privacy Act provides critical insights into the compliance areas that remain a priority for the California regulator, including businesses with significant consumer interactions, say attorneys at Troutman.

  • Considering Judicial Treatment Of The 2023 Merger Guidelines

    Author Photo

    Courts have so far primarily cited the 2023 merger guidelines for propositions that do not differ significantly from prior versions of the guidelines, leaving it unclear whether the antitrust agencies will test the guidelines’ more aggressive theories, and how those theories will be treated by federal judges, say attorneys at Covington.

  • Key Lessons From Youths' Suit Against Trump Energy Orders

    Author Photo

    A Montana federal court's recent decision in Lighthiser v. Trump, dismissing a challenge by a group of young plaintiffs to President Donald Trump's executive orders promoting fossil fuels, indicates that future climate litigants must anchor their suits in discrete, final agency actions and statutory text, say attorneys at ArentFox Schiff.

  • Federal Debanking Scrutiny Prompts Compliance Questions

    Author Photo

    Recent U.S. Small Business Administration guidance sets forth requirements for preventing so-called politicized debanking and specific additional instructions for small lenders, but falls short on clarity for larger institutions, leaving lenders of all sizes with questions as they navigate this unique compliance challenge, say attorneys at Cooley.

  • Series

    Writing Novels Makes Me A Better Lawyer

    Author Photo

    Writing my debut novel taught me to appreciate the value of critique and to never give up, no matter how long or tedious the journey, providing me with valuable skills that I now emphasize in my practice, says Daniel Buzzetta at BakerHostetler.

  • Personnel File Access Laws Pose New Risks For Employers

    Author Photo

    The state law trend toward expanding employee access to personnel files can have extensive consequences for employers, but companies can take proactive steps to avoid disputes and potential litigation based on such records, says Randi May at Tannenbaum Helpern.

  • SEC's No-Action Relief Could Dramatically Alter Retail Voting

    Author Photo

    The U.S. Securities and Exchange Commission recently cleared the way for ExxonMobil to institute a novel change in retail shareholder voting that could greatly increase voter turnout, granting no-action relief that represents an effective and meaningful step toward modernizing the shareholder voting process and the much-needed democratization of retail investors, say attorneys at Cozen.

  • New Mass. 'Junk Fee' Regs Will Be Felt Across Industries

    Author Photo

    The reach of a newly effective regulation prohibiting so-called junk fees and deceptive pricing in Massachusetts will be widespread across industries, which should prompt businesses to take note of new advertising, pricing information and negative option requirements, say attorneys at Hinshaw.

  • SDNY OpenAI Order Clarifies Preservation Standards For AI

    Author Photo

    The Southern District of New York’s recent order in the OpenAI copyright infringement litigation, denying discovery of The New York Times' artificial intelligence technology use, clarifies that traditional preservation benchmarks apply to AI content, relieving organizations from using a “keep everything” approach, says Philip Favro at Favro Law.

  • What's At Stake In Justices' Merits Hearing Of FTC Firing

    Author Photo

    In December, the U.S. Supreme Court will review President Donald Trump's firing of Democratic Federal Trade Commissioner Rebecca Slaughter, a decision that will implicate a 90-year-old precedent and, depending on its breadth, could have profound implications for presidential authority over independent agencies, say attorneys at Holland & Knight.

Want to publish in Law360?


Submit an idea

Have a news tip?


Contact us here
Can't find the article you're looking for? Click here to search the Compliance archive.