Compliance

  • April 23, 2026

    Judge Questions DOJ Bid To End Suit Over Trans Care Memo

    A Massachusetts federal judge appeared unmoved Thursday by a U.S. Department of Justice lawyer's argument that a suit challenging directives on prosecuting providers of gender-affirming care for transgender children is an abstract debate, noting that some providers have deemed the care too risky and stopped services. 

  • April 23, 2026

    Nelson Mullins Adds BakerHostetler Regulatory Pro In Texas

    Nelson Mullins Riley & Scarborough LLP has expanded its Houston roster with a former BakerHostetler partner who brings substantial experience advising manufacturers and distributors on regulatory issues.

  • April 23, 2026

    DOJ Final Order Loosens Rules For State-Legal Medical Pot

    The U.S. Department of Justice published a final order Thursday loosening federal restrictions on medical marijuana products that fall within the ambit of state-regulated programs or have approval from the U.S. Food and Drug Administration.

  • April 22, 2026

    CFPB Curbs Fair Lending Oversight In Latest Reg Rollback

    The Consumer Financial Protection Bureau has moved to curtail enforcement of a decades-old federal fair lending statute, finalizing a rule that consumer advocates are condemning as an evisceration of antidiscrimination oversight.

  • April 22, 2026

    House GOP Again Pushes Data Privacy Bill To Override States

    House Republicans on Wednesday took their latest crack at establishing a cohesive nationwide data privacy framework, floating legislation that would give consumers more control over their personal information while preempting a growing patchwork of state laws, although early criticisms indicate that the issues that have long stymied these efforts persist.

  • April 22, 2026

    Anthropic Slams Hegseth's Security Risk Label At DC Circ.

    Anthropic Wednesday asked the D.C. Circuit to overturn the U.S. Department of Defense's action branding it a supply chain risk, saying the decision was retaliation for the artificial intelligence company's refusal to provide the Trump administration with technology for mass domestic surveillance or fully autonomous weapons.

  • April 22, 2026

    Pal Of Ex-Beneficient CEO Aided Fraud Cover-Up, Jury Hears

    A childhood friend of the founder and former CEO of Dallas-based financial services firm Beneficient on Wednesday told a Manhattan federal jury that he fabricated email correspondence and signed documents misstating his time as head of what prosecutors say was a shell company used to pull off a $100 million fraud.

  • April 22, 2026

    Alston & Bird Says Goliath Investors Can't Claim Malpractice

    Alston & Bird LLP urged a Florida federal court on Wednesday to toss a malpractice suit claiming the firm facilitated a $328 million cryptocurrency scam at Goliath Ventures Inc., arguing that the proposed class of Goliath investors who brought the suit were never clients of the firm.

  • April 22, 2026

    Coinbase, Gemini Nudge NY 'Gambling' Cases To Fed. Court

    A day after being sued by the New York Attorney General's Office for allegedly running illegal gambling operations through sports and election event contract offerings, Coinbase and Gemini on Wednesday sent the cases to federal court, claiming their services are federally regulated by the U.S. Commodity Futures Trading Commission and not state gambling regulators.

  • April 22, 2026

    Del. Justices Cast Doubt On Applying Jarkesy To State Cases

    The Delaware Supreme Court appeared reluctant Wednesday to apply the U.S. Supreme Court's Jarkesy holding to state securities fraud cases, questioning arguments that Delaware's administrative law courts are unconstitutional because they deny defendants a jury trial.

  • April 22, 2026

    SBF Says He Wrote New Trial Bid Himself, But Asks To Pull It

    Imprisoned FTX founder Sam Bankman-Fried has told a New York federal judge that, although his attorney parents made suggestions regarding his motion for a new trial, he wrote the brief himself, but now wants to withdraw the request, because he doesn't "believe I will get a fair hearing on this topic in front of you."

  • April 22, 2026

    Alabama AG Secures $12.2M Roblox Kid Safety Deal

    The Alabama attorney general has announced a $12.2 million deal with popular gaming platform Roblox that would add age restrictions and more parental controls to protect children from online sexual predators.

  • April 22, 2026

    Key Tronic, SEC Settle Over Inventory Mismanagement Claims

    Key Tronic Corp. and two of its executives reached a settlement with the U.S. Securities and Exchange Commission over claims one of the manufacturer's facilities in Minnesota engaged in improper expense management and that the executives responded incorrectly to an internal complaint about the facility.

  • April 22, 2026

    TD Bank, Airline Data Co. Accused Of Sharing Info With Govt.

    TD Bank NA and airline-owned financial technology company Airlines Reporting Corp. are facing a proposed class action in Delaware federal court accusing them of funneling airfare transaction data to the government through a "secret pipeline," in violation of consumers' financial privacy rights.

  • April 22, 2026

    StoneTurn Hires Ex-SEC Enforcement Accountant As Partner

    StoneTurn announced Wednesday that it has hired a new partner with 15 years of experience at the U.S. Securities and Exchange Commission, including as a forensic accountant in the agency's enforcement division.

  • April 22, 2026

    Pa. Coal Plants To Stay Open After Consenting To Upgrades

    Two coal-fired power plants in western Pennsylvania will shift from their previous plan to close down by 2028 and will be required to upgrade their wastewater treatment systems under a consent decree state officials announced Tuesday evening.

  • April 22, 2026

    9th Circ. Says Calif. Can't Force Federal Agents To Display ID

    A Ninth Circuit panel temporarily blocked California from enforcing part of a law requiring law enforcement officers, including federal immigration agents, to visibly display identification, ruling it is likely unconstitutional.

  • April 22, 2026

    Nexstar Appeals Order Blocking $6.2B Tegna Merger

    Nexstar Media Group Inc. has made good on its promise to appeal an order preventing it from fully merging with Tegna Inc., as the broadcasters fight a challenge of the $6.2 billion deal from state enforcers and satellite provider DirecTV.

  • April 22, 2026

    FCC Asks If Shows With Trans People Need Higher Rating

    The Federal Communications Commission is wondering whether it should update the TV rating system to warn people when a program may include transgender or nonbinary characters or themes related to gender identity, so parents could "make informed choices for their families."

  • April 22, 2026

    Illinois Judge Sends Kalshi Gambling Suit To New York

    An Illinois federal judge transferred a putative class action accusing Kalshi Inc. of violating Illinois gambling and consumer protection laws to New York, which has consolidated similar lawsuits claiming the platform falsely markets itself as a "prediction market," when it is actually running an illegal sports gambling operation.

  • April 22, 2026

    NY Gov. Bans State Officials Using Inside Info For Online Bets

    New York Gov. Kathy Hochul signed an executive order Wednesday blocking state officials from trading on prediction markets using insider information they obtained during the course of their official duties, citing recent reports of bets related to the U.S. military action within Venezuela and the war in Iran.

  • April 22, 2026

    Chevron Gets Steel Firm's NJ Soil Cleanup Suit Pared Down

    A New Jersey federal judge tossed contract claims from a Maryland-based steel company accusing Chevron USA Inc. of failing to clean up pesticide contamination at a New Jersey industrial site, while allowing environmental and indemnity counts to proceed.

  • April 22, 2026

    Oklahoma Sports Betting Bill Wins Thunder, Tribal Backing

    Two Republican lawmakers in Oklahoma have amended a version of a bill to legalize sports betting in the state with the backing of the Oklahoma City Thunder that will allow wagers to be placed through platforms operated in partnership with the state's tribal nations.

  • April 22, 2026

    Retailers Ready To Fight FCC Over Call Center 'Onshoring'

    Large retail chains aren't happy with the Federal Communications Commission's plan to "onshore" customer service call centers, saying that even though it's geared toward communications companies, the proposal risks being foisted onto retailers as well.

  • April 22, 2026

    FCC Boosts Mobile Service From Space With AST Exemptions

    The Federal Communications Commission's staff approved some rule exemptions for AST & Science LLC to launch a 248-satellite constellation, which they said would encourage the growth of mobile services from space.

Expert Analysis

  • AG Watch: New York's Heightened Enforcement In Real Estate

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    Over the past several months, New York Attorney General Letitia James has brought a rapid succession of enforcement actions targeting rent stabilization abuse, unsafe housing conditions and fraudulent securities practices, signaling that the office views these problems as systemic issues warranting aggressive intervention, say attorneys at Quinn Emanuel.

  • Contract Disputes Recap: Estimates, Value, Gov't Causation

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    Three recent decisions provide helpful insights about the risk of relying on estimated quantities in blanket purchase agreements, the impact of valuation methodologies and the proof needed to overcome an agency's sovereign acts defense, say attorneys at Seyfarth.

  • Stablecoin Yield Reform Raises Stakes For Community Banks

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    Risks for community banks are heightened by the Clarity and Genius Acts, which establish stablecoin market parameters and may lead to traditional bank fund withdrawals in the long term, but a recent Senate amendment to the former bill could prevent deposit runoff, says Thomas Walker at Jones Walker.

  • When Trade Secret Litigation And Criminal Law Collide

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    An increasing convergence of trade secret litigation and white collar defense, especially with several recent criminal prosecutions from the Justice Department, should prompt businesses and counsel to adapt within the overlapping landscapes, says Kenneth Notter at MoloLamken.

  • What To Watch At The 2026 ABA Antitrust Spring Meeting

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    Attorneys at Freshfields consider the future of antitrust law and competition among developments likely to dominate discussion at the American Bar Association's Antitrust Spring Meeting this week.

  • How DOJ's New Corporate Crime Policy Will Work In Practice

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    The upshot of the Justice Department's new corporate crimes enforcement framework is uniformity for self-reporting companies, but there is uncertainty around how it will be applied in interaction with the Southern District of New York's more lenient, yet unpredictable, financial crimes enforcement program, say attorneys at Cahill Gordon.

  • Changes Coming To The SBIR And STTR Programs

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    Legislation recently approved by Congress to reauthorize the Small Business Innovation Research and Small Business Technology Transfer Programs includes changes focused on national security that would improve transparency but also increase applicants' administrative burdens, slow the awards process and likely increase litigation, say attorneys at Fluet & Associates.

  • What FINRA Enforcement Changes Mean For Investigations

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    It is essential for in-house counsel and compliance officers to familiarize themselves with the Financial Industry Regulatory Authority's recently announced changes to its enforcement program, which offer both clearer visibility into FINRA's expectations and a valuable opportunity to strengthen regulatory readiness, say attorneys at Eversheds Sutherland.

  • Managing New Fair Housing Risks Of AI Leasing Agents

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    Trusting AI-driven chatbots to manage early communications with potential tenants can expose housing providers to Fair Housing Act violations on a vast scale, but prioritizing supervision of automated interactions, implementing strong vendor governance and tracking emerging testing trends can catch problems early, says Yana Rusovski at Spencer Fane.

  • One Idea To Fix The SEC's Risk Factor Disclosure Rules

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    U.S. Securities and Exchange Commission Chairman Paul Atkins recently invited the industry to suggest ways to reform the current risk factor disclosure framework, and amending Rule 10b-5 is one potential option to consider, say attorneys at A&O Shearman.

  • Navigating Venezuelan Oil And Gas Sanctions Rollbacks

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    The U.S. Department of the Treasury's Office of Foreign Assets Control has issued a series of general licenses representing the broadest easing of Venezuela-related sanctions in years, and creating significant new opportunities — but only for entities prepared to meet the rigorous conditions attached to OFAC's phased sanctions relief, say attorneys at Winston & Strawn.

  • 7 Employer Tips For Handling Calif. Privacy Risk Assessments

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    Recent changes to the California Consumer Privacy Act require certain employers to complete detailed risk assessments before handling workforce data in many routine ways, so employers should assess whether previous risk assessments can be reused or combined, assemble a team, and create a plan of action, among other steps, say attorneys at Littler.

  • Breaking Down State Legislative Efforts In Telecom Security

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    As the federal government has strengthened national security safeguards for the telecommunications ecosystem, states have also asserted a role in telecom security, with variations among these regimes risking regulatory fragmentation and complicating compliance strategies, say attorneys at Hogan Lovells.

  • Agentic AI Use May Trigger Existing Consumer Finance Laws

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    As artificial intelligence agents interact more and more with payment systems, financial institutions should be cognizant of how existing consumer protection laws like the Equal Credit Opportunity Act apply when transactions are executed by automated systems rather than individuals, noting authorization and liability gaps, say attorneys at Sheppard.

  • SEC Guidance Further Solidifies Status Of Tokenized Assets

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    The U.S. Securities and Exchange Commission recently released a statement that tokenized securities are securities governed by traditional securities laws, representing continued regulatory clarity and the development of expanded technical standards and risk management guidelines that can only improve the long-term viability of financial markets, say attorneys at Barnes & Thornburg.

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