Compliance

  • October 26, 2026

    Burns & Levinson Malpractice Claims Revived On Appeal

    Massachusetts' intermediate-level appeals court Monday reinstated legal malpractice claims brought by a youth soccer league against defunct Boston law firm Burns & Levinson LLP alleging a firm partner failed to provide a heads-up about a federal visa fraud investigation.

  • October 26, 2026

    8th Circ. Says Fed Must Rewrite Debit Swipe-Fee Cap

    The Eighth Circuit on Monday struck down the Federal Reserve's regulatory cap on the swipe fees that larger banks may collect on debit card transactions, handing a major victory to merchants that have long argued this cap was set too high.

  • October 23, 2026

    9th Circ. Blocks Trump's Calif. National Guard Deployment

    A split Ninth Circuit panel on Friday upheld a lower court's preliminary injunction blocking President Donald Trump's deployment of the California National Guard in Los Angeles last year, finding that the president didn't have the authority to order the deployment, which violated the constitutional separation of powers.

  • October 23, 2026

    Feds Urged To Nix Bank Examiner Limits Over AI Cyber Risks

    The Senate Banking Committee's top Democrat called Friday for federal banking regulators to scrap recent policies that raise the bar for issuing and escalating supervisory criticism at banks, warning they could obstruct oversight needed to stay ahead of rising artifical intelligence-enabled risks.

  • October 23, 2026

    NY Gaming Commission Says Kalshi Is Defying Subpoenas

    Kalshi Inc. is unlawfully refusing to comply with subpoenas the New York State Gaming Commission needs to investigate the prediction market platform's potential violations of state gambling laws, the commission alleges, asking a state court in Manhattan to force the company to comply with the subpoena requests.

  • October 23, 2026

    Real Estate Recap: Data Centers Bans, Multifamily Woes

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including a look at states with data center bans on the ballot and one practice group leader's perspective on multifamily concerns ahead.

  • October 23, 2026

    5th Circ. Weighs Iowa Bid To Toss Charles Schwab Settlement

    A Fifth Circuit panel pushed Charles Schwab to explain why it should sign off on a settlement with investors resolving claims that its 2020 merger with TD Ameritrade created a monopoly, asking Friday how an agreed upon antitrust compliance program created value.

  • October 23, 2026

    NetChoice Seeks To Halt Calif. Social Media Warning Law

    Tech trade group NetChoice is pressing a California federal court to strike down a state law that will soon require social media platforms to display mental health warning labels, arguing that the mandate violates the "bedrock" constitutional prohibition on forcing services to "act as a mouthpiece" for the government.

  • October 23, 2026

    Senate Dem. Presses Tether Over Ties To Ex-White House Aide

    U.S. Sen. Richard Blumenthal, the leading Democrat on the Senate's Subcommittee on Investigations, is demanding records and information from Tether about the stablecoin issuer's relationship with former White House crypto aide Bo Hines, who is now the CEO of Tether's U.S. division.

  • October 23, 2026

    Employment Authority: High Court To Weigh Disparate Impact

    Law360 Employment Authority covers the biggest employment cases and trends. Catch up this week with coverage on why a legal case headed to the U.S. Supreme Court centering on disparate impact liability may have ripple effects in employment law, how Vermonters could enshrine a right to collective bargaining in the state's constitution, and why the Third Circuit has made it easier to strike hybrid wage and hour settlements. 

  • October 23, 2026

    Colo. Justices Asked To Hear Challenge To Amendment 87

    The man challenging the validity of signatures for a Colorado ballot initiative to raise taxes on the state's wealthiest residents appealed the dismissal of his lawsuit to the state's high court Thursday.

  • October 23, 2026

    5th Circ. Revives Facebook Users' Eyemart Wiretap Suit

    The Fifth Circuit on Friday revived a group of Facebook users' proposed class action accusing Eyemart Express LLC of disclosing their HIPAA-protected information to Meta without their consent, saying in a published opinion that Eyemart and a district court had read the statutory definition of individually identifiable health information too narrowly.

  • October 23, 2026

    SEC Fines Fund Adviser Over Outdated ID Theft Program

    The U.S. Securities and Exchange Commission levied a $175,000 fine against a New York-based investment adviser on Friday for failing to update its identity theft prevention procedures and for failing to submit some of its accounts to an outside auditor.

  • October 23, 2026

    Crypto.com Hires Ex-Western Union Global Compliance Head

    Crypto.com said it has appointed Western Union's former global head of compliance to serve as chief compliance officer, a move the crypto exchange said supports its global expansion and consumer access after its former CCO departed for Binance Holdings Ltd.

  • October 23, 2026

    TransDigm Can't Ax Ex-GC's Retaliation Suit, Ohio Court Says

    TransDigm Group cannot push to arbitration its former general counsel's lawsuit alleging that she was terminated in retaliation for reporting two instances of sexual harassment and antitrust compliance concerns at the aerospace company, an Ohio appeals court ruled, saying sexual harassment allegations are not subject to arbitration.

  • October 23, 2026

    NYC Hit With Class Action Over 'Kafkaesque' Seizure System

    New York City has been hit with a proposed class action in federal court, alleging that the New York Police Department regularly unconstitutionally seizes property, which can only be recovered in a "Kafkaesque Odyssey" and by navigating a "bureaucratic scavenger hunt, riddled with contradictory instructions, arbitrary requirements and dead ends."  

  • October 23, 2026

    Fla. AG Says Home Climate Risk Data Is Deceptive Practice

    Florida's attorney general sued a climate-risk modeler on Friday, claiming its data, which shows up on major real estate sites, deviates from official federal data and deceives homebuyers about the actual flood and fire risks of properties.

  • October 23, 2026

    Ex-Broker-Dealer Cops To $1.5M Insider Trading Scheme

    A former partner at a New Jersey broker-dealer firm admitted to conspiring to commit securities fraud involving insider trading in a special purpose acquisition company that netted millions of dollars in illegal profits, the U.S. attorney for the District of New Jersey announced Friday.

  • October 23, 2026

    NYSE Owner's $6B MarketAxess Deal Clears US Review

    Federal antitrust enforcers have ended their investigation of Intercontinental Exchange's planned $6 billion acquisition of fixed income trading platform MarketAxess Holdings Inc. after the companies gave enforcers more time to review the transaction.

  • October 23, 2026

    EEOC Suit Over Yale's Age-Based Doc Testing Headed To Trial

    A Connecticut federal judge on Friday shot down competing bids to end a U.S. Equal Employment Opportunity Commission lawsuit accusing Yale New Haven Hospital of unlawfully subjecting doctors over 70 to cognitive tests, ruling a trial is needed to determine whether patient safety concerns warranted the exams.

  • October 23, 2026

    Conn. AG Settles Sunrun Solar Sales Deception Claims

    Connecticut has reached a pair of settlements worth $500,000 with solar companies including Sunrun Inc. and two sales representatives accused of using deceptive tactics to lock people into long-term contracts and installing systems that didn't work.

  • October 23, 2026

    Tax Court Misread Easement Rules, 4th Circ. Told

    The U.S. Tax Court imposed conservation easement donation requirements beyond what the law allows in evaluating a property's condition and potential mining value, a partnership told the Fourth Circuit, seeking to overturn the 2025 denial of its charitable deduction.

  • October 23, 2026

    FCC Grants Intel's Automatic Vehicle Waiver For 1 Year

    The Federal Communications Commission has granted Intel Corp. a one-year waiver from rules that could otherwise subject the automated vehicles used in its chipmaking plants to security restrictions.

  • October 23, 2026

    Texas Sues OpenAI, Altman Over ChatGPT Safety Claims

    The Texas attorney general's office sued OpenAI and its chief executive Sam Altman in state court Friday, alleging the company breached consumer protection laws by unleashing a chatbot that often gives harmful advice and is addictive to children.

  • October 23, 2026

    FCC Nat'l Security Clampdown Draws Rare Industry Rebukes

    Industry leaders see the Federal Communications Commission hitting for a high batting average during President Donald Trump's second term, pushing deregulation they have sought for years. But when it comes to putting the squeeze on device imports from foreign adversaries, business groups are less than bowled over — and they're letting the FCC know it.

Expert Analysis

  • DOJ's Unusual Warning Puts Protests In FARA Crosshairs

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    The U.S. Department of Justice’s recent atypical press release about Foreign Agents Registration Act liability may signal greater scrutiny of public demonstrations and foreign-directed advocacy — but it does not change the statutory requirements for companies and individuals, say attorneys at Pillsbury.

  • Zillow-Redfin Settlement Spotlights Nontraditional-Deal Risk

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    The Federal Trade Commission's recent settlement with Zillow and Redfin serves as a reminder that authorities are increasingly interested in challenging nontraditional transaction structures that effectively eliminate a market participant, which includes some exclusivity arrangements, say attorneys at Freshfields.

  • How AI Is Reshaping The Structure Of Crypto Venture Deals

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    As founders at the intersection of crypto and artificial intelligence increasingly face capital-raising quandaries, parties structuring crypto venture deals should weigh how equity, token and hybrid financings allocate value to avoid tricky contractual governance and fiduciary law questions down the line, say attorneys at Cahill Gordon.

  • How States May Enter The Shareholder Proposal Landscape

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    Rescission of the U.S. Securities and Exchange Commission's shareholder proposal rule doesn't herald the end of shareholder activism, but it allows state legislatures to play a central role in determining the future of shareholder proposals, with that uncertainty creating new opportunities for both issuers and activists, say attorneys at Thompson Coburn.

  • Cos. Must Prep For Changes To Calif. Battery Recycling Law

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    With important changes to California's Responsible Battery Recycling Act taking effect in January, manufacturers and retailers should review updated format and product definitions and exclusions, determine their new responsibilities, and be prepared to submit new stewardship plans in advance of the deadline, says Thierry Montoya at FBT Gibbons.

  • Series

    Mentalism Makes Me A Better Lawyer

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    Convincing strangers I can read their minds may seem like an unusual second career for a legal practitioner, but both disciplines share several important requirements, including trust and preparation, says Warren Biro at Manatt.

  • FCA Deal Shows Conflict Review Must Go Beyond Bid Stage

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    A defense contractor’s recent settlement over False Claims Act allegations stemming from its employment of a U.S. Department of Defense official illustrates that conflict of interest assessment should be an ongoing compliance function, not just a proposal-stage checklist, say attorneys at Fluet.

  • Why And How To Build A Neurodiversity-Informed Practice

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    By better understanding neurodiversity and implementing simple accommodations for clients with autism, ADHD or learning differences, attorneys can build stronger relationships with those who may otherwise struggle to obtain and benefit from legal services, while developing good habits that will benefit everyone they represent, says Ting Cheung at Sanford Heisler.

  • Series

    Illinois Banking Brief: All The Notable Legal Updates In Q3

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    Recent banking developments in Illinois include significant new consumer protection legislation, three meaningful Seventh Circuit decisions, and a high-profile constitutional challenge to the state's new digital asset tax, say attorneys at Barnes & Thornburg.

  • How FTC Win Charts A Court-1st Merger Litigation Playbook

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    A New York federal court's recent decision blocking Henkel's acquisition of Liquid Nails marked a decisive trial win for the Federal Trade Commission, and tips for merging parties in similar transactions now include preparing for full-blown federal litigation, including a complete evidentiary trial, say attorneys at Cooley.

  • How SEC Is Changing The Shareholder Proposal Landscape

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    The U.S. Securities and Exchange Commission continues to place its shareholder proposal rule at the center of its agenda, now with a newly proposed rule that would rescind it entirely, showcasing an agency seeking to narrow its overall focus, say attorneys at Thompson Coburn.

  • NLRB Memo Signals Narrower View Of Protected Activism

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    A recent National Labor Relations Board memo concluding that Microsoft lawfully discharged two employees who conducted a pro-Palestinian protest on company property indicates that the current NLRB general counsel may take a more restrictive view of when political or social advocacy qualifies as protected activity, say attorneys at Franczek.

  • FCC Covered List Is Pushing Limits Of Supply Chain Scrutiny

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    Companies outside the traditional telecommunications sector may now need to factor the Federal Communications Commission's equipment authorization requirements into supply chain compliance as the FCC covered list continues to expand as a national security tool, say attorneys at Morgan Lewis.

  • SEC's Shareholder Activism Role After The '26 Proxy Season

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    The U.S. Securities and Exchange Commission recently proposed eliminating its shareholder proposal rule, but this proxy season's combination of elevated campaign activity, limited formal escalation and measured voting outcomes illustrates why a targeted SEC role remains important, say attorneys at Sidley.

  • Foreclosure May Not Be The Fix For Distressed Office Loans

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    Recently declining office values show that distressed borrowers and lenders should consider negotiated workouts, tax planning and value-preserving leasing strategies as refinancing gaps and special-servicing constraints make foreclosure an increasingly costly last resort, says Howard Koh at Meister Seelig.

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