Compliance

  • November 06, 2026

    Glenmark's $30M Drug Price-Fixing Deal Gets Final OK

    A Connecticut federal judge has granted final approval to a $29.6 million settlement between dozens of states and Glenmark Pharmaceuticals that resolves claims accusing the company of conspiring with competitors to drive up drug prices.

  • November 06, 2026

    3rd Circ. Preview: UPenn Staff Rifts, FTC $3M Fee Fight

    The Third Circuit began its November session by examining Tree of Life synagogue shooter Robert Bowers' appeal of his death sentence and is set to hear a number of other matters ranging from a state's bid to restore millions of dollars in food aid, to the federal government fighting a $3 million counsel fee award, to reviewing the third-party harassment test.

  • November 06, 2026

    GC Cheat Sheet: The Hottest Corporate News Of The Week

    The U.S. Department of Justice's new cash rewards program for tips on criminal fraud could backfire in some cases, experts say. Elsewhere, attorneys are weighing new strategies in the wake of Texas' historic blue shift during the midterm elections. These are some of the stories in corporate legal news you may have missed in the past week.

  • November 06, 2026

    WilmerHale Rehires Treasury Official, Former Counsel In DC

    A former Treasury Department official who worked as the agency's undersecretary for domestic finance has rejoined WilmerHale's financial institutions group as a partner, the firm announced Friday.

  • November 06, 2026

    Quant Trader Denies Using Stolen Recipe At Code Theft Trial

    A California quant trader accused of stealing billion-dollar code from his former employer argued to a New York federal jury that he did not use any secret recipe at a new venture, denying trade secrets theft charges.

  • November 05, 2026

    Blue Congress, Red Regulators: 5 FinReg Predictions

    Lawmakers are set to return to Washington, D.C., next week for the final stretch of Republican control on Capitol Hill before Democrats take over, a reversal that is reshaping the outlook for financial services oversight in the remainder of President Donald Trump's term.

  • November 05, 2026

    5th Circ. Pushes Texas To Explain ESG Energy Boycott Law

    A Fifth Circuit panel pushed the state of Texas to explain how a law restricting state investments with businesses that want to cut their reliance on fossil fuels passes constitutional muster, saying Thursday there "seems to be an arbitrariness" in the law.

  • November 05, 2026

    Blue Wave May Usher In New Era Of State Climate Action

    After the midterm blue wave, environmental advocates are looking to newly flipped statehouses to pass strong climate laws in the face of the federal government's retreat from greenhouse gas regulation.

  • November 05, 2026

    Ga. Utility Board Likely To Tighten Rules For Data Centers

    The new Democratic majority at the Georgia Public Service Commission could mean tougher rules for big power users like data centers, experts told Law360, but legal limitations and the slow-moving nature of energy planning may blunt the near-term effect of the commission's shake-up.

  • November 05, 2026

    CFTC Directs Prediction Markets To Stop Geo-Blocking Users

    The U.S. Commodity Futures Trading Commission on Thursday directed prediction market platforms and other registrants to ensure nationwide access to their offerings, which could set up a challenging scenario for platforms under court orders to block some contracts in certain states as part of ongoing prediction market litigation.

  • November 05, 2026

    SEC Notifies White House Of Broker Crypto Rule Proposal

    The U.S. Securities and Exchange Commission could soon introduce a proposal that would clarify the rules around broker-dealers' financial responsibilities and recordkeeping obligations when it comes to cryptocurrency assets, as the agency hopes to "support innovation" in the space.

  • November 05, 2026

    California Regulator Orders Crypto ATM Co. To Pay $5.1M

    CoinFlip, an operator of cryptocurrency ATMs, has been ordered to pay $5.1 million by California's Department of Financial Protection and Innovation for allegedly failing to protect state users from financial fraud and for charging excessive fees to California consumers.

  • November 05, 2026

    Judge Pauses Ban On New ACA Insurance Brokers

    A Maryland federal judge on Thursday paused a U.S. Department of Health and Human Services rule barring new insurance agents and brokers from signing up to sell plans on the Affordable Care Act marketplace for 2027, holding that HHS likely had to solicit public comment before issuing the rule.

  • November 05, 2026

    Ark. Calls Kalshi 'Pocket-Sized Bookie' In Latest State Action

    Arkansas is the latest state to accuse Kalshi of violating its gaming laws by offering event contracts on sports, asserting that the bulk of the prediction market operator's business "is not a risk management tool; it is a pocket-sized bookie."

  • November 05, 2026

    DOJ Can't Tie State Grants To Immigration Enforcement

    A Rhode Island federal judge has granted a coalition of states' bid to permanently bar the Trump administration from conditioning federal public safety grants on the states' cooperation with the administration's immigration enforcement priorities, vacating the funding conditions as unlawful.

  • November 05, 2026

    FTC Claims Amazon Inflated Ad Auction Prices By 250%

    The Federal Trade Commission and 22 states have revealed new allegations against Amazon in their sprawling antitrust fight in Washington federal court over online search advertising auctions, including new details alleging Amazon secretly raised advertising prices by as much as 250% to increase its revenue by $87 million worldwide.

  • November 05, 2026

    Top Groups Lobbying The FCC

    Lobbying activity at the Federal Communications Commission stayed about even in October versus the month before as groups looked to influence FCC policies on issues like prison cellphone jamming, the upcoming auction of C-band airwaves, satellite coverage for smartphones and more.

  • November 05, 2026

    DOJ Says Willow Bridge's RealPage Deal Needs No Tweaks

    The U.S. Department of Justice responded to commenters pushing for changes to the rent price-fixing settlement it reached with Willow Bridge Property Co. LLC, arguing there's no need to add a distinction in the deal between rent renewals and first-time leases.

  • November 05, 2026

    Google Looks To Nix Foreign Developers' Play Store Claims

    Google told a California federal court that foreign developers cannot bring antitrust claims targeting allegedly inflated Play Store fees because any harm felt would be in their home countries, not in the U.S.

  • November 05, 2026

    FINRA Fines Webull $4.2M For AML, Best-Execution Failures

    Webull Financial LLC has agreed to pay the Financial Industry Regulatory Authority $4.2 million to resolve claims that it failed to implement proper anti-money laundering programs to verify customer identities and that it failed to properly monitor for suspicious transactions, among other things.

  • November 05, 2026

    Racing Against Whistleblowers Could Cost Companies

    The U.S. Department of Justice's new cash rewards program for tips on criminal fraud threatens to ramp up the pressure on companies to hurry internal investigations and quickly report suspected misconduct to the government before whistleblowers do, which could backfire in some cases, according to experts.

  • November 05, 2026

    Controversial DOJ Civil Rights Division Leader Steps Down

    Harmeet K. Dhillon, a U.S. Department of Justice official who instituted dramatic changes as leader of the Civil Rights Division, has stepped down from her role.

  • November 05, 2026

    FCC To Consult With Tribes On NHPA Rules Covering Telecom

    The Federal Communications Commission will soon be talking with tribal government leaders about potential changes to the FCC's approach to rules under the National Historic Preservation Act.

  • November 05, 2026

    Albertsons, Safeway Owe Wash. $900M Over Opioid Diversion

    Albertsons and its Safeway subsidiary must pay $900 million for helping fuel Washington state's overdose crisis by failing for years to prevent the diversion of opioid drugs, a Seattle judge ruled Thursday, finding that the pharmacy chains regularly failed to follow their own policies aimed at ensuring prescriptions were legitimate.

  • November 05, 2026

    Chinese Rubber Chemical Facing 285% US Antidumping Duty

    Imports of a chemical from China primarily used in rubber production are facing a possible major antidumping duty after the U.S. Department of Commerce on Thursday preliminarily found the chemical is being sold at less than fair value.

Expert Analysis

  • FTC Highlights Path To Preserve Board Rights In A Rival Co.

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    The Federal Trade Commission's move to add key guardrails permitting firearms manufacturer Beretta to retain two directors as it takes a 25% stake in competitor Ruger illustrates how parties may maintain board rights in certain circumstances without running afoul of Section 8 of the Clayton Act, say attorneys at Davis Polk.

  • FINRA Disputes Highlight Timeliness In Arbitrator Bias Claims

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    Recent Financial Industry Regulatory Authority litigation over arbitrator neutrality shows that the strength of challenges depends not only on what counsel discovers, but also on how early it is uncovered and how concretely it can be demonstrated, says Dax White at White Law.

  • Opinion

    A Capital Markets Agenda For The New Congress

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    When the 120th Congress convenes in January, it should place capital markets issues near the top of its to-do list, with a focus on legislation that can make the public company model more competitive, says David Kaufman at Thompson Coburn.

  • FinCEN Scam Alerts Push Banks To Rethink AML Monitoring

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    Recent Financial Crimes Enforcement Network guidance on digital asset scams suggests that future anti-money laundering examinations may focus less on whether institutions detect the movement of criminal proceeds and more on whether they can identify fraud schemes before victims suffer catastrophic losses, say attorneys at Ballard Spahr.

  • Defending Hospital Antisteering Clauses From DOJ Scrutiny

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    The Trump administration has recently made clear that pursuing antitrust challenges to antisteering provisions in hospital-insurer contracts is a priority — but a review of similar cases against hospital systems and important precedent from the U.S. Supreme Court illuminates some potential defenses in such cases, says Derek Moore at Rule Garza.

  • How AI Could Help Judges Spot Their Own Biases

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    In close cases where there’s room for discretion, artificial intelligence could challenge judges’ implicit biases by running counterfactual tests at scale — but any judicial use of such tools would need guardrails, say Arnold Peter at Peter Law and Nancy Rapoport at University of Nevada.

  • Assessing Hidden Risk Of Administrative Agency Settlements

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    Though administrative resolutions of U.S. Securities and Exchange Commission investigations may seem preferable to settled federal court actions, the possibility that private plaintiffs may use commission orders in follow-on litigation poses an extra risk, increasing the importance of negotiating the settlement's form and language, say attorneys at Debevoise.

  • State Of Insurance: Q3 Notes From Pennsylvania

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    Pennsylvania courts issued several noteworthy insurance decisions last quarter, offering practical guidance for insurers evaluating public policy coverage disputes, drafting umbrella policy language and defending litigation involving claim file discoverability, says Todd Leon at Marshall Dennehey.

  • Risk Management Tips For Cos. Deploying Open-Weight AI

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    While many enterprises building out their artificial intelligence strategies are considering open-weight models, the Open-Source AI Leadership Act and accompanying congressional oversight letters to prominent tech and consumer companies signal that opportunity and legal risk are being discovered and evaluated on the same timeline, say attorneys at Cooley.

  • West Point Prof's Suit Tests Public Employee Speech Limits

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    A recent complaint in New York federal court alleging that West Point unlawfully terminated a professor who challenged a directive banning references to human causes of climate change could illuminate how academic freedom and public employee speech protections apply at a military academy, say attorneys at Foley & Lardner.

  • Compete Act Reinforces Calif.'s Antitrust Leadership Role

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    California's recent passage of the Compete Act, which expands the state's principal antitrust statute's focus on concerted multifirm conduct to business dealings between two or more firms, underscores California's leadership in state antitrust enforcement as attorneys general move to fill perceived gaps left by reduced federal oversight, say attorneys at Skadden.

  • Va. Data Center Order Shows State Air Permit Limits

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    A consent order over data center air pollution violations proposed by Virginia, which Microsoft recently agreed to, demonstrates why an emergency situation may not excuse state air permit noncompliance, and why emergency power reliability and environmental compliance cannot be evaluated in isolation, says Sanaa Chakibi at SICPA Securink.

  • Parsing The Lowest SEC Enforcement Stats In Over A Decade

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    Statistics show that the U.S. Securities and Exchange Commission brought a historically low number of enforcement actions during Paul Atkins' first full fiscal year as chairman, delivering on his promise to reduce enforcement in program areas focused on recordkeeping and other technical violations, say attorneys at Covington.

  • Coinbase Ruling Showcases A Texas Reincorporation Benefit

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    The Texas Business Court's recent decision in Guillaume v. Armstrong, finding that a shareholder's claims against Coinbase, originally incorporated in Delaware, are nonetheless subject to Texas presuit demand law if made after reincorporation, provides a procedural advantage for companies that have made the move, say attorneys at Cleary.

  • NHTSA Vehicle Recorder Rule Highlights Crash Data Protocols

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    An amended rule from the National Highway Traffic Safety Administration will soon require vehicle event data recorders to capture more information about crashes — but to turn that data into evidence, attorneys, claims professionals and fleet managers must properly obtain and preserve it after an incident occurs, says Andrew Haling at Pathway Law.

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