Compliance

  • November 04, 2026

    SEC Classifies More Funds, Advisers As 'Small Entities'

    The U.S. Securities and Exchange Commission on Wednesday adopted regulations that designate more mutual funds and investment advisers as small entities in order to "eliminate unnecessary regulatory burdens," SEC Chairman Paul Atkins said.

  • November 04, 2026

    House Democrat Urges Labor Agencies To Preserve Records

    The top Democrat on the House Education and Workforce Committee urged the U.S. Department of Labor, the National Labor Relations Board and other federal agencies on Wednesday to preserve government records ahead of the next Congress, warning that officials who unlawfully destroy documents could face criminal penalties.

  • November 04, 2026

    States Ask DC Circ. To Revisit DOE Coal Plant Order Ruling

    A West Virginia-led coalition urged the full D.C. Circuit to revisit a panel ruling scrapping a U.S. Department of Energy order directing a retiring coal-fired power plant to remain open, arguing it improperly limited the department's powers "at a hard moment for the grid."

  • November 04, 2026

    AT&T Seeks OK To Suspend LA Services Amid Copper Theft

    AT&T has asked the Federal Communications Commission to again extend its emergency authorization to suspend phone services in parts of Los Angeles amid "repeated and pervasive" copper theft and vandalism incidents.

  • November 03, 2026

    Democrat Nathan Johnson Wins Race For Texas AG

    Democratic candidate Nathan Johnson beat his Republican opponent in the race for Texas attorney general on Tuesday, according to the Associated Press. 

  • November 03, 2026

    Lagunitas Sells Beer With Risky PFAS Levels, Suit Alleges

    The Lagunitas Brewing Co. has been hit with a proposed class action in California federal court that accuses the Heineken-owned brewery of failing to disclose that its beer contains forever chemicals at levels far beyond those the Environmental Protection Agency has found to pose risks to human health.

  • November 03, 2026

    Dems Interrogate McDonald's CEO On AI-Driven Pricing

    U.S. Sen. Elizabeth Warren, Rep. Becca Balint and other Democrats sent a letter to McDonald's CEO Chris Kempczinski, pressing him on the company's use of artificial intelligence-driven pricing recommendations and how it assesses potential harm to consumers and competition.

  • November 03, 2026

    Lockheed To Pay $29.5M Over Alleged DEI Bias Practices

    Lockheed Martin Corp. agreed to pay $29.5 million under two settlements announced Monday by the U.S. Department of Justice over allegations that the defense contractor considered race or sex in some pay, hiring and promotion decisions while certifying compliance with federal antidiscrimination requirements

  • November 03, 2026

    Justin Sun Says Trump-Tied Crypto Firm Deserves Sanctions

    Billionaire Justin Sun urged a California federal judge to sanction World Liberty Financial in litigation over his $45 million investment in the Trump-tied crypto firm, saying the company cost him hundreds of thousands of dollars when it "violated one of the most basic requirements" of the court.

  • November 03, 2026

    States, Others Back Argentina Sovereign Immunity Challenge

    Fourteen states, a U.S. senator from Missouri and others are urging the U.S. Supreme Court to reverse a Second Circuit decision overturning a New York judge's $16 billion judgment against Argentina in a case that arose from its nationalization of YPF SA, the country's largest oil and gas exploration company.

  • November 03, 2026

    Calif. OK With Broadband Rules, But Not Net Neutrality Limits

    California has told the National Telecommunications and Information Administration that it will accept the $1.8 billion it has been allocated under the federal broadband access program, but it doesn't believe that it has to stop enforcing its state consumer protection laws, including the ones related to net neutrality.

  • November 03, 2026

    Block Seeks $764M Deal To End DOJ Cash App Fraud Probe

    Jack Dorsey's Block Inc. revealed in an investor filing Tuesday it has reached a tentative deal to resolve a U.S. Department of Justice investigation into claims that it ignored fraud on its Cash App, outlining terms that include a deferred prosecution agreement and payment of more than $760 million.

  • November 03, 2026

    BofA's $1.2B AML Fine Shows Perils Of Tech Overreliance

    Bank of America's $1.2 billion deal with the U.S. Treasury Department over anti-money-laundering failures has put compliance officers at financial institutions on alert about the perils they could face if they don't have empowered in-house investigators and proper oversight of technological systems for transaction monitoring.

  • November 03, 2026

    Asia-Based Accountants Say PCAOB Overstepped Authority

    The Public Company Accounting Oversight Board has violated limits Congress placed on it by requiring three accountants to fly to Washington, D.C., on their own dime from their Southeast Asia homes to comply with certain board demands or face sanctions, according to a lawsuit filed Tuesday in D.C. federal court.

  • November 03, 2026

    2nd Circ. Denies Kalshi, Coinbase Enforcement Shields

    A Second Circuit panel on Tuesday rebuffed separate bids by Kalshi and Coinbase to temporarily shield their sports contracts from New York and Connecticut gambling regulators after the judges appeared unconvinced by the platforms' attempts to draw lines between sports event contracts and sports bets.

  • November 03, 2026

    OppFi Pulls $130M BNC Bank Bid, Citing Review Uncertainty

    Online lender Opportunity Financial said Tuesday it was withdrawing its applications for a planned $130 million purchase of BNC National Bank, calling off its bid to become a bank amid what it described as unclear regulatory standards and other obstacles to approval.

  • November 03, 2026

    3M Inks $7.35B Deal To Settle Most PFAS Foam Claims

    3M Co. announced Tuesday that it will pay up to $7.35 billion over nine years to resolve nearly all personal injury claims related to PFAS "forever chemicals" in firefighting foam.

  • November 03, 2026

    PBM Says Fla. Collusion Suit Belongs In Federal Court

    A pharmacy benefit manager accused by Florida's attorney general of colluding with a competitor to fix prescription drug reimbursement rates for pharmacies removed the state's suit to federal court, citing its work for federal and military employees.

  • November 03, 2026

    Chancery Ends Icahn Suit Over Illumina's $8B Grail Deal

    The Delaware Chancery Court has approved the dismissal of a lawsuit brought by affiliates of activist investor Carl Icahn against Illumina Inc.'s former directors over the biotechnology company's $8 billion acquisition of Grail Inc., ending the case under a settlement that does not bind other stockholders.

  • November 03, 2026

    PCAOB Floats Change That Could Aid Semiannual Reporting

    The Public Company Accounting Oversight Board Tuesday proposed a rule change that could make it easier for companies to raise capital should they decide to switch to a semiannual reporting schedule.

  • November 03, 2026

    Ex-Employee Calls J&J Unit's Trade Secret Suit Retaliation

    A former associate director sued by a Johnson & Johnson subsidiary for allegedly misappropriating confidential information hit back with her own complaint, alleging the company's lawsuit is retaliation for reporting discriminatory and retaliatory conduct by her manager.

  • November 03, 2026

    CFTC Sued As It Allows Single-Stock Perp Contracts Trading

    The U.S. Commodity Futures Trading Commission on Tuesday signed off on the trading of perpetual contracts tied to individual stocks and was almost immediately sued by a special interest organization backed by Cboe Global Markets Inc. and others accusing the agency of putting investors at risk.

  • November 03, 2026

    Low-Power Stations Resist Sinclair Call For ATSC Mandate

    Low-power stations told the Federal Communications Commission they would stand behind a decision by full-power broadcasters to adopt the next-generation TV transmission standard, but urged the agency not to apply a federal sunset of the older standard to LPTV.

  • November 03, 2026

    The Top In-House Hires Of October

    Legal department hires during the past month included high-profile appointments at Fox, Dell and LinkedIn. Here, Law360 Pulse looks at some of the top in-house announcements from October.

  • November 03, 2026

    Nonprofits Seek To Halt Texas Data Center Support Projects

    Public Citizen and the Sierra Club urged a Texas federal court to pause the construction of power plants and backup diesel generators for two data center campuses in the state, claiming their members will be harmed if the work continues.

Expert Analysis

  • State Of Insurance: Q3 Notes From Pennsylvania

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    Pennsylvania courts issued several noteworthy insurance decisions last quarter, offering practical guidance for insurers evaluating public policy coverage disputes, drafting umbrella policy language and defending litigation involving claim file discoverability, says Todd Leon at Marshall Dennehey.

  • Risk Management Tips For Cos. Deploying Open-Weight AI

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    While many enterprises building out their artificial intelligence strategies are considering open-weight models, the Open-Source AI Leadership Act and accompanying congressional oversight letters to prominent tech and consumer companies signal that opportunity and legal risk are being discovered and evaluated on the same timeline, say attorneys at Cooley.

  • West Point Prof's Suit Tests Public Employee Speech Limits

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    A recent complaint in New York federal court alleging that West Point unlawfully terminated a professor who challenged a directive banning references to human causes of climate change could illuminate how academic freedom and public employee speech protections apply at a military academy, say attorneys at Foley & Lardner.

  • Compete Act Reinforces Calif.'s Antitrust Leadership Role

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    California's recent passage of the Compete Act, which expands the state's principal antitrust statute's focus on concerted multifirm conduct to business dealings between two or more firms, underscores California's leadership in state antitrust enforcement as attorneys general move to fill perceived gaps left by reduced federal oversight, say attorneys at Skadden.

  • Va. Data Center Order Shows State Air Permit Limits

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    A consent order over data center air pollution violations proposed by Virginia, which Microsoft recently agreed to, demonstrates why an emergency situation may not excuse state air permit noncompliance, and why emergency power reliability and environmental compliance cannot be evaluated in isolation, says Sanaa Chakibi at SICPA Securink.

  • Parsing The Lowest SEC Enforcement Stats In Over A Decade

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    Statistics show that the U.S. Securities and Exchange Commission brought a historically low number of enforcement actions during Paul Atkins' first full fiscal year as chairman, delivering on his promise to reduce enforcement in program areas focused on recordkeeping and other technical violations, say attorneys at Covington.

  • Coinbase Ruling Showcases A Texas Reincorporation Benefit

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    The Texas Business Court's recent decision in Guillaume v. Armstrong, finding that a shareholder's claims against Coinbase, originally incorporated in Delaware, are nonetheless subject to Texas presuit demand law if made after reincorporation, provides a procedural advantage for companies that have made the move, say attorneys at Cleary.

  • NHTSA Vehicle Recorder Rule Highlights Crash Data Protocols

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    An amended rule from the National Highway Traffic Safety Administration will soon require vehicle event data recorders to capture more information about crashes — but to turn that data into evidence, attorneys, claims professionals and fleet managers must properly obtain and preserve it after an incident occurs, says Andrew Haling at Pathway Law.

  • What Expanded CMS Authority Means For Health Compliance

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    A recent delegation gives the Centers for Medicare & Medicaid Services independent authority to impose permissive exclusions, creating a more active federal enforcement system with heightened risks for healthcare organizations, says Jose Vela at Clark Hill.

  • Navigating Criminal Liability Under Calif. Worker Safety Law

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    A new California law mandates agency investigation across several types of workplace safety incidents, eliminates prior discretion and imposes unprecedented parallel criminal investigations, but employers can take steps to manage the heightened enforcement risk, say Stacey Geis at Crowell & Moring and Karen Tynan at Ogletree.

  • How '21 IPO Class Can Prep For 'Emerging Growth Co.' Sunset

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    Five years after the initial public offering boom of 2020 and 2021 brought an unusually large number of companies into the U.S. public markets, many are set to lose their status as "emerging growth companies," so they should use the next two months to build a coordinated transition plan, say attorneys at Clark Hill.

  • Midterm Elections Outlook For Financial Services

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    A change in congressional control after the upcoming midterm elections could bring about slower regulatory approvals, intensified oversight and shifting enforcement priorities for the financial services industry, say attorneys at Covington.

  • New Manhattan DA Task Force Puts Antitrust In Its Crosshairs

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    The Manhattan District Attorney's Office's new corporate crime and antitrust task force is adding local criminal enforcement to a field long led by federal authorities, meaning companies need to account for potential parallel federal and state antitrust investigations when responding to misconduct, say attorneys at Ropes & Gray.

  • Right-To-Repair Laws Create Manufacturer Compliance Maze

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    Without existing precedent to help interpret new right-to-repair laws, original equipment manufacturers must make careful judgments about how best to comply with conflicting state statutes — but several principles related to documentation, replacement products and more emerge from the patchwork, say attorneys at Faegre Drinker.

  • Where Species And Wetlands Reg Rollbacks Leave Cos.

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    The current administration's rollbacks of regulations covering waters of the U.S. and endangered species may ease permitting burdens and shorten approval timelines, but those potential benefits are tempered by state-level protections, likely legal challenges and possible reversals by a future administration, say attorneys at White & Case.

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