Compliance

  • March 02, 2026

    FINRA Fines Goldman Subsidiary $1.3M Over Order Execution

    The Financial Industry Regulatory Authority fined Goldman Sachs subsidiary Folio Investments Inc. $1.3 million for allegedly failing to properly review order execution quality after changing the market center through which it routed a substantial amount of its customer orders.

  • March 02, 2026

    DC Judge Pauses Advance Notice Rule For ICE Facility Visits

    A D.C. federal judge paused a Trump administration policy requiring lawmakers to give a seven-day advance notice for oversight visits to immigration detention centers, ruling Monday the lawmakers have shown irreparable injury absent relief given the need for "real-time, on-the-ground information" about facility conditions and detainees' statuses. 

  • March 02, 2026

    9th Circ. Says Malibu, Culver City Filed Air Traffic Suits Too Late

    The Ninth Circuit on Monday rejected challenges from Malibu and Culver City of the Federal Aviation Administration's flight pattern adjustments in Southern California, saying the municipalities waited too long to challenge the 2016 air traffic revisions.

  • March 02, 2026

    Wireless Co. Asks For FCC Waiver Of Handset 'Unlocking'

    Since the FCC recently let Verizon out of a requirement that made the company open its cellphones to other carriers after 60 days, it's only fair that a smaller carrier similarly bound because of a spectrum-leasing agreement with Verizon be let out as well, that company says.

  • March 02, 2026

    5th Circ. Presses McDermott Shareholders On Direct Claim

    A Fifth Circuit panel wanted to know why investors should get another shot at a direct class action alleging that McDermott International Inc. made misrepresentations about a $6 billion merger, asking Monday if the case before the court was "analogous" to a case alleging the company overpaid for the merger.

  • March 02, 2026

    Texas AG Says Gender Care Ban Includes Mental Health

    Mental-health professionals in Texas risk losing their licenses and public funding if they "facilitate" the gender-affirming care banned under state law, said an opinion issued Friday by Attorney General Ken Paxton, which calls them the "gatekeepers."

  • March 02, 2026

    Ulta Case Judge Finds Wash. Antispam Law Constitutional

    Weeks after a similar ruling across the state, another Washington federal judge has ruled that the state's antispam statute is constitutional and comports with U.S. law, allowing customers to move forward with their proposed class action accusing beauty retailer Ulta of bombarding shoppers with misleading email advertisements.

  • March 02, 2026

    Calif. Jury Convicts 2 Women Of Stalking Off-Duty ICE Officer

    A California federal jury convicted two women of felony stalking for following an off-duty U.S. Immigration and Customs Enforcement deportation officer home while live-streaming on social media, but cleared them of an additional charge and fully acquitted a third woman who claimed the officer hit her with his vehicle.

  • March 02, 2026

    Epic Must Face Price Conspiracy Claims Over Gallstone Drug

    Epic Pharma LLC must face the majority of suits by hospitals, insurers and other drug purchasers alleging it conspired to raise and control the price of gallstone medication ursodiol, a Pennsylvania federal judge ruled Monday.

  • March 02, 2026

    Trucking Group Defends $21M Atty Fee Bid In RI Tolls Fight

    The commercial trucking industry's lead trade group has argued it's entitled to $21 million in attorney fees as it staunchly objected to a Rhode Island federal magistrate judge's recommendation that its request be slashed to $2.7 million in long-running litigation over the state's truck tolling program.

  • March 02, 2026

    Ex-Chipotle Worker Can't Rebut Roach Rationale In Firing Suit

    The Tenth Circuit on Monday refused to reopen a former Chipotle manager's lawsuit claiming he was fired because he was in his 50s, saying he couldn't overcome the fast casual restaurant chain's argument that he was let go because of a cockroach infestation.

  • March 02, 2026

    Top Groups Lobbying The FCC

    The Federal Communications Commission heard from the lobbying sphere more than 100 times in February on concerns ranging from the need for wireless spectrum to next-generation 911, media ownership rules, access to Lifeline phone service and more.

  • March 02, 2026

    UberX's Pricier 'Faster' Service Isn't So Fast, Rider Says

    Uber tricks riders into paying a price premium for faster pickup through UberX that it cannot guarantee over the cheaper "Wait & Save" option, even though drivers often fail to arrive by the advertised pickup time, according to a proposed class action filed Friday in California federal court.

  • March 02, 2026

    Delaware Governor Aims To Accelerate Broadband Permits

    Delaware's governor is looking to get serious about speeding up broadband permitting in the smallest state in the union with a new executive order that will implement a strategy state officials are calling the "permitting accelerator."

  • March 02, 2026

    SEC Drops Negligence Suit Against Ex-View CFO

    The U.S. Securities and Exchange Commission agreed to dismiss with prejudice its negligence claim against a former chief financial officer of "smart" glassmaker View Inc., after the agency secured partial summary judgment on other claims in the case last year.

  • March 02, 2026

    SEC Inks $200K Settlement In False PPE Press Release Suit

    The CEO and consultant of a consumer goods company will pay over $200,000 to settle the U.S. Securities and Exchange Commission's claims that they artificially inflated the company's share price by nearly 200% by disseminating a false press release at the beginning of the COVID-19 pandemic.

  • March 02, 2026

    Apple Execs Hit With Derivative Suit Over Alleged Monopoly

    A Florida police pension fund has hit Apple Inc.'s top brass with a derivative securities suit in California federal court, accusing them of breaching their fiduciary duties by profiting off of the company's anticompetitive conduct while exposing Apple to significant legal risks, which has already led to billions of dollars in fines.

  • March 02, 2026

    11th Circ. Says Court Can Enforce Restitution After Probation

    A district court retains jurisdiction to enforce the payment of court-ordered restitution even after a criminal defendant has finished serving probation, the Eleventh Circuit ruled Monday in the case against a former IMG Worldwide employee who sold unauthorized tickets for the Sony Open tennis tournament.

  • March 02, 2026

    Amazon Can't Halt Supplement Labeling Suit Amid FDA Tweak

    A Washington federal judge denied Amazon's bid to pause a proposed class action over claims of deceptive supplement labeling based on the U.S. Food and Drug Administration's purported plan to revoke certain regulations, finding Friday the court or a jury can still address whether the e-commerce platform complied with existing requirements.

  • March 02, 2026

    Senate Banking Dems Call For Binance Deal Compliance Probe

    Senate Democrats on the banking committee are pressing the U.S. Department of Justice and U.S. Department of the Treasury to investigate reports that cryptocurrency exchange Binance Holdings Ltd. could be flouting the requirements of a 2023 settlement agreement. 

  • March 02, 2026

    Rent Commissions Shouldn't Be 'Gutless,' Conn. Justices Told

    Two landlords on Monday asked the Connecticut Supreme Court to allow evictions to advance without interference from Hartford's and Middletown's fair rent commissions, urging the justices to establish boundaries one legal aid attorney said would result in a "gutless administrative body."

  • March 02, 2026

    NY Pushes Bid To Nix RealPage's Suit Over Rental Pricing Law

    The Office of the New York State Attorney General once again has urged a New York federal court to dismiss a free speech suit filed by property management software company RealPage Inc., which is challenging a state law that prohibits landlords from using software that makes recommendations for things such as rents and occupancy levels.

  • March 02, 2026

    Hagens Berman Denied Rehearing Bid In Sanctions Dispute

    The Third Circuit on Monday rejected plaintiffs firm Hagens Berman Sobol Shapiro LLP's request to reconsider weighing in on the sanctions dispute in a since-dropped product liability case that resulted in the trial court judge referring the firm for possible criminal investigation.

  • March 02, 2026

    The Top In-House Hires Of February

    Legal department hires during the second month of 2026 included high-profile appointments at Walmart, Walgreens and the Big 12 Conference. Here, Law360 Pulse looks at some of the top in-house announcements from February.

  • March 02, 2026

    5th Circ. Hesitant To Pin Grandmother With Drug Smuggling

    A Fifth Circuit panel seemed wary of pinning an Oklahoma grandmother with a drug smuggling charge on top of an allegation of running a Ponzi scheme, asking Monday if failure to conduct due diligence is "all it takes to make them a drug conspirator."

Expert Analysis

  • How Mamdani Will Shift NYC Employment Law Enforcement

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    Under Mayor Zohran Mamdani, the New York City labor law regime is poised to become more coordinated, less forgiving and more willing to test gray areas in favor of workers, with wage and hour practices, pay equity and contractor relationships among likely areas of enforcement focus, says Scott Green at Goldberg Segalla.

  • Series

    Judges On AI: How Courts Can Boost Access To Justice

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    Arizona Court of Appeals Judge Samuel A. Thumma writes that generative artificial intelligence tools offer a profound opportunity to enhance access to justice and engender public confidence in courts’ use of technology, and judges can seize this opportunity in five key ways.

  • Opinion

    The Case For Emulating, Not Dividing, The Ninth Circuit

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    Champions for improved judicial administration should reject the unfounded criticisms driving recent Senate proposals to divide the Ninth Circuit and instead seek to replicate the court's unique strengths and successes, says Ninth Circuit Judge J. Clifford Wallace.

  • 4 Ways 2026 Will Shift Corporate Compliance And Ethics

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    As we begin 2026, ethics and compliance functions are being reshaped by forces that go far beyond traditional regulatory risk, and there are key trends that will define the landscape, with success defined less by activity and volume, and more by impact, judgment and credibility, says Hui Chen at CDE Advisors.

  • Montana Ruling Reaffirms Record-Based Enviro Analyses

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    A Montana federal court's recent decision in Center for Biological Diversity v. U.S. Forest Service, vacating permits for logging near Yellowstone National Park, is a reminder that, despite attempts to pare back National Environmental Policy Act reviews, agencies must still properly complete such reviews before projects are approved, say attorneys at ArentFox Schiff.

  • Banking M&A Outlook Reflects Favorable Regulatory Climate

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    The banking mergers and acquisitions environment is starting 2026 with a rare alignment of favorable market conditions and a more permissive regulatory atmosphere, creating a clear window for banks to pursue transformative combinations and shape the competitive landscape, say attorneys at Reed Smith.

  • 2025's Defining AI Securities Litigation

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    Three securities litigation decisions from 2025 — involving General Motors, GitLab and Tesla — offer a preview of how courts will assess artificial intelligence-related disclosures, as themes such as heightened regulatory scrutiny and risk surrounding technical claims are already taking shape for the coming year, say attorneys at Cooley.

  • How 11th Circ.'s Zafirov Decision Could Upend Qui Tam Cases

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    Oral argument before the Eleventh Circuit last month in U.S. ex rel. Zafirov v. Florida Medical Associates suggests that the court may affirm a lower court's opinion that the qui tam provisions of the False Claims Act are unconstitutional — which could wreak havoc on pending and future qui tam cases, say attorneys at Morgan Lewis.

  • Targeted Action, Rule Tweaks Reflect 2025 AML Priority Shifts

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    Though 2025’s anti-money-laundering landscape was characterized not by volume of penalties but by the strategic recalibration of how illicit finance risk is handled, a series of targeted enforcement actions signaled that regulators aren't easing off the accelerator, even as they refine the rules of the road, say attorneys at MoFo.

  • Series

    Mass. Banking Brief: All The Notable Legal Updates In Q4

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    Among the most significant developments on the banking regulation front in Massachusetts last quarter, Attorney General Andrea Joy Campbell announced her bid for reelection, and the state Division of Banks continued its fintech focus by finalizing rules implementing a new money transmitter law, say attorneys at Nutter.

  • Series

    Muay Thai Makes Me A Better Lawyer

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    Muay Thai kickboxing has taught me that in order to win, one must stick to one's game plan and adapt under pressure, just as when facing challenges by opposing counsel or judges, says Mark Schork at Feldman Shepherd.

  • The Next Pressure Point In Digital Health: Informed Consent

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    Two new federal digital health initiatives will usher in a new era where virtual care, software-enabled devices and home-based monitoring are integrated into care and reimbursement models, with the impact of shifting rules and opportunities felt most immediately in the context of informed consent, says Kimberly Chew at Husch Blackwell.

  • Series

    Law School's Missed Lessons: Intentional Career-Building

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    A successful legal career is built through intention: understanding expectations, assessing strengths honestly and proactively seeking opportunities to grow and cultivating relationships that support your development, say Erika Drous and Hillary Mann at Morrison Foerster.

  • How Changes At The IRS Will Affect Tax Controversy In 2026

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    Taxpayers will need to adjust approaches to dealing with the IRS in 2026, as the agency is likely to shift its audit strategies and increases reliance on technology following the significant reductions in funding and personnel last year, say attorneys at Crowell & Moring.

  • Key Trends In PFAS Regulation And Litigation For 2026

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    As 2026 begins, the legal and regulatory outlook for per- and polyfluoroalkyl substances is defined less by sweeping federal initiatives and more by incremental adjustments, judicial guardrails and state-driven regulations — an environment in which proactive risk management and close monitoring of policy developments will be essential, say attorneys at MG+M.

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