Compliance

  • March 11, 2026

    Spencer Fane Hires Transactions, Banking Partners In D.C.

    Spencer Fane LLP has hired two attorneys in Washington, D.C., who focus their practices on consumer financial matters, financial services and compliance-related issues, the firm announced Tuesday.

  • March 11, 2026

    Alaska Fights Tribes' $2M Legal Fees In Fishing Rights Row

    Alaska is asking a federal court to deny a bid for attorney fees by a Native organization in a dispute over rules regulating subsistence fishing in the Kuskokwim River, arguing it could collectively cost $2.2 million for the case that ultimately ended in the U.S. Supreme Court.

  • March 11, 2026

    3M Dodges Workers' Suit Over Retirement Fund Roster

    3M escaped a proposed class action claiming it failed to remove underperforming investment options from its $12 billion employee retirement plans, with a Minnesota federal judge saying workers needed to do more to show that better-performing funds were comparable.

  • March 11, 2026

    Plaintiffs Seek Final OK Of $425M Capital One Rate Deal

    Consumers claiming Capital One deceptively advertised its 360 Savings accounts have asked a Virginia federal judge to grant final approval to their settlement with the bank, a revised version of a previous deal that was rejected last year and expected to provide over $1 billion in benefits to the class.

  • March 11, 2026

    Mass. High Court Orders School To Comply With Records Law

    A publicly funded charter school is required to follow Massachusetts' public records laws, the state's highest court said Wednesday, affirming a series of orders to comply with requests for information about legal bills and other expenditures.

  • March 11, 2026

    Aetna Will Pay $117.7M To Resolve False Billing Suit

    Aetna Inc. has agreed to pay $117.7 million to settle claims that the company violated the False Claims Act by submitting, and failing to correct, false diagnosis codes for its Medicare Advantage plan customers in order to boost cash flow from the federal insurance program, the U.S. attorney's office in Philadelphia said Wednesday.

  • March 10, 2026

    Alex Spiro Says Twitter Atty 'Misremembering' Offer To Settle

    Elon Musk attorney Alex Spiro testified before a California federal jury Tuesday that a lead Twitter lawyer who said Spiro tried to renegotiate Musk's $44 billion deal to buy the social media platform was "misremembering," saying Twitter's counsel offered the discount and asked for legal waivers over the company's bot claims.

  • March 10, 2026

    Salesforce Wins Stay Of Backpage Trafficking Cases In Illinois

    An Illinois federal judge Tuesday temporarily put on hold litigation accusing Salesforce of benefiting from sex trafficking through advertisements uploaded on Backpage.com after finding that related criminal proceedings against Backpage's founder and former executives must first be resolved.

  • March 10, 2026

    10th Circ. Upholds Lawmakers' Misgendering-Rule Immunity

    A Tenth Circuit appellate panel upheld the dismissal of a lawsuit from two advocacy groups Tuesday that sought to overturn a rule in the Colorado General Assembly prohibiting speakers from misgendering or deadnaming people.

  • March 10, 2026

    Polymarket Loses Bid To Block Mich. Gambling Enforcement

    There's "no logical way" to view Polymarket's event contracts — which allow people to profit or lose on sports-related outcomes — as financial "swaps" as defined in the Commodity Exchange Act, a federal judge said Tuesday, denying the company's request to temporarily block Michigan officials from imposing state gambling laws.

  • March 10, 2026

    Smartmatic Moves To Toss 'Vindictive' FCPA Prosecution

    Smartmatic urged a Florida federal judge Tuesday to toss charges against it in the U.S. Department of Justice's case accusing former company executives of bribing a Filipino official to secure contracts, slamming the superseding indictment as part of a "crusade to unconstitutionally target" President Donald Trump's perceived political enemies.

  • March 10, 2026

    Dem Says 'Compromise' Can Thread Stablecoin Yield Needle

    A key U.S. Senate Democrat called Tuesday for closing what bankers say is a stablecoin interest "loophole" that could siphon deposits from traditional lenders, stressing that compromise may be needed to avoid letting the "perfect be the enemy of good."

  • March 10, 2026

    EPA Looks To Rescind Biden Era Rule On Tribal Water Rights

    A North Dakota federal judge is letting red states' lawsuit against the U.S. Environmental Protection Agency over a tribal water rights rule remain on hold for now after the EPA said it will begin new rulemaking procedures to rescind the original rule made under the Biden administration.

  • March 10, 2026

    Calif. Atty Gets Over 11 Years For Solar $1B Ponzi Scheme

    A California federal judge has sentenced a corporate attorney to 11 years and five months behind bars after he pled guilty to nearly two dozen charges for his role in DC Solar's $912 million Ponzi scheme, which duped major investors including Berkshire Hathaway, Progressive and SunTrust Equipment Finance & Leasing.

  • March 10, 2026

    EPA Updates 20-Year-Old Incinerator Emissions Rules

    The U.S. Environmental Protection Agency revised emissions limits at large municipal waste combustors, easing back on a Biden administration proposal from 2024 while strengthening standards last set in 2006.

  • March 10, 2026

    DOJ Unveils Superseding Policy For Corporate Criminal Cases

    The U.S. Department of Justice on Tuesday released its first-ever, department-wide, corporate enforcement policy for criminal matters, outlining how it will decline to prosecute companies that voluntarily disclose misconduct, cooperate with investigators and remediate wrongdoing.

  • March 10, 2026

    Keep CBRS Rule Framework Intact, Supporters Tell FCC

    Regulators shouldn't mess with the rules and device power levels that have made the Citizens Broadband Radio Service run smoothly over the last decade, supporters of the tiered system for farming out critical midband spectrum say.

  • March 10, 2026

    Feds Ask DC Circ. Not To Halt Immigrant Truck Driver Rule

    The Trump administration urged the D.C. Circuit to reject an attempt by unions and workers to block the U.S. Department of Transportation from implementing new restrictions next week on so-called nondomiciled commercial driver's licenses for immigrants, saying the crucial regulation addresses known public safety risks.

  • March 10, 2026

    Ill. Tax Preparer Gets 10 Years For $14M PPP Loan Fraud

    An Illinois federal judge's decision to impose a 10-year prison sentence on a man for his role in a $14 million fraud scheme where he took kickbacks for preparing false applications for pandemic-era Paycheck Protection Program loans drew surprised outbursts in the courtroom Tuesday from both the defendant and his attorney.

  • March 10, 2026

    Mining Co. Can't Decertify Class In Dam Collapse Suit

    A New York federal judge on Tuesday rejected Vale SA's bid to decertify a class of investors in a suit accusing the Brazilian mining giant and its executives of concealing safety problems at its Brumadinho dam in the lead-up to a deadly collapse there, finding unconvincing Vale's new expert report showing that its securities were traded in inefficient markets.

  • March 10, 2026

    Iowa Defends 5th Circ. Appeal Of Schwab Antitrust Settlement

    Iowa's attorney general told the Fifth Circuit that its appeal of a Texas federal judge's final approval of a settlement ending an antitrust class action over The Charles Schwab Corp.'s merger with TD Ameritrade is proper, arguing the state's duty to protect consumers allows it to challenge the deal.

  • March 10, 2026

    Anthropic Asks Judge To Block DOD's Security Risk Label

    Anthropic has urged a California federal judge to block the Trump administration from enforcing an order designating the artificial intelligence company a supply chain risk to national security, arguing the government has retaliated against Anthropic for its constitutionally protected speech.

  • March 10, 2026

    Calif. Judge Says EFTA Doesn't Cover Wires In Discover Suit

    Discover Bank has escaped a proposed class action accusing it of failing to reimburse consumers for wire fraud, ruling that a key federal payments law does not make Discover liable for the fraudulent $110,000 transfer made from the plaintiff's account.

  • March 10, 2026

    FDA To Consider Coffee, 'Spice' E-Cig Flavors

    The U.S. Food and Drug Administration on Monday indicated that it would be willing to consider e-cigarette flavors shown to be less attractive to youth, like coffee or spices, a move that's come under fire from public health advocates.

  • March 10, 2026

    Robinhood Wants Mich. Gambling Law Enforcement Blocked

    Robinhood Derivatives LLC has asked a Michigan federal judge to block the state from enforcing gaming laws against it, arguing that federal statutes give the Commodity Futures Trading Commission jurisdiction over sports-related event contracts.

Expert Analysis

  • What Changed For Healthcare Transaction Law In 2025

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    Though much of the legislation introduced last year to expand state scrutiny of healthcare transactions did not pass, investors should pay close attention to the overarching trends, which are likely to continue in this year's legislative sessions, say attorneys at Ropes & Gray.

  • 7 Ways In-House Counsel May Unearth Red Flags In AI M&A

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    In-house counsel and executives conducting M&A due diligence in the artificial intelligence arena can surface hidden liabilities and avoid problems or divestitures by adopting strategies in key areas, including intellectual property provenance and postclose risk management, say attorneys at Reed Smith.

  • 5 Advertising Law Trends That Will Shape 2026

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    The legal landscape for advertisers will grow only more complex this year, with ongoing trends including a federal regulatory retreat, more aggressive action by the states, a focus on child privacy and expanded scrutiny of "natural" claims, say attorneys at Reed Smith.

  • Decoding The SEC's Plans To Revitalize The US IPO Market

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    Chairman Paul Atkins' recent speech showcased the U.S. Securities and Exchange Commission's plans to ease certain disclosure burdens, rein in politicized shareholder voting and mitigate litigation risk, which could encourage more U.S. companies to seek public listings stateside and make U.S. stock exchanges more competitive for foreign companies, say attorneys at Baker McKenzie.

  • Expect State Noncompete Reforms, FTC Scrutiny In 2026

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    Employer noncompete practices are facing intensified federal scrutiny and state reforms heading into 2026, with the Federal Trade Commission pivoting to case-by-case enforcement and states continuing to tighten the rules, especially in the healthcare sector, say attorneys at DLA Piper.

  • Banking Regulation Themes To Anticipate In 2026

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    The banking enforcement and rulemaking agenda for this year is likely to reflect a mix of targeted reform, deregulatory recalibration and new priorities aligned with supervisory modernization, says Kim Prior at King & Spalding.

  • Cannabis Industry Faces An Inflection Point This Year

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    Cannabis industry developments last year — from the passage of a new wholesale tax in Michigan, to an executive order accelerating the federal rescheduling process — presage a more mature phase of legalization this year, with hardening expectations and enforcement to come, says Alex Leonowicz at Howard & Howard.

  • 2 OFAC Sanctions Actions Highlight PE Compliance Risk

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    Recent Office of Foreign Assets Control enforcement actions against two private equity firms for facilitating sanctioned persons' access to the U.S. financial system underscore the need for nonbank financial institutions' compliance programs to consider the sanctions risk of their investors, including indirect dealings with blocked persons, say attorneys at Paul Weiss.

  • Algorithmic Bias Risks Remain For Employers After AI Order

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    A recent executive order articulates a federal preference for a minimally burdensome approach to artificial intelligence regulation, but it doesn't eliminate employers' central compliance challenge or exposure when using AI tools, say Marjorie Soto Garcia and Joseph Mulherin at McDermott, and Candice Rosevear at Peregrine Economics.

  • Easing Equity Research Firewall Shows SEC Open To Updates

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    The U.S. Securities and Exchange Commission’s recent agreement to modify a decades-old settlement meant to limit investment bankers’ influence over research analysts within major broker-dealer firms reflects a shift toward a commission that recognizes how rules can be modernized to lighten compliance burdens without eliminating core safeguards, say attorneys at Ropes & Gray.

  • Insights From 2025's Flood Of Data Breach Litigation

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    Several coherent patterns emerged from 2025's data breach litigation activity, suggesting that judges have grown skilled at distinguishing between companies that were genuinely victimized by sophisticated criminal actors despite reasonable precautions, and those whose security practices invited exploitation, says Frederick Livingston at McDonald Baas.

  • Series

    Fly-Fishing Makes Me A Better Lawyer

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    Much like skilled attorneys, the best anglers prize preparation, presentation and patience while respecting their adversaries — both human and trout, says Rob Braverman at Braverman Greenspun.

  • Unpacking The DOJ Meatpacking Probe

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    The recent U.S. Department of Justice meatpacking antitrust investigation is in line with the Trump administration's focus on crimes that affect U.S. consumers, and businesses in other agricultural sectors should be aware of the increased antitrust scrutiny currently aimed at the industry, say attorneys at Norton Rose.

  • Aligning With EPA's 'Compliance First' Enforcement Policy

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    To take advantage of the U.S. Environmental Protection Agency's new "compliance first" policy, companies will need to maintain up-to-date compliance programs, implement self-audits and find-and-fix protocols, and lean more into open communication with regulators, say attorneys at Crowell & Moring.

  • 4 Ways GCs Can Manage Growing Service Of Process Volume

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    As automation and arbitration increase the volume of legal filings, in-house counsel must build scalable service of process systems that strengthen corporate governance and manage risk in real time, says Paul Mathews at Corporation Service Co.

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