Compliance

  • January 13, 2026

    Oak Street Exec's Ex-Partner Must Forfeit $617K In Assets

    Federal authorities can delve into the assets of a man who made illegal insider trades of CVS stock based on information from his domestic partner so that they can recover $617,000 he agreed to forfeit as part of a plea deal, a Pennsylvania federal judge said Tuesday.

  • January 13, 2026

    Texas Appeals Panel Skeptical Pipeline Death Falls Under FAA

    A Texas appeals panel seemed hesitant to buy Energy Transfer's argument that it can compel arbitration in a suit brought by the family of a man killed in a pipeline explosion, asking Tuesday whether the employee's work qualifies as interstate commerce and therefore falls outside the Federal Arbitration Act.

  • January 13, 2026

    CEO Of Auto Mat Maker WeatherTech Tapped For FTC Spot

    The founder and CEO of automobile accessories-maker WeatherTech, David MacNeil, was nominated to a seat on the U.S. Federal Trade Commission by President Donald Trump, the White House announced Tuesday. 

  • January 13, 2026

    DOJ Again Demands That Pa. Turn Over Voter Data

    The U.S. Department of Justice again demanded that Pennsylvania turn over voters' driver's license numbers and partial Social Security numbers, saying in Pennsylvania federal court that the information is required to be delivered under Title III of the Civil Rights Act, the Help America Vote Act and the National Voter Registration Act.

  • January 13, 2026

    Manufacturer To Pay $2.2M Settlement Over COVID Loan

    The U.S. Department of Justice said on Tuesday it had reached a $2.2 million settlement with a manufacturer of automotive die casting components over claims it unlawfully obtained a Paycheck Protection Program loan during the COVID-19 pandemic.

  • January 13, 2026

    Senate Backs Bill Giving Deepfake Porn Victims Right To Sue

    The U.S. Senate on Tuesday unanimously passed bipartisan legislation that would allow individuals depicted in nonconsensual, artificial intelligence-generated, sexually explicit content to sue and recover damages, backing the bill once again after it stalled in the House in 2024.

  • January 13, 2026

    Emails Show Deceit In Medicare Advantage Deal, NC Court Told

    Internal documents from Atrium Health Inc. show the company never intended to follow through on a partnership for a new Medicare Advantage health plan with a plan provider who spent tens of millions of dollars to get it off the ground, the providers' counsel told a North Carolina Business Court judge Tuesday.

  • January 13, 2026

    10th Circ. OKs Murder Conviction Despite Gender Bias At Trial

    The Tenth Circuit ruled Tuesday that the Oklahoma Court of Criminal Appeals correctly concluded that a woman sentenced to death for killing her husband received a fair trial, rejecting arguments that prosecutors' use of sexualized and gender-stereotyped evidence violated her constitutional rights.

  • January 13, 2026

    Astronomers Seek Upper C-Band Coordination With Wireless

    As the U.S. government moves toward an auction of upper C-band airwaves to wireless carriers, the nation's radio astronomers said the carriers should be required to coordinate with observatories to keep mobile services from disrupting their observations in space.

  • January 13, 2026

    DOJ Fights For May Trial Against Agri Stats

    Justice Department attorneys pushed a Minnesota federal judge in oral arguments Tuesday to let them go to trial in May on claims that Agri Stats' protein industry reports help major producers hike prices, arguing they're entitled to leapfrog private plaintiffs and the company cannot toss or winnow their allegations.

  • January 13, 2026

    Workers Seek $126M In Seattle Hospital System Wage Row

    Seattle-area hospital system Swedish Health Services should shell out about $126 million to settle wage violations, after a state court found that the system failed to provide a second meal break on longer shifts and that its rounding practices led to unpaid wages, the workers said.

  • January 13, 2026

    State Street Owes NC Investor $650K In Crypto Refund Suit

    A North Carolina federal judge ruled that investment management firm State Street Global Advisors wrongfully withheld $650,000 from an investor who transferred cryptocurrency to a digital wallet, awarding him damages for his unjust enrichment and conversion claims, but not fees for his attorneys.

  • January 13, 2026

    Blue States Say HHS Conditions Funding On Anti-Trans Bias

    A dozen Democratic state attorneys general sued the U.S. Department of Health and Human Services on Tuesday, claiming the agency's threat to withhold billions of dollars in funding from states that don't hew to an executive order declaring that gender is immutable conflicts with antidiscrimination law.

  • January 13, 2026

    Youths Urge 9th Circ. To Revive Trump Energy Orders Fight

    A group of young people asked the Ninth Circuit to revive their lawsuit challenging President Donald Trump's energy-related emergency orders, arguing the lower court erred by saying it did not have jurisdiction to rule on the matter.

  • January 13, 2026

    Tenn. Gaming Regulator's Kalshi Action Blocked For Now

    A Tennessee federal judge agreed to temporarily block state gaming regulators from taking enforcement action against Kalshi for its sports event contracts, adding another court ruling to a split pile of cases over the company's sports wagers nationwide.

  • January 13, 2026

    NC Judge Leery Of Early Exit Bid In Produce Co. ESOP Suit

    A North Carolina federal judge seemed disinclined Tuesday to toss a lawsuit alleging a "cabal" of lawyers, private equity firms and their founders conspired to drain a produce company's employee stock ownership plan of its value, noting it's a fact-intensive case that will likely require discovery.

  • January 13, 2026

    Gov't Didn't Allege Formula Was Contaminated, Abbott Says

    Abbott Laboratories has urged a Michigan federal judge to throw out a suit brought by the federal government over the 2022 infant formula shortage, saying the government is trying to recoup a "belated windfall" and no tainted formula left its plant's doors.

  • January 13, 2026

    5th Circ. Urged To Revive Southwest 737 Max Overcharge Suit

    Consumers have urged the Fifth Circuit to revive their claims alleging Southwest Airlines overcharged them for riskier flights on Boeing 737 Max 8 jets, saying they've asserted a classic benefit-of-the-bargain injury that gives them standing to sue.

  • January 13, 2026

    FCC Told It Lacks Legal Authority For Jail Cellphone Jamming

    The Federal Communications Commission does not have the statutory power to authorize cellphone signal jamming in jails and prisons, a consumer interest group says.

  • January 13, 2026

    Ex-US Atty Leads Cleary FCA Team Amid Rising Enforcement

    Cleary Gottlieb Steen & Hamilton LLP is launching a False Claims Act task force, led by the former U.S. Attorney for the Eastern District of New York Breon Peace, citing increased enforcement activity from the U.S. Department of Justice.

  • January 13, 2026

    Court Urged To Block Trump Admin's Anti-Wind, Solar Orders

    Clean energy advocates have asked a Massachusetts federal judge to block a suite of Trump administration actions aimed at restricting wind and solar development, claiming there's no justification for the policies aside from the administration being anti-renewable energy.

  • January 13, 2026

    Express Scripts Can't Impel FTC Atty Views On Insulin Makers

    A Federal Trade Commission in-house judge has denied a bid from Express Scripts to force a commission attorney to sit for a deposition to discuss an investigation into insulin manufacturers as the pharmacy benefit manager defends against the agency's insulin pricing case.

  • January 13, 2026

    Dechert Adds Former SEC Counsel In DC

    Dechert LLP has grown its financial services group in Washington, D.C., with a veteran attorney who most recently served as counsel to the chairman at the U.S. Securities and Exchange Commission, the firm said Tuesday.

  • January 13, 2026

    Gibson Dunn Hires Thrive Capital's Top Lawyer As DC Partner

    Gibson Dunn & Crutcher LLP has hired Marian Fowler, the former general counsel and chief compliance officer at venture capital firm Thrive Capital Management LLC, to join the firm's Washington, D.C., office as a partner and member of its investment funds practice group, the firm announced Monday.

  • January 13, 2026

    Sen. Warren Questions SEC On Crypto In 401(k) Plans

    Sen. Elizabeth Warren sent a letter to the U.S. Securities and Exchange Commission in advance of a banking committee vote on cryptocurrency market structure legislation, asking how the agency will protect investors as the administration also pushes to broaden access to cryptocurrency in 401(k) retirement plans.

Expert Analysis

  • Where Crypto Mixing Enforcement Is Headed From Here

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    Recent developments involving crypto mixers, particularly the Tornado Cash verdict, demonstrate that the Justice Department's shift away from regulation by prosecution does not mean total immunity, rather reflecting an approach that prioritizes both innovation and accountability, says David Tarras at Tarras Defense.

  • Stadium Security Takeaways Amid Gaps In Drone Regulation

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    As the risk of drones to sports stadium security grows, legal practitioners in the industry should focus on the need for rapid deployment of emergency services, crowd control, communications, strong organizational structure, and engagement across local, state and federal authorities, says Jennifer Daskal at Venable.

  • The Legal Issues With AI Agents In Consumer Transactions

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    Enabling artificial intelligence agents to handle not just research and recommendations, but the execution of purchases themselves, fundamentally alters commercial relationships and introduces new practical and legal questions for card issuers, merchants, acquirers and consumers, say attorneys at Davis Wright.

  • Breaking Down Article 12 Of The Uniform Commercial Code

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    Thirty-two states and the District of Columbia have enacted Article 12 of the Uniform Commercial Code, providing the alternative to perfection by control of assets like cryptocurrency and nonfungible tokens, but before accepting these assets as collateral, lenders and creditors should consider how to best maintain priority, say attorneys at Miller Nash.

  • Why Foreign Cos. Should Prep For Increased SEC Oversight

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    With the recent trading suspensions of 10 foreign-based issuers listed on the Nasdaq, an enforcement action against a U.K. security-based swap dealer and the announcement of a cross-border task force, it's clear that the U.S. Securities and Exchange Commission will expand oversight on foreign companies participating in the U.S. capital markets, says Tejal Shah at Cooley.

  • Prison Body Cams Raise Health Privacy Compliance Issues

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    The increasing use of prison staff body cameras to enhance transparency and safety presents correctional healthcare partners with new risk management questions where they must carefully reconcile the benefits of surveillance with the imperative to protect patient privacy, say attorneys at Gordon Rees.

  • Wash. Email Subject Line Ruling Puts Retailers On The Hook

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    The Washington state Supreme Court's ruling in Brown v. Old Navy, finding that a state law prohibits misleading email subject lines, has opened the door to nationwide copycat litigation, introducing potential exposure measured not in thousands, but in millions or even billions of dollars for retailers, say attorneys at Benesch.

  • How Nasdaq, SEC Proposals May Transform Listing Standards

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    Both Nasdaq and the U.S. Securities and Exchange Commission have increasingly focused their recent regulatory efforts on small and foreign issuers, particularly those from China, reflecting an intention to strengthen the overall quality of companies accessing U.S. markets, but also potentially introducing a chilling effect on certain issuers, say attorneys at Norton Rose.

  • New NCAA Betting Policy Fits Trend Of Eased Restrictions

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    Allowing NCAA student-athletes to bet on professional sports fits into a decade-long trend of treating college athletes more like adults in a commercial system, but decreasing player restrictions translates to increased compliance burdens for schools, say attorneys at Robins Kaplan.

  • Legal Guardrails For AI Tools In The Hiring Process

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    Although artificial intelligence can help close the gaps that bad actors exploit in modern recruiting, its precision also makes it subject to tighter scrutiny, meaning new regulatory regimes should be top of mind for U.S.-centric employers exploring fraud-focused AI-enabled tools, say attorneys at Ogletree.

  • Series

    Building With Lego Makes Me A Better Lawyer

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    Building with Lego has taught me to follow directions and adapt to unexpected challenges, and in pairing discipline with imagination, allows me to stay grounded while finding new ways to make complex deals come together, says Paul Levin at Venable.

  • The Rise Of Trade Secret Specificity As A Jury Question

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    Recent federal appellate court decisions have clarified that determining sufficient particularity under the Defend Trade Secrets Act is a question of fact and will likely become a standard jury question, highlighting the need for appropriate jury instructions that explicitly address the issue, says Amy Candido at Simpson Thacher.

  • How Banks Can Safely Handle Payments For Gambling Biz

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    As the betting market continues to expand, it's crucial for banks and fintechs to track historical developments in wagering and ongoing prediction markets litigation that can factor into a risk analysis for payment processing with respect to gambling operators, says Laura D'Angelo at Jones Walker.

  • SEC Focused On Fraud As Actions Markedly Declined In 2025

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    The U.S. Securities and Exchange Commission's enforcement activity in its fiscal year 2025 was its lowest in 10 years, reflecting not only a significant decline in the commission's workforce, but also Chairman Paul Atkins' stated focus on fraud and individual wrongdoing and a new approach to crypto regulation, say attorneys at Covington.

  • Series

    Law School's Missed Lessons: Networking 101

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    Cultivating a network isn't part of the law school curriculum, but learning the soft skills needed to do so may be the key to establishing a solid professional reputation, nurturing client relationships and building business, says Sharon Crane at Practising Law Institute.

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