Compliance

  • November 03, 2026

    CFTC Sued As It Allows Single-Stock Perp Contracts Trading

    The U.S. Commodity Futures Trading Commission on Tuesday signed off on the trading of perpetual contracts tied to individual stocks and was almost immediately sued by a special interest organization backed by Cboe Global Markets Inc. and others accusing the agency of putting investors at risk.

  • November 03, 2026

    Low-Power Stations Resist Sinclair Call For ATSC Mandate

    Low-power stations told the Federal Communications Commission they would stand behind a decision by full-power broadcasters to adopt the next-generation TV transmission standard, but urged the agency not to apply a federal sunset of the older standard to LPTV.

  • November 03, 2026

    The Top In-House Hires Of October

    Legal department hires during the past month included high-profile appointments at Fox, Dell and LinkedIn. Here, Law360 Pulse looks at some of the top in-house announcements from October.

  • November 03, 2026

    Nonprofits Seek To Halt Texas Data Center Support Projects

    Public Citizen and the Sierra Club urged a Texas federal court to pause the construction of power plants and backup diesel generators for two data center campuses in the state, claiming their members will be harmed if the work continues.

  • November 03, 2026

    Hospice Provider General Counsel Joins Morgan Lewis In DC

    Morgan Lewis & Bockius LLP has rehired the former general counsel of Elara Caring, a hospice, home health and personal care service provider, who joins the firm as an FDA and healthcare practice partner in Washington, D.C., the firm announced Tuesday.

  • November 03, 2026

    Mass. Judge Nixes Feds' Bid To Stay Grant Termination Ruling

    A Massachusetts federal judge on Tuesday rejected the Trump administration's request to stay her judgment that it cannot terminate already-awarded federal grants based solely on the president's current priorities, and chided the government for intentionally slow-walking the case.

  • November 02, 2026

    Coinbase Says NJ Dropped $5M Staking Securities Action

    Coinbase said Monday that New Jersey has dropped a lawsuit accusing the crypto exchange of offering unregistered securities through its staking services and rescinded a 2023 cease-and-desist order that barred it from offering the rewards-generating product in the state.

  • November 02, 2026

    Calif. AG Hits Lyft With $1.8M Fine For Opt-Out 'Barrier'

    Lyft has agreed to pay $1.8 million and overhaul its mechanism for consumers to stop the sale of their data through its mobile app in order to resolve the California attorney general's claims that the company's existing opt-out process was too "cumbersome" and created a "barrier" to consumers exercising their privacy rights. 

  • November 02, 2026

    BlackRock, State Street Get State AG Coal Suit Trimmed

    BlackRock and State Street have pared down a lawsuit by Republican state attorneys general accusing them of driving up coal prices, but a Texas federal judge let stand claims brought by Iowa and Nebraska on behalf of their resident electricity consumers.

  • November 02, 2026

    SEC Says Rep Broke Fiduciary Duty With ETF Sales To Elderly

    The U.S. Securities and Exchange Commission announced it has settled claims against an investment adviser and its former representative it accused of facilitating trades that were unsuitable for their clients' investment objectives.

  • November 02, 2026

    SEC's Top Cop On Building A 'Nimble' Enforcement Division

    The U.S. Securities and Exchange Commission has lost hundreds of enforcement employees and seen significant restructuring of its regional offices over the past two years, but the Division of Enforcement's director said that hasn't stopped him from building a "nimble" program that is focused on more than just the number of cases filed.

  • November 02, 2026

    50 Cos. Object To Listing On OKX Tokenized Stock Venue

    Fifty publicly traded firms including Goldman Sachs, Microsoft and Nvidia have directed the tokenized stock trading venue OKXICE not to list blockchain-based forms of their shares, according to the crypto platform's latest disclosure.

  • November 02, 2026

    Fuel Groups Say Courts Must Stay Out Of Calif. Waiver Fight

    Groups representing the natural gas and oil industry urged the D.C. Circuit to reverse preliminary injunction rulings over the U.S. Environmental Protection Agency's procedural move sending certain Clean Air Act waivers for California to Congress, arguing that judicial review is barred.

  • November 02, 2026

    AI Agents Raise Stakes For Banks As Legal Fights Loom

    As major banks move to keep artificial intelligence agents from accessing customer accounts, financial services attorneys say the growing use of these tools in financial transactions could test the limits of existing consumer protection laws and set the stage for litigation.

  • November 02, 2026

    FCC Stops Broadcasters' Workforce Diversity Data Collection

    The Federal Communications Commission will once again stop collecting workforce diversity data from the broadcast industry.

  • November 02, 2026

    Monthly Merger Review Snapshot

    The Federal Trade Commission caused a pair of playground equipment makers to abandon their planned merger, Canadian enforcers upended a deal for the Green Giant brand in the country and state attorneys general reached settlements for several regional deals.

  • November 02, 2026

    FCC Grants 1st Router Security Waiver Aimed At Onshoring

    The Federal Communications Commission's staff has granted a partial waiver from its rules restricting the sale of foreign routers in the U.S., saying it's the first exemption for routers based on onshoring jobs as one of the public interest benefits.

  • November 02, 2026

    Ex-Bank Compliance Chief's Termination Suit Sent To Fla.

    A New Jersey federal judge has transferred to Florida federal court a wrongful termination suit by the former chief compliance officer of First National Bank of Pasco, finding that its ties to the state are not enough to meet the minimum standard for personal jurisdiction.

  • November 02, 2026

    IRS Donor Reporting Rule Violates 1st Amendment, Court Told

    The IRS' nonprofit donor disclosure rule violates organizations' and donors' First Amendment rights, a privacy group told a D.C. federal court, saying the rule is subject to a heightened level of judicial scrutiny that the government cannot overcome.

  • November 02, 2026

    Reform But Don't Gut FCC Subsidies, Rural Telecoms Say

    Rural telecom providers say the Universal Service Fund needs reforms to run more smoothly, but they cautioned the Federal Communications Commission against structural changes that could disrupt the program.

  • November 02, 2026

    FCC Clears More Drones, Inverters, Robots From Covered List

    The Federal Communications Commission has cleared several foreign-produced products for sale in the U.S., exempting certain uncrewed aircraft systems, advanced robotic devices and power inverters from the Covered List, which restricts foreign-made devices for national security reasons.

  • October 30, 2026

    Law360 MVP Awards Go To Top Attorneys From 89 Firms

    The lawyers chosen as Law360's 2026 MVPs stand out from their peers by notching significant achievements in high-stakes litigation, complex global matters and record-setting transactions.

  • October 30, 2026

    OCC Has 'Serious' Concerns On Calif. Climate-Disclosure Law

    The Office of the Comptroller of the Currency is lobbying California environmental regulators for a national bank carveout from their anticipated state climate-related disclosure rules, signaling it could otherwise seek to shield banks with its federal preemption powers.

  • October 30, 2026

    Binance's $6.3B Crypto Hack Puts Customer Trust To The Test

    The record $6.3 billion hack of Binance is likely to test customers' faith in the cryptocurrency giant, with its ability to repay losses and willingness to take steps to strengthen its cyber defenses poised to shape whether investors stick with the platform.

  • October 30, 2026

    Real Estate Recap: Weil Leases, CEQA, Trudeau

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including an early look at CMBS exposure to Weil Gotshal as the firm charts a wind-down, how streamlining the California Environmental Quality Act could affect data centers, and industry observations from former Canadian Prime Minister Justin Trudeau at the Urban Land Institute's annual meeting.

Expert Analysis

  • NHTSA Vehicle Recorder Rule Highlights Crash Data Protocols

    Author Photo

    An amended rule from the National Highway Traffic Safety Administration will soon require vehicle event data recorders to capture more information about crashes — but to turn that data into evidence, attorneys, claims professionals and fleet managers must properly obtain and preserve it after an incident occurs, says Andrew Haling at Pathway Law.

  • What Expanded CMS Authority Means For Health Compliance

    Author Photo

    A recent delegation gives the Centers for Medicare & Medicaid Services independent authority to impose permissive exclusions, creating a more active federal enforcement system with heightened risks for healthcare organizations, says Jose Vela at Clark Hill.

  • Navigating Criminal Liability Under Calif. Worker Safety Law

    Author Photo

    A new California law mandates agency investigation across several types of workplace safety incidents, eliminates prior discretion and imposes unprecedented parallel criminal investigations, but employers can take steps to manage the heightened enforcement risk, say Stacey Geis at Crowell & Moring and Karen Tynan at Ogletree.

  • How '21 IPO Class Can Prep For 'Emerging Growth Co.' Sunset

    Author Photo

    Five years after the initial public offering boom of 2020 and 2021 brought an unusually large number of companies into the U.S. public markets, many are set to lose their status as "emerging growth companies," so they should use the next two months to build a coordinated transition plan, say attorneys at Clark Hill.

  • Midterm Elections Outlook For Financial Services

    Author Photo

    A change in congressional control after the upcoming midterm elections could bring about slower regulatory approvals, intensified oversight and shifting enforcement priorities for the financial services industry, say attorneys at Covington.

  • New Manhattan DA Task Force Puts Antitrust In Its Crosshairs

    Author Photo

    The Manhattan District Attorney's Office's new corporate crime and antitrust task force is adding local criminal enforcement to a field long led by federal authorities, meaning companies need to account for potential parallel federal and state antitrust investigations when responding to misconduct, say attorneys at Ropes & Gray.

  • Right-To-Repair Laws Create Manufacturer Compliance Maze

    Author Photo

    Without existing precedent to help interpret new right-to-repair laws, original equipment manufacturers must make careful judgments about how best to comply with conflicting state statutes — but several principles related to documentation, replacement products and more emerge from the patchwork, say attorneys at Faegre Drinker.

  • Where Species And Wetlands Reg Rollbacks Leave Cos.

    Author Photo

    The current administration's rollbacks of regulations covering waters of the U.S. and endangered species may ease permitting burdens and shorten approval timelines, but those potential benefits are tempered by state-level protections, likely legal challenges and possible reversals by a future administration, say attorneys at White & Case.

  • 3 Strategies To Reduce AI Sycophancy In Legal Work

    Author Photo

    The tendency of generative artificial intelligence models to tell users what they want to hear can reinforce attorneys’ confirmation bias when testing the strength of arguments, and it can’t simply be prompted away — but a few practices can help mitigate it, says Michael Ott at Ice Miller.

  • Opinion

    Justices' Climate Ruling Should Preserve State Tort Claims

    Author Photo

    As recent oral arguments in Suncor Energy v. Boulder County demonstrated, the case hinges on long-standing principles of federalism that allow state and local governments to protect their resources and citizens — and if the justices rule based on precedent, Suncor should lose, says William Buzbee at Georgetown University Law Center.

  • AI Risks May Recalibrate 'Reasonable Security' Standards

    Author Photo

    A definitive answer to what constitutes reasonable vulnerability management in the age of artificial intelligence is still emerging, but the answer is likely less a reset of the standard than a recalibration of how organizations meet it, say Scott Loughlin at Hogan Lovells and Mike Priest at Globe Life.

  • Accenture's FCA Deal Shows DEI Risks For Gov't Contractors

    Author Photo

    The U.S. Department of Justice recently settled allegations that Accenture falsely certified compliance with antidiscrimination requirements in its federal contracts, underscoring how diversity goals can become a False Claims Act issue when the company requests payment from the government, say attorneys at Bass Berry.

  • DOJ Directive Gives Contractors A Fraud Risk Road Map

    Author Photo

    For government contractors, the 10 factors described in the U.S. Department of Justice's recent corporate fraud enforcement directive function as a de facto scoring rubric for internal audits that mirrors what prosecutors will prioritize, say attorneys at Spencer Fane.

  • Key Risk Assessment Gaps To Note From NY Cyber Guidance

    Author Photo

    Covered entities should take a fresh look at the compliance gaps flagged in recent New York State Department of Financial Services guidance on "deficient cybersecurity programs," particularly around scope, asset inventories and documentation, say attorneys at Mayer Brown.

  • Where SEC's Transfer Agent Plan Would Change Compliance

    Author Photo

    The U.S. Securities and Exchange Commission’s recent proposal to update the federal regulatory framework for transfer agents would comprehensively modernize the old task-specific regime by centering speed, operational resilience, compliance governance and technology-neutral recordkeeping, say attorneys at Morgan Lewis.

Want to publish in Law360?


Submit an idea

Have a news tip?


Contact us here
Can't find the article you're looking for? Click here to search the Compliance archive.