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Compliance
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April 15, 2026
SEC Faces Jarkesy Challenge To $450K Collection Attempt
A Texas man accused of acting as an unregistered broker is fighting the U.S. Securities and Exchange Commission's attempt to collect a $450,000 judgment against him, arguing a recent U.S. Supreme Court ruling renders the SEC's in-house case against him unconstitutional.
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April 15, 2026
Ex-Citi, Cetera Rep Owes SEC $1.37M In Client Theft Case
A former Citigroup and Cetera registered representative was hit with a final judgment Wednesday, putting her on the hook for $1.38 million to the U.S. Securities and Exchange Commission for allegedly stealing $2.4 million from an elderly client.
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April 15, 2026
Texas Can't Revive Anti-ESG Law While Appeal Plays Out
A Texas federal judge refused to pause an injunction pending appeal on a state law restricting state investments in businesses that aim to reduce their reliance on fossil fuels, finding the law's language clearly intends to disfavor groups with certain viewpoints and is unlikely to survive appeal.
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April 15, 2026
2nd Agri Stats Settlement OK'd In Turkey Price-Fixing Suit
A federal judge overseeing turkey price-fixing litigation in Illinois gave the initial green light Wednesday to a settlement Agri Stats Inc. struck to end purchasers' accusations that the company's informational reports helped facilitate the allegedly anticompetitive conspiracy, marking the deal's second approval in as many days.
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April 15, 2026
NCAA Changes Prize Money Rule, Puts Eligibility Fix On Hold
The NCAA on Wednesday adopted new rules that allow incoming athletes to keep prize money and still be able to compete in college, and lets prospects enter their sports' pro draft without costing them their eligibility.
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April 15, 2026
Ga. Election Board Debates Fix As Ballot Count Crisis Looms
Georgia's State Election Board expressed frustration with state legislators Wednesday, saying their failure to pass a replacement method for vote tabulation that does not involve QR codes before ending the legislative session has created a crisis for election officials across the state.
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April 15, 2026
'Law, Not Liturgy'?: 9th Circ. Split Over Faith Bias COVID Suit
Eight judges dissented Wednesday from the denial of an en banc Ninth Circuit rehearing of a panel's decision not to revive a Christian hospital worker's religious bias lawsuit alleging she was fired for refusing COVID-19 nasal testing, with one dissenting judge saying "courts are unwelcome guests" when deciding the veracity of an individual's belief.
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April 15, 2026
Judge Ices Calif. Climate Suit As Justices Mull Boulder Case
A California state court judge has put on hold coordinated climate litigation that state and local governments have filed against oil and gas companies while the U.S. Supreme Court considers a similar case brought by the city and county of Boulder, Colorado.
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April 15, 2026
Zillow, Redfin Can't Use 4th Circ. Ruling In Antitrust Suit
The Federal Trade Commission and multiple states on Wednesday filed a proposed response pushing back on Zillow and Redfin Corp.'s bid to cite a published Fourth Circuit decision they say supports their attempt to dismiss the antitrust suit brought by the agency and states.
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April 15, 2026
Trump Admin Asks Court To Delay East Wing Injunction
The Trump administration on Tuesday asked a D.C. federal court to delay enforcing its order blocking the White House East Wing ballroom project, invoking national security after the court carved out an exception over the "safety and security" of White House grounds.
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April 15, 2026
Winston & Strawn Must Face $1.7B GloriFi Malpractice Suit
A Chapter 7 malpractice suit brought by the trustee of fintech company GloriFi asserting $1.7 billion in damages from a failed initial public offering mostly survived a motion to dismiss late Tuesday, with a Texas bankruptcy judge saying the trustee sufficiently pled breach claims against law firm Winston & Strawn.
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April 15, 2026
Hold Dish To Buildout Plans, Mich. Local Gov'ts Urge FCC
A coalition of local government leaders in Michigan has asked the Federal Communications Commission to insist that Dish fulfill its wireless buildout obligations before its parent company EchoStar completes spectrum sales to AT&T and SpaceX.
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April 15, 2026
737 Max Families Ask Full 5th Circ. To Weigh DOJ-Boeing Deal
Families of 737 Max 8 crash victims have asked the full Fifth Circuit to review a panel's recent decision accepting the U.S. Department of Justice's refusal to criminally prosecute Boeing for allegedly conspiring to defraud safety regulators, saying it allows corporate defendants to game the courts through a "mootness" loophole.
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April 15, 2026
Mexican Businessman Cleared In Texas Pemex Bribes Case
A Texas federal judge has acquitted a Mexican businessman living in the U.S. whom a jury convicted of bribing foreign officials to secure business from Mexico's state-owned oil company, saying prosecutors didn't provide the translators who interpreted evidence at trial for cross-examination.
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April 15, 2026
Pest Control Co. Ends Noncompetes After FTC Pressure
Pest control company Rollins Inc. agreed with the Federal Trade Commission on Wednesday to stop enforcing noncompete agreements that could prevent more than 18,000 workers from taking a job at a competitor.
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April 15, 2026
Brigit To Take Fight Over 'Instant' Wage Advances To 2nd Circ.
Short-term cash advance company Brigit has said it will appeal a New York federal judge's refusal to dismiss a proposed class action alleging it overcharged military borrowers with its "Instant Cash" earned-wage advances, which the judge ruled qualified as consumer loans under federal law.
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April 15, 2026
Circle Failed To Freeze $280M Lost In April 1 Hack, Suit Says
Circle is facing a proposed class action from a Missouri crypto user who accused the stablecoin issuer of failing to intervene and freeze assets as unknown hackers drained an estimated $280 million in digital assets from crypto project Drift Protocol in an April Fools' Day exploit.
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April 15, 2026
Cable Group Says Any 'Click To Cancel' Rule Would Be 'Chaos'
A cable industry trade group has told the Federal Trade Commission it wants no part of any proposed "click to cancel" regulations, saying more rules governing negative option marketing practices "would not protect consumers, only generate regulatory chaos."
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April 15, 2026
Electric Co-Op Denies Delaying Minn. Broadband Projects
A regional electric cooperative has denied assertions that it has hindered pole improvements necessary for a broadband provider to fulfill its deployment obligations in Minnesota under the Federal Communications Commission's Rural Digital Opportunity Fund.
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April 15, 2026
What To Know About DOL's Benefits Enforcement Update
The U.S. Department of Labor's employee benefits arm recently issued updated enforcement guidance that highlighted the agency's goal of shifting to focus more on breaches of the fiduciary duty of loyalty under federal benefits law. Here are three things experts said stood out about the DOL's update.
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April 15, 2026
Texas Panel Backs Atty Sanctions, Finding He Misled Client
A Texas appeals court has upheld a judgment from a lower court sanctioning an attorney for misleading a client into believing that his firm could offer representation in a wrongful death suit, saying that the evidence was sufficient to support his loss in the lower court.
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April 15, 2026
DOL's Warning For Proxy Advisers Acts On A Trump Order
The U.S. Department of Labor's employee benefits division cautioned Wednesday that proxy advisory firms may be providing advice that could make them fiduciaries under federal law, following through on a directive that President Donald Trump issued in December.
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April 15, 2026
2nd Circ. Backs $58M IcomTech Ponzi Convictions, Sentences
The Second Circuit upheld convictions and judgments for defendants behind a $58 million IcomTech cryptocurrency Ponzi scheme after rejecting their arguments that there's no evidence they knew it was a fraud, ruling Wednesday "sufficient red flags existed" for the lower court to properly provide a "conscious avoidance" jury instruction.
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April 15, 2026
Trump Plan To Remake DC Golf Course Is In Rough Legal Shape
President Donald Trump's plans to renovate a public Washington, D.C., golf course and turn it into a championship venue faces strong legal headwinds as experts say the administration skipped several regulatory steps when it started work on the project.
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April 15, 2026
Shell, Enviro Group Ordered To 'Actually Speak For 4 Hours'
An apparently frustrated Connecticut federal judge on Wednesday ordered Shell and an environmental advocacy group to try to resolve remaining disputes in Clean Water Act litigation before they appear before him again, ruling that counsel "must actually speak for four hours," and "time spent composing e-mails, even lengthy ones" doesn't count.
Expert Analysis
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How Cos. Can Navigate The Patchwork Of AI Safety Bills
In the first few months of 2026, state and federal lawmakers introduced hundreds of bills to address the perceived safety risks of artificial intelligence, so companies should assess whether existing or planned services could be scoped into AI safety legislation across jurisdictions, say attorneys at Hogan Lovells.
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Unpacking FCC's Proposed Rules For Offshore Call Centers
The Federal Communications Commission recently proposed rules that would restrict the use of offshore customer service operations, citing consumer frustration, data security risks and fraud as core reasons for the sweeping regulatory move, say attorneys at Eversheds Sutherland.
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Series
Calif. Banking Brief: All The Notable Legal Updates In Q1
As usual, California remained a hub for financial services activity in the first quarter of 2026, with key developments including the California Department of Financial Protection and Innovation's eye on consumer issues, a bill targeting "pig butchering" schemes, and jam-packed courts, say attorneys at Joseph Cohen.
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Unused Nuke Licenses Offer Shortcut For New Reactor Builds
While much has been done to accelerate the deployment of new nuclear generation, a number of still-valid licenses issued by the Nuclear Regulatory Commission for reactors that have not yet been built represent an unutilized resource for project developers looking to start construction quickly, say attorneys at K&L Gates.
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Series
Ultramarathons Make Me A Better Lawyer
Completing a 100-mile ultramarathon was tougher, more humbling and more rewarding than I ever imagined, and the experience highlighted how long-distance running has sharpened my ability to adapt to the evolving nature of antitrust law and strengthened my resolve to handle demanding, unforeseen challenges, says Dan Oakes at Axinn.
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When AI Puffery Becomes Actionable Securities Fraud
Though courts usually hold that vague but optimistic corporate statements don’t constitute securities fraud, signs suggest that investors may give enough economic weight to references to artificial intelligence in public company disclosures that broad feel-good statements could cross into actionable misrepresentation, says Christine Polek at Keystone Strategy.
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Key Takeaways From The 2026 ABA Antitrust Spring Meeting
Last week's American Bar Association Spring Meeting revealed an antitrust landscape defined by heightened friction and tension — between federal and state enforcers, domestic and international regimes, competing political visions, and traditional enforcement tools and novel challenges, say attorneys at Skadden.
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State FARA Laws Pose Unique Constitutional Challenges
Several states have recently enacted foreign agent registration and disclosure regimes that were modeled after the Foreign Agents Registration Act, but these state laws raise several constitutional questions, including concerns about preemption, speech and petition, and vagueness, says Alexandra Langton at Covington.
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Proactive Risk Allocation Reduces Infrastructure Disputes
Recent wrangling between federal and state officials over the Gateway Program illustrates how quickly funding and project governance disputes can disrupt significant public infrastructure initiatives — and highlights that the way risks are contractually allocated can determine whether disagreements are resolved efficiently or lead to costly delays, says Thibaut Giret at Alstef Group.
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Series
Pa. Banking Brief: All The Notable Legal Updates In Q1
The first quarter of 2026 brought several consequential developments for Pennsylvania financial institutions, including the state banking department's first assessment overhaul in 10 years, a bill prohibiting interchange fees on card transaction sales taxes and a federal appeals court's upholding of a $52 million enforcement action, say attorneys at Gross McGinley.
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Madison Capital Action Displays SEC's Emphasis On Process
The U.S. Securities and Exchange Commission's recent enforcement action against Madison Capital reflects the SEC's view that when market conditions materially change, valuation methodologies must be reassessed in real time, highlighting the importance of internal processes, say attorneys at Lankler Siffert & Wohl.
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Informal Announcements Are Reshaping FDA Regulations
The U.S. Food and Drug Administration's recent shift toward using press releases, podcasts and other informal channels to announce major policy changes reflects a valid desire to modernize and accelerate regulatory efforts, but it could lead to diminished transparency, increased industry burden and reduced policy durability, says Rachel Turow at Skadden.
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Motorola Case Shows Reach Of NLRA Dishonesty Protections
A recent National Labor Relations Board case, involving a Motorola employee who was terminated for lying about discussing wages, illustrates the broad reach of National Labor Relations Act protections for concerted activity, which may take on new significance as the agency shifts toward more restrained enforcement, say attorneys at BakerHostetler.
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9th Circ. Ruling Clarifies Doc Protection Limits In Gov't Probes
The Ninth Circuit's recent decision in Kalbers v. U.S. Department of Justice confirms that Rule 6(e) provides robust protections when documents are in the government's possession only through a grand jury subpoena, emphasizing for companies the importance of careful labeling from the outset of an investigation, say attorneys at Cooley.
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Spotlight On Legal Battles Over EEOC Subpoena Powers
Attorneys at Wilson Elser consider the spate of litigation over the past year, spurred by the Equal Employment Opportunity Commission’s focus on alleged religious discrimination at universities, and corporate diversity, equity and inclusion practices, and how it may affect the attempts to assert privacy rights against the agency's broad subpoena powers.