Compliance

  • March 13, 2026

    DC Judge Blocks Subpoenas Targeting Fed's Powell

    A Washington, D.C., federal judge has blocked a pair of subpoenas tied to the U.S. Department of Justice's criminal investigation into Federal Reserve Chair Jerome Powell, finding they were improperly issued with the aim of harassing the central bank chief in a ruling that is reverberating on Capitol Hill.

  • March 13, 2026

    J&J Unit Says Ex-Director Misappropriated Trade Secrets

    A Johnson & Johnson subsidiary has accused a former associate director of downloading over 7,000 files worth of confidential information prior to her resignation and using it to start her own competing company.

  • March 13, 2026

    Court Software Co. Dumped Docs At Last Minute, Class Says

    A class of North Carolinians who say the state's new digital court system subjected them to wrongful arrests and extended jail time have told a federal judge that the defense produced "virtually nothing" over five months of discovery, only to bury them in hundreds of thousands of documents at the eleventh hour.

  • March 13, 2026

    How World Aquatics Lost An Antitrust Case, But Owed Only $1

    World Aquatics, swimming's international governing body, faced a $40 million damages claim from an upstart swimming league that could have been tripled under U.S. antitrust law, but ended up largely off the hook after a nominal $1 January jury verdict.

  • March 13, 2026

    Hong Kong Seeks Easier Listing Rules To Spur IPOs

    The Hong Kong Stock Exchange on Friday proposed an array of new initial public offering rules in order to attract more listings, including lowering thresholds for companies that have a dual-class structure.

  • March 13, 2026

    FTC Ditching In-House Challenges May Be Seen In Close Calls

    The Federal Trade Commission has signaled that it plans to start challenging mergers directly in federal court, rather than through its in-house process, and while the move is not expected to sway the outcome of most cases, it could influence the close ones.

  • March 13, 2026

    Shipping Co. To Reclassify Drivers In $7M Settlement With NJ

    A shipping company agreed to pay $7 million and reclassify its delivery drivers as employees to resolve findings that it improperly treated more than 1,000 drivers as independent contractors, the New Jersey attorney general's office said.

  • March 13, 2026

    Texas Appeals Court Upholds Tax Refund For Chemical Co.

    A Texas chemical manufacturing company is owed a sales and use tax refund on the reusable containers used to ship its products to customers, a state appeals court panel ruled, upholding a trial court order.

  • March 12, 2026

    Musk Banker Tells Jury Twitter Held Up Takeover Deal

    An ex-Morgan Stanley banker who advised Elon Musk on his $44 billion Twitter acquisition testified Thursday in a trial seeking billions for investors claiming Musk tanked the social media company's stock to disrupt the takeover, saying Twitter was the one that obstructed the deal.

  • March 12, 2026

    9th Circ. Partially Lifts Block On Calif. Kids' Privacy Law

    The Ninth Circuit on Thursday scrapped part of an injunction halting a groundbreaking California law requiring social media platforms to bolster privacy protections for children, finding that the tech trade group behind the lawsuit wasn't likely to succeed on its First Amendment challenge to the statute's coverage definition and age estimation mandate.

  • March 12, 2026

    Ariz. Docs Ink $4.75M FCA Deal Over Unnecessary Treatment

    An Arizona-based physician group that offers cardiology and vascular services has inked a $4.75 million settlement to resolve False Claims Act allegations they performed unnecessary vein ablations and submitted claims for payment to government healthcare programs for reimbursement, the U.S. Department of Justice said Thursday.

  • March 12, 2026

    Texas Panel Unsure Beto O'Rourke's Fundraising Row Is Over

    A Texas appellate court hinted Thursday that a bid by former Democratic U.S. Rep. Robert Francis "Beto" O'Rourke to erase the remains of Attorney General Ken Paxton's challenge to his political fundraising may be muddled by a contempt request that's still pending despite the state having gotten the substantive relief it sought.

  • March 12, 2026

    Valve Faces 'Loot Box' Gambling Suits After NY AG's Action

    On the heels of the New York attorney general's accusations that Washington-based Valve Corp. promotes illegal gambling through its popular video game franchises, gamers filed two putative class actions in Seattle federal court similarly targeting the entertainment giant's use of "loot boxes."

  • March 12, 2026

    DC Circ. Spends Hours Debating 'Same' Generic Label Reqs

    The D.C. Circuit spent more than three hours Thursday going round with Vanda Pharmaceuticals and the U.S. Food and Drug Administration about whether the label for a generic sleep-wake disorder medication is "the same" as the branded one because it doesn't include Braille.

  • March 12, 2026

    Fed's Bowman Previews Plan To Rewrite Bank Capital Rules

    Federal Reserve Vice Chair for Supervision Michelle Bowman said Thursday that federal regulators will move next week to propose a sweeping overhaul of U.S. bank capital rules, previewing changes that are expected to result in a "modest" net easing for larger banks.

  • March 12, 2026

    Piracy Tops List Of Worries In Next-Generation TV Changeover

    Broadcasters have a lot on their plates as they move to the next TV standard, but chief among their worries will be protecting content from piracy, a security group formed by the major networks told the Federal Communications Commission.

  • March 12, 2026

    DOJ Wants Morgan Stanley, DOL Opinion Dispute Tossed

    The U.S. government has moved to dismiss a suit from former Morgan Stanley financial advisers challenging a U.S. Department of Labor advisory opinion that said the bank's deferred compensation plans likely aren't covered by federal benefits law, with the advisers responding by saying the agency's finding is hurting them because the bank is using it in arbitration proceedings.

  • March 12, 2026

    Colo. Appeals Panel Finds Preemption Applies To Noise Claim

    A Colorado Court of Appeals panel ruled Thursday that federal preemption extends to injunctive relief in a dispute between two Colorado counties over noise levels from training flights at Rocky Mountain Metropolitan Airport.

  • March 12, 2026

    Meta To Face Sanctions Bid Over Addiction MDL Privilege Log

    School district plaintiffs and attorneys general have told a California federal judge they plan to seek sanctions against Meta Platforms Inc. in the social media addiction multidistrict litigation for the tech giant's "extremely belated production" of over 73,841 documents downgraded off privilege logs, months after fact discovery closed.

  • March 12, 2026

    NJ AG Fines Firm $375K For Lax Fraud Prevention Procedures

    Broker-dealer Network 1 Financial Securities Inc. will pay nearly $400,000 to settle claims from the New Jersey attorney general that its procedures related to anti-money laundering, customer identity verification and market abuse prevention were ineffectively established and performed.

  • March 12, 2026

    UBS Whistleblower Suit Ends In Settlement After Retrial Order

    A New York federal judge on Thursday dismissed a fired UBS worker's whistleblower retaliation lawsuit after the parties reached a settlement in principle earlier this week, ending a long-running case that was revived by the U.S. Supreme Court and saw the judge order a retrial last month.

  • March 12, 2026

    Feds Rip 'Incoherent' SBF Claim Of Political Weaponization

    Federal prosecutors fired back at convicted FTX founder Sam Bankman-Fried's pro se bid for a new trial as a "transparent attempt" to further allegedly false narratives that his collapsed crypto exchange was solvent, and he was a victim of political retribution.

  • March 12, 2026

    Democrats Vow To Oversee DOJ's Reported Binance Inquiry

    Three Democratic U.S. senators said Thursday that they will oversee a reported investigation by the U.S. Department of Justice into potential Iran sanctions violations carried out on the cryptocurrency exchange Binance.

  • March 12, 2026

    NY-NJ Commission's Hudson Tunnel Funds Suit Mostly Moot

    The U.S. Court of Federal Claims said Thursday that most of the Gateway Development Commission's claims against the Trump administration are now moot since the federal government recently released millions in previously withheld funds for New York and New Jersey's Hudson Tunnel Project.

  • March 12, 2026

    Chevron Fined $1M For Double-Counting Renewable Fuels

    Chevron agreed to pay a $1.07 million penalty for double-counting renewable fuel credits, settling a lawsuit from the U.S. Department of Justice accusing it of violating the Clean Air Act.

Expert Analysis

  • Takeaways From 1st DOJ Antitrust Whistleblower Payout

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    The U.S. Justice Department's recent $1 million antitrust whistleblower reward accelerates the race to report by signaling that the Antitrust Division's program can result in substantial financial awards and reinforcing the need for corporate compliance programs that reach beyond core components, say attorneys at Pillsbury.

  • Series

    Trail Running Makes Me A Better Lawyer

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    Navigating the muddy, root-filled path of trail marathons and ultramarathons provides fertile training ground for my high-stakes fractional general counsel work, teaching me to slow down my mind when the terrain shifts, sharpen my focus and trust my training, says Eric Proos at Next Era Legal.

  • Navigating New Risks Amid Altered Foreign Issuer Landscape

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    The U.S. Securities and Exchange Commission's potential rulemaking to redefine who qualifies as a foreign private issuer will shape securities regulation and enforcement for decades, affecting not only FPIs and U.S. investors but also the U.S.' position in global capital markets, says Elisha Kobre at Sheppard.

  • Open Questions After Defense Contractor Executive Order

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    The scope and long-term effects of President Donald Trump’s executive order on the U.S. defense industrial base are uncertain, but the immediate impact is significant as it appears to direct the U.S. Department of Defense to take a more active role in contractor affairs, say attorneys at Morgan Lewis.

  • Navigating The Void Left By Axed EEOC Harassment Guidance

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    With the U.S. Equal Employment Opportunity Commission recently rescinding its 2024 enforcement guidance on harassment in the workplace, employers are left to guess how the agency may interpret an employer's obligations under Title VII and binding case law, areas that were previously clarified, say attorneys at Husch Blackwell.

  • What NY's GHG Reporting Program Means For Oil, Gas Cos.

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    New York's new Mandatory Greenhouse Gas Reporting Program represents a significant compliance regime for the oil and gas industry, so any business touching the state's fuel market should determine its obligations, and be prepared to gather data, create a monitoring plan and institute controls for accurate reporting, say attorneys at White & Case.

  • What Rescheduling Means For Cannabis Labels, Marketing

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    The proposed reclassification of cannabis is expected to bring heightened scrutiny of labeling, advertising and marketing from the U.S. Food and Drug Administration and the Federal Trade Commission, but the brands that tighten evidence, standardize operations and professionalize marketing controls now will see fewer surprises and better outcomes, say attorneys at Wilson Elser.

  • CFIUS Risk Lessons From Chips Biz Divestment Order

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    President Donald Trump's January executive order directing HieFo to unwind its 2024 acquisition of a semiconductor business with ties to China underscores that even modestly sized transactions can attract CFIUS interest if they could affect strategic areas prioritized by the U.S. government, say attorneys at Debevoise.

  • What Applicants Can Expect From Calif. Crypto License Law

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    With the July effective date for California's Digital Financial Assets Law fast approaching, now is a critical time for companies to prepare for licensure, application and coverage compliance ahead of this significant regulatory milestone that will reshape how digital asset businesses operate in California, say attorneys at MoFo.

  • Elections Mean Time For Political Law Compliance Checkups

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    An active election year is the perfect time for in-house counsel to conduct a health check on their company's corporate political law compliance program to ensure it’s prepared to minimize risks related to electoral engagement, lobbying, pay-to-play laws and government ethics rules, say attorneys at Steptoe.

  • Next Steps For Fair Housing Enforcement As HUD Backs Out

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    A soon-to-be-finalized U.S. Department of Housing and Urban Development rule, which would hand responsibility for determining disparate impact liability under the Fair Housing Act to the courts, reinforces the Trump administration’s wider rollback of fair lending enforcement, yet there are reasons to expect litigation challenging this change, say attorneys at Spencer Fane.

  • Takeaways From 8th Circ. Ruling On Worker's 'BLM' Display

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    The Eighth Circuit's recent decision in Home Depot v. National Labor Relations Board, finding that Home Depot legally prohibited an employee from displaying Black Lives Matter messaging on his uniform, reaffirms employers' right to restrict politically sensitive material, but should not be read as a blank check, say attorneys at Hunton.

  • Malpractice Claim Assignability Continues To Divide Courts

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    Recent decisions from courts across the country demonstrate how different jurisdictions balance competing policy interests in determining whether legal malpractice claims can be assigned, providing a framework to identify when and how to challenge any attempted assignment, says Christopher Blazejewski at Sherin & Lodgen.

  • What Clarity Act Delay Reveals About US Crypto Regulation

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    The Senate Banking Committee's decision to delay markup of the Clarity Act, which would establish a comprehensive federal framework for digital assets, illuminates the political and structural obstacles that shape U.S. crypto regulation, despite years of bipartisan calls for regulatory clarity, says David Zaslowsky at Baker McKenzie.

  • Courts' Rare Quash Of DOJ Subpoenas Has Lessons For Cos.

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    In a rare move, three federal courts recently quashed or partially quashed expansive U.S. Department of Justice administrative subpoenas issued to providers of gender-affirming care, demonstrating that courts will scrutinize purpose, cabin statutory authority and acknowledge the profound privacy burdens of overbroad government demands for sensitive records, say attorneys at ArentFox Schiff.

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