Compliance

  • April 27, 2026

    How A Rush To Trial Paid Off With A Rare FCPA Acquittal

    A defense strategy to fast-track the trial in a yearslong criminal foreign bribery case against a Mexican businessman in Texas appeared to backfire when he was convicted and sent to prison last year, but the gamble ultimately paid off when a judge permanently tossed the case earlier this month.

  • April 27, 2026

    6th Circ. OKs Ohio Betting Enforcement Against Kalshi

    Ohio gambling regulators have the green light to crack down on Kalshi's sports event contracts after the Sixth Circuit denied the company's bid to keep them at bay amid litigation over whether those offerings violate state gambling laws.

  • April 27, 2026

    Mass. Justices Back Records Petition, Reject Pay Proposal

    Massachusetts' highest court said on Monday it saw no immediate reason to block a ballot measure that would expand the state's public records law to cover both the Legislature and governor, yet it found a second initiative tying lawmaker stipends to performance improperly steps on state Senate rules.

  • April 27, 2026

    Attys, Advocates Call DOJ Pot Rule Historic Shift For Feds

    Legal strategies are evolving quickly in the wake of last week's "historic" rescheduling of state-legal medical cannabis, as a group of attorneys and advocates gathered Monday to evaluate the trade-offs of dispensaries now being able to register like pharmacies with the feds and the potential effect on industry investments and trade.

  • April 27, 2026

    OCC Moves To Block Illinois' Limits On Card Swipe Fees

    The Office of the Comptroller of the Currency has moved to block Illinois from enforcing its landmark swipe-fee law against national banks, issuing emergency rules that open a new front in an ongoing battle over the state's effort to curb merchant payment-processing costs.

  • April 27, 2026

    7th Circ. Says Overwhelming Evidence Backs Madigan Verdict

    The Seventh Circuit affirmed the conviction of former Illinois House Speaker Michael Madigan on bribery, conspiracy and wire fraud charges on Monday, saying sufficient evidence supports the jury's finding and there was no prejudicial error in the lower court's jury instructions that warranted unwinding his 7.5-year prison sentence.

  • April 27, 2026

    AGs Say Live Nation Fix Can't Wait On DOJ Deal Approval

    Live Nation Entertainment Inc. sparred with state attorneys general expected to seek a forced Ticketmaster sale after winning a New York federal jury antitrust verdict, with the company seeking to delay the breakup fight until after the judge reviews a separate U.S. Department of Justice settlement, and the enforcers preferring parallel proceedings.

  • April 27, 2026

    HUD Wants To Nix 'Gender Identity' From Its Regulations

    The U.S. Department of Housing and Urban Development proposed a rule that aims to get rid of "references to 'gender' and 'gender identity' from HUD regulations, or remove and replace it with 'sex,'" according to a proposed rule in the Federal Register.

  • April 27, 2026

    Bioscience Co. Allegedly Hid Volatility Risks From Investors

    A company purportedly focused on using traditional Chinese medicine to treat conditions including autism spectrum disorder faces a proposed investor class action alleging it downplayed the risk it would be probed in connection with unusual volatility affecting the market for its shares.

  • April 27, 2026

    Challenge To DOL Views On Rollover Advice Dropped In Texas

    Insurance agents, their firms and an industry group agreed to drop a suit challenging the U.S. Department of Labor's 2020 interpretation on how fiduciary duties apply in rollover investment advice situations, which comes after the agency adjusted its regulations in March to reflect how litigation developments had changed policy.

  • April 27, 2026

    Feds Fight Illinois' Bid To End Suit Over Immigrant Protections

    The federal government pushed back Friday on Illinois' bid to dismiss its challenge to two state laws allowing private parties to sue civil immigration officers and barring civil immigration arrests at courthouses, insisting it has standing to sue over its "sovereign injury" because the statutes unconstitutionally regulate the federal government's immigration enforcement.

  • April 27, 2026

    Catching Up With Delaware's Chancery Court

    The Delaware Chancery Court this past week tackled a fresh mix of deal litigation, procedural disputes and fiduciary duty claims, with several rulings and filings underscoring the court's continued focus on contractual precision, forum enforcement and the limits of stockholder challenges.

  • April 27, 2026

    Mass. Fines Fidelity $1.25M Over 'Image ID' Data Breach

    A Fidelity unit has agreed to pay a $1.25 million fine to end Massachusetts' claims that a failure to enforce cybersecurity protocols led to a data breach affecting 77,000 brokerage customers, according to a consent order filed on Monday with the Office of the Secretary of the Commonwealth.

  • April 27, 2026

    FTC Wants More Info On IonQ's $1.8B Chipmaker Deal

    The Federal Trade Commission has requested additional information about quantum computing company IonQ's planned $1.8 billion purchase of semiconductor maker SkyWater Technology, extending a waiting period that prevents the transaction from closing.

  • April 27, 2026

    Supreme Court Lets Texas Use New Congressional Map

    The U.S. Supreme Court on Monday overturned a lower court's preliminary injunction blocking Texas' redrawn congressional map, effectively clearing the state to use the newly drawn districts in November's midterm elections.

  • April 24, 2026

    CFTC Sues New York Over Sports Event Contract Crackdown

    The U.S. Commodity Futures Trading Commission sued the state of New York Friday in its latest bid to assert "exclusive jurisdiction" over prediction markets and cut through the state's attempts to shut down certain event contract trading as unregistered gambling.

  • April 24, 2026

    Alaska Airlines Escapes Suit Over Hawaiian Merger, For Now

    A Hawaiian federal judge on Friday dismissed a private antitrust lawsuit that challenged Alaska Airlines' 2024 acquisition of Hawaiian Airlines, rejecting the passengers' asserted geographic markets and their contention that the merger would lead to anticompetitive effects in the markets.

  • April 24, 2026

    Real Estate Recap: Insurance Allure, People Pinch, Blackstone

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including an alluring source of capital for real estate investment trusts, how competition for skilled workers may hamper data center development, and Blackstone Inc.'s take on the first quarter of the year.

  • April 24, 2026

    10 States Say EPA Must Enforce Clean Air Act Soot Rule

    A coalition of 10 states and three local governments sued the U.S. Environmental Protection Agency on Friday, claiming the agency has failed to implement a Clean Air Act rule regulating soot and is thereby endangering public health across the country.

  • April 24, 2026

    Hikvision Lacks Standing In FCC Fight, DC Circ. Told

    Hikvision doesn't have the standing to take the Federal Communications Commission to court over its decision to place modular transmitters on the so-called covered list, a list of equipment deemed to pose a national security risk, the agency told the D.C. Circuit.

  • April 24, 2026

    Ex-Medical Co. Employee Sues For Whistleblower Retaliation

    Luminis Health Inc. has been sued by a former employee alleging the Maryland-based healthcare group fired him for blowing the whistle on billing fraud and discriminated against him because of his race.

  • April 24, 2026

    Groups Agree To Drop, And Refile, Pipeline Permit Suit

    A coalition of five environmental groups agreed to drop its challenge to the 2021 reissuance of a federal permit that authorizes truncated environmental reviews for oil and gas companies, with plans to sue anew over the permit's 2026 iteration.

  • April 24, 2026

    MV Realty To Pay $4.5M To End NC Suit Over 40-Year Contracts

    Embattled Florida real estate company MV Realty agreed to pay $4.5 million to end a lawsuit from the North Carolina attorney general accusing it of using shady business practices to lock homeowners into decades-long listing agreements with predatory rates, according to a consent judgment.

  • April 24, 2026

    Bankers Endorse FCC Fines For 'Know Your Customer' Regs

    Bankers are pleased that the Federal Communications Commission is floating the idea of imposing "know your customer" rules on originating telecom providers and finding those that don't comply, since bank numbers are often among those most "spoofed" by bad actors.

  • April 24, 2026

    Employment Authority: Justices Skip Harassment Test Review

    Law360 Employment Authority covers the biggest employment cases and trends. Catch up this week with coverage on the U.S. Supreme Court's decision to skip a Sixth Circuit ruling that set a higher bar for workers seeking to hold employers liable for harassment by clients or customers, the U.S. Department of Labor's proposed joint employer rule, and what the departure of President Donald Trump's labor secretary might mean for wage and hour policies.

Expert Analysis

  • What To Watch At The 2026 ABA Antitrust Spring Meeting

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    Attorneys at Freshfields consider the future of antitrust law and competition among developments likely to dominate discussion at the American Bar Association's Antitrust Spring Meeting this week.

  • How DOJ's New Corporate Crime Policy Will Work In Practice

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    The upshot of the Justice Department's new corporate crimes enforcement framework is uniformity for self-reporting companies, but there is uncertainty around how it will be applied in interaction with the Southern District of New York's more lenient, yet unpredictable, financial crimes enforcement program, say attorneys at Cahill Gordon.

  • Changes Coming To The SBIR And STTR Programs

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    Legislation recently approved by Congress to reauthorize the Small Business Innovation Research and Small Business Technology Transfer Programs includes changes focused on national security that would improve transparency but also increase applicants' administrative burdens, slow the awards process and likely increase litigation, say attorneys at Fluet & Associates.

  • What FINRA Enforcement Changes Mean For Investigations

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    It is essential for in-house counsel and compliance officers to familiarize themselves with the Financial Industry Regulatory Authority's recently announced changes to its enforcement program, which offer both clearer visibility into FINRA's expectations and a valuable opportunity to strengthen regulatory readiness, say attorneys at Eversheds Sutherland.

  • Managing New Fair Housing Risks Of AI Leasing Agents

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    Trusting AI-driven chatbots to manage early communications with potential tenants can expose housing providers to Fair Housing Act violations on a vast scale, but prioritizing supervision of automated interactions, implementing strong vendor governance and tracking emerging testing trends can catch problems early, says Yana Rusovski at Spencer Fane.

  • One Idea To Fix The SEC's Risk Factor Disclosure Rules

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    U.S. Securities and Exchange Commission Chairman Paul Atkins recently invited the industry to suggest ways to reform the current risk factor disclosure framework, and amending Rule 10b-5 is one potential option to consider, say attorneys at A&O Shearman.

  • Navigating Venezuelan Oil And Gas Sanctions Rollbacks

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    The U.S. Department of the Treasury's Office of Foreign Assets Control has issued a series of general licenses representing the broadest easing of Venezuela-related sanctions in years, and creating significant new opportunities — but only for entities prepared to meet the rigorous conditions attached to OFAC's phased sanctions relief, say attorneys at Winston & Strawn.

  • 7 Employer Tips For Handling Calif. Privacy Risk Assessments

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    Recent changes to the California Consumer Privacy Act require certain employers to complete detailed risk assessments before handling workforce data in many routine ways, so employers should assess whether previous risk assessments can be reused or combined, assemble a team, and create a plan of action, among other steps, say attorneys at Littler.

  • Breaking Down State Legislative Efforts In Telecom Security

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    As the federal government has strengthened national security safeguards for the telecommunications ecosystem, states have also asserted a role in telecom security, with variations among these regimes risking regulatory fragmentation and complicating compliance strategies, say attorneys at Hogan Lovells.

  • Agentic AI Use May Trigger Existing Consumer Finance Laws

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    As artificial intelligence agents interact more and more with payment systems, financial institutions should be cognizant of how existing consumer protection laws like the Equal Credit Opportunity Act apply when transactions are executed by automated systems rather than individuals, noting authorization and liability gaps, say attorneys at Sheppard.

  • SEC Guidance Further Solidifies Status Of Tokenized Assets

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    The U.S. Securities and Exchange Commission recently released a statement that tokenized securities are securities governed by traditional securities laws, representing continued regulatory clarity and the development of expanded technical standards and risk management guidelines that can only improve the long-term viability of financial markets, say attorneys at Barnes & Thornburg.

  • What's Next For The Advanced Air Mobility Sector

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    The U.S. Department of Transportation’s recent selection of electric vertical takeoff and landing pilot program participants marks a transition from aspirational policy to accountable implementation, and regulatory strategy should be at the center of business planning across the advanced air mobility ecosystem, say attorneys at Morgan Lewis.

  • 5 Tips For Navigating Your Firm's All-Attorney Summit

    Excerpt from Practical Guidance
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    Law firm retreats should be approached strategically, as they present valuable opportunities to advance both the firm's objectives and attorneys' professional development through meaningful participation, building and strengthening internal relationships, and proactive follow-up, says James Argionis at Cozen O’Connor.

  • New NLRB GC Likely To Prioritize Efficiency Over Policy Shifts

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    After the National Labor Relations Board operated without a quorum for nearly a year, general counsel Crystal Carey's early memoranda reflect a shift away from sweeping policy changes and toward clearing the case backlog, creating an environment that rewards employers' preparation and efficiency over prolonged litigation, says Michael Passarella at Olshan Frome.

  • Opinion

    Clarity Act Would Clear Welcome Pathways For Blockchain

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    The framework proposed under the Senate Banking Committee's version of the Clarity Act creates reasonable compliance obligations and meaningful token-distribution opportunities that would open the door for more U.S.-based blockchain projects, without the heightened risk of securities litigation and regulatory enforcement, says Karen Ubell at Goodwin.

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