Compliance

  • April 15, 2026

    Ex-Citi, Cetera Rep Owes SEC $1.37M In Client Theft Case

    A former Citigroup and Cetera registered representative was hit with a final judgment Wednesday, putting her on the hook for $1.38 million to the U.S. Securities and Exchange Commission for allegedly stealing $2.4 million from an elderly client.

  • April 15, 2026

    Texas Can't Revive Anti-ESG Law While Appeal Plays Out

    A Texas federal judge refused to pause an injunction pending appeal on a state law restricting state investments in businesses that aim to reduce their reliance on fossil fuels, finding the law's language clearly intends to disfavor groups with certain viewpoints and is unlikely to survive appeal.

  • April 15, 2026

    2nd Agri Stats Settlement OK'd In Turkey Price-Fixing Suit

    A federal judge overseeing turkey price-fixing litigation in Illinois gave the initial green light Wednesday to a settlement Agri Stats Inc. struck to end purchasers' accusations that the company's informational reports helped facilitate the allegedly anticompetitive conspiracy, marking the deal's second approval in as many days.

  • April 15, 2026

    NCAA Changes Prize Money Rule, Puts Eligibility Fix On Hold

    The NCAA on Wednesday adopted new rules that allow incoming athletes to keep prize money and still be able to compete in college, and lets prospects enter their sports' pro draft without costing them their eligibility.

  • April 15, 2026

    Ga. Election Board Debates Fix As Ballot Count Crisis Looms

    Georgia's State Election Board expressed frustration with state legislators Wednesday, saying their failure to pass a replacement method for vote tabulation that does not involve QR codes before ending the legislative session has created a crisis for election officials across the state.

  • April 15, 2026

    'Law, Not Liturgy'?: 9th Circ. Split Over Faith Bias COVID Suit

    Eight judges dissented Wednesday from the denial of an en banc Ninth Circuit rehearing of a panel's decision not to revive a Christian hospital worker's religious bias lawsuit alleging she was fired for refusing COVID-19 nasal testing, with one dissenting judge saying "courts are unwelcome guests" when deciding the veracity of an individual's belief.

  • April 15, 2026

    Judge Ices Calif. Climate Suit As Justices Mull Boulder Case

    A California state court judge has put on hold coordinated climate litigation that state and local governments have filed against oil and gas companies while the U.S. Supreme Court considers a similar case brought by the city and county of Boulder, Colorado.

  • April 15, 2026

    Zillow, Redfin Can't Use 4th Circ. Ruling In Antitrust Suit

    The Federal Trade Commission and multiple states on Wednesday filed a proposed response pushing back on Zillow and Redfin Corp.'s bid to cite a published Fourth Circuit decision they say supports their attempt to dismiss the antitrust suit brought by the agency and states.

  • April 15, 2026

    Trump Admin Asks Court To Delay East Wing Injunction

    The Trump administration on Tuesday asked a D.C. federal court to delay enforcing its order blocking the White House East Wing ballroom project, invoking national security after the court carved out an exception over the "safety and security" of White House grounds.

  • April 15, 2026

    Winston & Strawn Must Face $1.7B GloriFi Malpractice Suit

    A Chapter 7 malpractice suit brought by the trustee of fintech company GloriFi asserting $1.7 billion in damages from a failed initial public offering mostly survived a motion to dismiss late Tuesday, with a Texas bankruptcy judge saying the trustee sufficiently pled breach claims against law firm Winston & Strawn.

  • April 15, 2026

    Hold Dish To Buildout Plans, Mich. Local Gov'ts Urge FCC

    A coalition of local government leaders in Michigan has asked the Federal Communications Commission to insist that Dish fulfill its wireless buildout obligations before its parent company EchoStar completes spectrum sales to AT&T and SpaceX.

  • April 15, 2026

    737 Max Families Ask Full 5th Circ. To Weigh DOJ-Boeing Deal

    Families of 737 Max 8 crash victims have asked the full Fifth Circuit to review a panel's recent decision accepting the U.S. Department of Justice's refusal to criminally prosecute Boeing for allegedly conspiring to defraud safety regulators, saying it allows corporate defendants to game the courts through a "mootness" loophole.

  • April 15, 2026

    Mexican Businessman Cleared In Texas Pemex Bribes Case

    A Texas federal judge has acquitted a Mexican businessman living in the U.S. whom a jury convicted of bribing foreign officials to secure business from Mexico's state-owned oil company, saying prosecutors didn't provide the translators who interpreted evidence at trial for cross-examination.

  • April 15, 2026

    Pest Control Co. Ends Noncompetes After FTC Pressure

    Pest control company Rollins Inc. agreed with the Federal Trade Commission on Wednesday to stop enforcing noncompete agreements that could prevent more than 18,000 workers from taking a job at a competitor.

  • April 15, 2026

    Brigit To Take Fight Over 'Instant' Wage Advances To 2nd Circ.

    Short-term cash advance company Brigit has said it will appeal a New York federal judge's refusal to dismiss a proposed class action alleging it overcharged military borrowers with its "Instant Cash" earned-wage advances, which the judge ruled qualified as consumer loans under federal law.

  • April 15, 2026

    Circle Failed To Freeze $280M Lost In April 1 Hack, Suit Says

    Circle is facing a proposed class action from a Missouri crypto user who accused the stablecoin issuer of failing to intervene and freeze assets as unknown hackers drained an estimated $280 million in digital assets from crypto project Drift Protocol in an April Fools' Day exploit.

  • April 15, 2026

    Cable Group Says Any 'Click To Cancel' Rule Would Be 'Chaos'

    A cable industry trade group has told the Federal Trade Commission it wants no part of any proposed "click to cancel" regulations, saying more rules governing negative option marketing practices "would not protect consumers, only generate regulatory chaos."

  • April 15, 2026

    Electric Co-Op Denies Delaying Minn. Broadband Projects

    A regional electric cooperative has denied assertions that it has hindered pole improvements necessary for a broadband provider to fulfill its deployment obligations in Minnesota under the Federal Communications Commission's Rural Digital Opportunity Fund.

  • April 15, 2026

    What To Know About DOL's Benefits Enforcement Update

    The U.S. Department of Labor's employee benefits arm recently issued updated enforcement guidance that highlighted the agency's goal of shifting to focus more on breaches of the fiduciary duty of loyalty under federal benefits law. Here are three things experts said stood out about the DOL's update.

  • April 15, 2026

    Texas Panel Backs Atty Sanctions, Finding He Misled Client

    A Texas appeals court has upheld a judgment from a lower court sanctioning an attorney for misleading a client into believing that his firm could offer representation in a wrongful death suit, saying that the evidence was sufficient to support his loss in the lower court.

  • April 15, 2026

    DOL's Warning For Proxy Advisers Acts On A Trump Order

    The U.S. Department of Labor's employee benefits division cautioned Wednesday that proxy advisory firms may be providing advice that could make them fiduciaries under federal law, following through on a directive that President Donald Trump issued in December.

  • April 15, 2026

    2nd Circ. Backs $58M IcomTech Ponzi Convictions, Sentences

    The Second Circuit upheld convictions and judgments for defendants behind a $58 million IcomTech cryptocurrency Ponzi scheme after rejecting their arguments that there's no evidence they knew it was a fraud, ruling Wednesday "sufficient red flags existed" for the lower court to properly provide a "conscious avoidance" jury instruction.

  • April 15, 2026

    Trump Plan To Remake DC Golf Course Is In Rough Legal Shape

    President Donald Trump's plans to renovate a public Washington, D.C., golf course and turn it into a championship venue faces strong legal headwinds as experts say the administration skipped several regulatory steps when it started work on the project.

  • April 15, 2026

    Shell, Enviro Group Ordered To 'Actually Speak For 4 Hours'

    An apparently frustrated Connecticut federal judge on Wednesday ordered Shell and an environmental advocacy group to try to resolve remaining disputes in Clean Water Act litigation before they appear before him again, ruling that counsel "must actually speak for four hours," and "time spent composing e-mails, even lengthy ones" doesn't count.

  • April 15, 2026

    Chair Says FTC Shouldn't Be 'All-Purpose AI Regulator'

    Federal Trade Commission Chairman Andrew Ferguson told lawmakers Wednesday that the agency is committed to using its existing authorities to protect Americans from deceptive artificial intelligence claims and AI-facilitated fraud, while arguing the FTC shouldn't serve as an overarching regulator for the technology.

Expert Analysis

  • Resilience Planning As Nat'l Security Shifts Tech Import Policy

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    In response to a sustained reorientation of U.S. trade policy around national security considerations, businesses reliant on processed critical minerals must closely monitor diplomatic negotiations and the potential expansion of trade measures, incorporating contingency planning into procurement and long-term investment strategies, says attorney Sohan Dasgupta.

  • Proposed DOL Rule Could Simplify Contractor Classification

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    If the U.S. Department of Labor's recently proposed rule governing employee versus independent contractor classification is finalized, it would permit energy sector employers to evaluate the nature of the working relationship with a more straightforward and predictable analysis than the 2024 rule's unweighted test, say attorneys at Bracewell.

  • Key Takeaways As HRSA Aims To Revive 340B Rebate Pilot

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    The U.S. Department of Health and Human Services' recent request for feedback on the 340B Rebate Model Pilot Program demonstrates that it intends to correct the model's procedural defects, which is positive news for participating manufacturers, but a setback for covered entities, say attorneys at Manatt.

  • How The New Tariff Landscape May Unfold

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    To replace tariffs formerly imposed under the International Emergency Economic Powers Act, the administration will rely on a patchwork of statutes, potentially leading to procedural challenges and a complex tariff landscape with varying levels, durations and applicability, says Joseph Grossman-Trawick at King & Spalding.

  • 4th Circ. Navy Federal Decision Illustrates Nuances Of Rule 23

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    The Fourth Circuit's recent decision in Oliver v. Navy Federal Credit Union helpfully clarified how class action defendants can use Rule 23(c)(1)(A) to eliminate exposure early, along with the limitations of such an approach, say attorneys at Duane Morris.

  • Assessing Ruling On SEC Industry Bars In Post-Jarkesy World

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    According to a D.C. federal court in Sztrom v. U.S. Securities and Exchange Commission, the U.S. Supreme Court's 2024 decision in SEC v. Jarkesy did not eliminate the commission's ability to pursue industry bars through administrative follow-on proceedings, a major blow for future Article 3 challenges — so long as it stands, say attorneys at Venable.

  • What Orgs. Should Note In IRS Group Tax Exemption Overhaul

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    In a significant update, the IRS Revenue Procedure 2026-8 shows that the group exemption program is moving into a new regulatory era involving more uniformity, oversight and compliance obligations, and early action is key to preserve group exemption status and avoid disruption for subordinate organizations, says Ravi Sundara at Spencer Fane.

  • What GCs Should Keep In Mind When Developing AI Addenda

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    When general counsel develop their own customer-side artificial intelligence addenda to be used as the baseline for negotiations with AI vendors, they should take care to rightsize the addenda relative to their organization's size, complexity and bargaining power, say attorneys at Polsinelli.

  • How DOJ Is Rethinking Corporate Crime Prosecution Tactics

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    Recent statements from the Justice Department seem to indicate an incremental shift away from relying on collective employee knowledge when prosecuting corporate crime, and from exploring the bounds of case law that has not been a model of clarity, say attorneys at Covington.

  • 5 Key Issues Affecting Deal Structurings In Ship Finance

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    Several trends are shaping the ship finance landscape, including the impact of Basel IV in Europe and the Nordic bond market, making it essential for both lenders and shipowners to utilize creative deal structuring and maintain an awareness of competitive dynamics across traditional bank and private lending, say attorneys at Holland & Knight.

  • Character.AI Case Highlights Agentic AI Liability Questions

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    The recently settled litigation against Character Technologies Inc. provides an early case study for exploring salient legal issues related to agentic artificial intelligence, such as tort liability, strict liability, statutory liability and contractual liability, says Samuel Mitchells at Smith Gambrell.

  • How DOL Rule Would Preserve App-Based Contractor Work

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    The U.S. Department of Labor's proposed 2026 independent contractor rule reinforces the centrality of worker autonomy and entrepreneurial opportunity that characterize many app-based arrangements, and returns to a framework that may offer increased predictability for platforms and workers alike, say attorneys at Gibson Dunn.

  • Complaint Portal Updates Prove That The CFPB Is Listening

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    The Consumer Financial Protection Bureau's recent updates to its online complaint portal not only clarify complaint pathways and strengthen identity verification, but also signal that the bureau is more willing to consider industry perspectives on its activities and change course where warranted, say attorneys at Manatt.

  • Del. Justices' Upholding Of SB 21 Gives Cos. Needed Clarity

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    The Delaware Supreme Court's recent unanimous decision in Rutledge v. Clearway Energy — upholding 2025 corporate law amendments enacted through S.B. 21, which clarified safe harbor protections and key terms — may help stem the DExit movement, whose proponents have claimed unpredictability in Delaware courts, say attorneys at Nelson Mullins.

  • Why Mukherji Won't End USCIS' EB-1A Two-Step

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    A Nebraska federal court's recent decision in Mukherji v. Miller seemed to vindicate longstanding complaints about the U.S. Citizenship and Immigration Services' controversial two-step adjudication process, declaring the framework unlawful — but Mukherji is unlikely to be the death blow that immigration practitioners have hoped for, says Jun Li at Reid & Wise.

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