Compliance

  • March 13, 2026

    SEC Denies SAC Capital Tipster's Bid To Cancel Industry Bans

    The U.S. Securities and Exchange Commission on Friday denied a bid to modify prohibitions leveled against a former technology industry analyst who pleaded guilty in an insider-trading case involving SAC Capital Advisors LP and later had his charges dismissed.

  • March 13, 2026

    Colo. Recycling Law Faces Challenge From Lubricant Group

    A trade group for lubricant producers has claimed in Colorado state court that the implementation of a new recycling program led to members being charged "exorbitant" and "illegal" fees by a nonprofit run entirely by its direct competitors and which represents oil and gas giants such as Chevron and Shell.

  • March 13, 2026

    AT&T Says Robocall Call ID Fixes Must Focus On IP Networks

    AT&T says it would be a bad idea for the Federal Communications Commission to make new rules requiring companies to deploy caller ID authentication methods that don't rely on internet-based networks, since the industry is working hard to move away from non-IP networks.

  • March 13, 2026

    4th Circ. Genworth Ruling Raises Bar For ERISA Class Actions

    A recent Fourth Circuit decision in a suit challenging Genworth Financial Inc.'s inclusion of target-date fund investments as employee retirement plan options will make it tougher to certify similar class actions and could have a ripple effect in a broader range of cases, experts told Law360.

  • March 13, 2026

    ROSS Says Anthropic Case Supports 3rd Circ. IP Appeal

    An artificial-intelligence-based legal search engine appealing a finding that its use of Thomson Reuters' Westlaw headnotes did not constitute fair use has pointed to arguments in a separate case it says supports the idea that AI training is connected to national security.

  • March 13, 2026

    EchoStar Must Put Away $40B To Pay Builders, Group Says

    EchoStar should have set aside some of the $40 billion it plans to make from spectrum sales to AT&T and SpaceX to repay the companies who were supposed to be building Dish Network's 5G network, which EchoStar and Dish have now abandoned, a think tank has told the FCC.

  • March 13, 2026

    Judge Says Kalshi Can't Halt Nev. Betting Suit For Venue Fight

    Kalshi must continue fighting Nevada's gaming enforcement action in state court as it pursues an appeal to litigate in federal court, a Nevada federal judge ruled, saying "litigating in state court is not a harm, let alone an irreparable harm."

  • March 13, 2026

    Schools Get Extension For College Admissions Data

    A Massachusetts judge pushed back the deadline for colleges and universities to comply with a federal government demand for years of race- and sex-related admissions data by one week on Friday, after a coalition of 17 states sued. 

  • March 13, 2026

    Feds Ordered To Reinstate $14M In Eliminated 'DEI' Grants

    An Oregon federal judge has ruled that the U.S. Department of the Interior's termination of $14 million in grants to conservation groups was likely unconstitutional and has granted a preliminary injunction telling the DOI to give the money back to the nonprofits.

  • March 13, 2026

    Mass. Judge Extends Somali Protected Status Amid Suit

    A Massachusetts federal judge on Friday temporarily blocked the Trump administration's attempt to end protected status for people from Somalia, saying the status quo should be preserved until she has time to hear arguments in the newly filed suit.

  • March 13, 2026

    Dog Died After Ice-Melting Salt Exposure, Class Action Says

    A New York man's dog died of kidney failure after being exposed to an ice-melting salt product, which the product's sellers labeled as being safe for pets, according to a putative class action filed in Illinois federal court Friday.

  • March 13, 2026

    Trump Executive Order Targets 'Made In America' Labeling

    President Donald Trump on Friday issued an executive order directing the Federal Trade Commission to draft regulations for online retailers to verify that goods advertised as "Made In America" are in fact made in the country, making it an enforcement priority for the agency.

  • March 13, 2026

    FCC Blocks 'Shady' Voice Provider Over Robocall Traffic

    A voice service provider can no longer send call traffic through U.S. networks after originating and failing to block unwanted robocalls, the Federal Communications Commission said.

  • March 13, 2026

    SEC Drops Fraud Case Against Crypto Co. BitClout Founder

    The U.S. Securities and Exchange Commission has said it is walking away from its case against the founder of cryptocurrency project BitClout that accused the founder of lying to investors about a $257 million unregistered securities sale and spending millions of proceeds for his own benefit.

  • March 13, 2026

    Auto Co. Reaches $395K Health Fee, 401(k) Forfeiture Suit Deal

    An automotive lighting company will pay $395,000 to resolve a proposed class action claiming it mismanaged forfeited 401(k) funds and failed to tell employees who used tobacco how to avoid paying an extra fee for health insurance, according to a Friday filing in Illinois federal court.

  • March 13, 2026

    Vegas Paper Gets Temporary Reprieve After High Court Denial

    A Las Vegas federal court has temporarily blocked the Las Vegas Review-Journal from ceasing to print and distribute rival daily newspaper the Sun, despite an appeals court invalidating the publications' long-standing joint operating agreement last year.

  • March 13, 2026

    Ala. Partnership Will Cite Mining To Back $45M Easement Gift

    An Alabama partnership will attempt to support its deduction of a nearly $45 million conservation easement donation before the U.S. Tax Court this month by arguing that the Morgan County property could have generated at least that amount as a limestone mine.

  • March 13, 2026

    Conn. Statehouse Catch-Up: AI, Social Media, Private Equity

    Connecticut lawmakers are one-third of the way through the state's three-month legislative session, and already, bills targeting social media, artificial intelligence, prediction markets, private equity and hospital ownership are stacking up at the statehouse.

  • March 13, 2026

    Calif., County, Hemp Co. Vie For Wins In Destruction Suit

    The California Department of Fish and Wildlife, Kern County and its Sheriff's Office, and hemp grower Apothio LLC are pushing for wins in a suit from Apothio alleging that its hemp crop was illegally raided and destroyed.

  • March 13, 2026

    4 Firms Will Pay $11.5M To Fix Pa. Metals Plant Pollution

    Four companies will pay a total of $11.5 million to clean up a former steel tube manufacturing site in Chester County, Pennsylvania, under a proposed consent decree now open to public feedback, the state Department of Environmental Protection announced Friday.

  • March 13, 2026

    USTR Investigates 60 Economies Over Forced Labor In Trade

    The Office of the U.S. Trade Representative is investigating 60 economies that it suspects failed to prohibit the importing of goods produced with forced labor under a statute that could lead to new, long-lasting tariffs once the Trump administration's temporary global tariff regime expires in late July.

  • March 13, 2026

    HPE Judge Has Enough Info Without Testimony, DOJ Says

    The U.S. Department of Justice is pushing a California federal judge against live witness testimony as it defends the controversial settlement permitting Hewlett Packard Enterprise's $14 billion purchase of Juniper Networks, arguing that the three live witnesses eyed by challenging Democratic state attorneys general have nothing to add.

  • March 13, 2026

    Mobile Co. To Pay $60K For Breaking FCC Int'l Carrier Rules

    A mobile provider will shell out $60,000 and set up a compliance plan after acknowledging it violated the Federal Communications Commission's international common carrier rules by not securing an FCC authorization before selling services.

  • March 13, 2026

    Kroger Agrees To Pay $17M In Drug Copay Inflation Case

    Kroger pharmacy customers reached a $17 million settlement with the grocer resolving allegations that it inflated their copays for insured prescriptions, according to a motion for preliminary approval of the deal filed in Ohio federal court.

  • March 13, 2026

    DC Judge Blocks Subpoenas Targeting Fed's Powell

    A Washington, D.C., federal judge has blocked a pair of subpoenas tied to the U.S. Department of Justice's criminal investigation into Federal Reserve Chair Jerome Powell, finding they were improperly issued with the aim of harassing the central bank chief in a ruling that is reverberating on Capitol Hill.

Expert Analysis

  • Proposed DOL Rule Could Simplify Contractor Classification

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    If the U.S. Department of Labor's recently proposed rule governing employee versus independent contractor classification is finalized, it would permit energy sector employers to evaluate the nature of the working relationship with a more straightforward and predictable analysis than the 2024 rule's unweighted test, say attorneys at Bracewell.

  • Key Takeaways As HRSA Aims To Revive 340B Rebate Pilot

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    The U.S. Department of Health and Human Services' recent request for feedback on the 340B Rebate Model Pilot Program demonstrates that it intends to correct the model's procedural defects, which is positive news for participating manufacturers, but a setback for covered entities, say attorneys at Manatt.

  • How The New Tariff Landscape May Unfold

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    To replace tariffs formerly imposed under the International Emergency Economic Powers Act, the administration will rely on a patchwork of statutes, potentially leading to procedural challenges and a complex tariff landscape with varying levels, durations and applicability, says Joseph Grossman-Trawick at King & Spalding.

  • 4th Circ. Navy Federal Decision Illustrates Nuances Of Rule 23

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    The Fourth Circuit's recent decision in Oliver v. Navy Federal Credit Union helpfully clarified how class action defendants can use Rule 23(c)(1)(A) to eliminate exposure early, along with the limitations of such an approach, say attorneys at Duane Morris.

  • Assessing Ruling On SEC Industry Bars In Post-Jarkesy World

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    According to a D.C. federal court in Sztrom v. U.S. Securities and Exchange Commission, the U.S. Supreme Court's 2024 decision in SEC v. Jarkesy did not eliminate the commission's ability to pursue industry bars through administrative follow-on proceedings, a major blow for future Article 3 challenges — so long as it stands, say attorneys at Venable.

  • What Orgs. Should Note In IRS Group Tax Exemption Overhaul

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    In a significant update, the IRS Revenue Procedure 2026-8 shows that the group exemption program is moving into a new regulatory era involving more uniformity, oversight and compliance obligations, and early action is key to preserve group exemption status and avoid disruption for subordinate organizations, says Ravi Sundara at Spencer Fane.

  • What GCs Should Keep In Mind When Developing AI Addenda

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    When general counsel develop their own customer-side artificial intelligence addenda to be used as the baseline for negotiations with AI vendors, they should take care to rightsize the addenda relative to their organization's size, complexity and bargaining power, say attorneys at Polsinelli.

  • How DOJ Is Rethinking Corporate Crime Prosecution Tactics

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    Recent statements from the Justice Department seem to indicate an incremental shift away from relying on collective employee knowledge when prosecuting corporate crime, and from exploring the bounds of case law that has not been a model of clarity, say attorneys at Covington.

  • 5 Key Issues Affecting Deal Structurings In Ship Finance

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    Several trends are shaping the ship finance landscape, including the impact of Basel IV in Europe and the Nordic bond market, making it essential for both lenders and shipowners to utilize creative deal structuring and maintain an awareness of competitive dynamics across traditional bank and private lending, say attorneys at Holland & Knight.

  • Character.AI Case Highlights Agentic AI Liability Questions

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    The recently settled litigation against Character Technologies Inc. provides an early case study for exploring salient legal issues related to agentic artificial intelligence, such as tort liability, strict liability, statutory liability and contractual liability, says Samuel Mitchells at Smith Gambrell.

  • How DOL Rule Would Preserve App-Based Contractor Work

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    The U.S. Department of Labor's proposed 2026 independent contractor rule reinforces the centrality of worker autonomy and entrepreneurial opportunity that characterize many app-based arrangements, and returns to a framework that may offer increased predictability for platforms and workers alike, say attorneys at Gibson Dunn.

  • Complaint Portal Updates Prove That The CFPB Is Listening

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    The Consumer Financial Protection Bureau's recent updates to its online complaint portal not only clarify complaint pathways and strengthen identity verification, but also signal that the bureau is more willing to consider industry perspectives on its activities and change course where warranted, say attorneys at Manatt.

  • Del. Justices' Upholding Of SB 21 Gives Cos. Needed Clarity

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    The Delaware Supreme Court's recent unanimous decision in Rutledge v. Clearway Energy — upholding 2025 corporate law amendments enacted through S.B. 21, which clarified safe harbor protections and key terms — may help stem the DExit movement, whose proponents have claimed unpredictability in Delaware courts, say attorneys at Nelson Mullins.

  • Why Mukherji Won't End USCIS' EB-1A Two-Step

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    A Nebraska federal court's recent decision in Mukherji v. Miller seemed to vindicate longstanding complaints about the U.S. Citizenship and Immigration Services' controversial two-step adjudication process, declaring the framework unlawful — but Mukherji is unlikely to be the death blow that immigration practitioners have hoped for, says Jun Li at Reid & Wise.

  • How Banks Can Apply FinCEN Beneficial Ownership Relief

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    A recent Financial Crimes Enforcement Unit order limiting the circumstances under which banks should identify and verify beneficial owners may allow banks to tailor their approach to verification compliance, but only after reviewing customer due diligence policies and evaluating alignment with their risk profiles, say attorneys at Cleary.

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