Compliance

  • January 16, 2026

    SEC Secures $39M Orders Wrapping Fla. Investor Fraud Suit

    The U.S. Securities and Exchange Commission has gotten final judgments totaling nearly $39 million to wrap up claims that a Florida hedge fund manager, associated entities and their owner defrauded would-be investors by concealing self-dealing and misappropriation.

  • January 16, 2026

    SEC Fines Biopharma Co. Execs Over Hidden FDA Findings

    Former executives of Spero Therapeutics will pay over $187,000 to settle the U.S. Securities and Exchange Commission's claims they downplayed the likelihood that the U.S. Food and Drug Administration would reject the biopharmaceutical company's new drug application in 2022, the commission said on Friday.

  • January 16, 2026

    Kirkland, Ex-Judge Hit With Class Action Over Texas Romance

    An investment firm is suing Kirkland & Ellis LLP, an ex-judge, two other law firms and a lawyer for allegedly fomenting "mass corruption" in Houston's bankruptcy court and colluding to enrich themselves by controlling the outcome of large Chapter 11 cases.

  • January 16, 2026

    Calif. AG Orders xAI To Stop Enabling Sexualized Deepfakes

    California's attorney general on Friday sent xAI a cease and desist letter demanding the artificial intelligence company immediately stop the creation and distribution of nonconsensual, sexualized deepfakes, days after U.S. senators announced they had demanded that leading tech companies disclose how they are preventing such images on their platforms.

  • January 16, 2026

    Bikini Barista Boss Says AG Can't Bring Sex Harassment Suit

    The owner of Seattle-area "bikini barista" company Paradise Espresso urged a state judge to dismiss Washington's lawsuit accusing him of sexual harassment and withholding pay from workers, arguing the state's attorney general lacks authority to bring the case.

  • January 16, 2026

    SEC Fines 'Cash Flow King' Podcaster $3M For Ponzi Scheme

    A podcast host dubbed the "Cash Flow King" will pay $3.3 million to settle claims that he ran a multiyear Ponzi scheme that cheated investors out of $11 million through bogus real estate investments, the U.S. Securities and Exchange Commission announced Friday.

  • January 16, 2026

    College Gambling Busts Show That Getting Caught Is Easy

    The evidence against the college basketball players indicted Thursday on federal sports gambling charges, and the alleged fixers involved in enticing and paying the players, appears strong enough for the NCAA to focus on preventing future scandals rather than on denying the problem existed, sports law experts say.

  • January 16, 2026

    Planned Parenthood Can Challenge Heartbeat Act, Court Says

    A Texas appeals court on Friday found that Planned Parenthood has standing to challenge the state law that empowers ordinary citizens to prosecute abortion providers, saying Planned Parenthood have done enough to launch a pre-enforcement challenge to the law.

  • January 16, 2026

    $29M Deal In Boeing Supplier Fraud Suit Gets Final OK

    A New York federal judge on Friday approved a $29 million deal to close out a suit alleging that Spirit AeroSystems Holdings Inc. misled investors by failing to disclose pervasive quality problems and a documented history of supplying its chief customer, The Boeing Co., with defective plane parts.

  • January 16, 2026

    White House Backs State Govs In Push For PJM Changes

    The Trump administration on Friday joined an effort by 13 state governors to force the nation's largest regional grid operator, PJM Interconnection, to fix the issue of escalating power prices amid data center-fueled increases in electricity demand.

  • January 16, 2026

    Employment Authority: Meet The NLRB's New Top Enforcer

    Law360 Employment Authority covers the biggest employment cases and trends. Catch up this week with coverage on what to expect from General Counsel Crystal Carey's arrival at the National Labor Relations Board, what New York employers need to know to stay in compliance with new stay-or-pay contract provisions and how disparate impact discrimination standards have splintered between states and the federal government. 

  • January 16, 2026

    SIFMA Presses SEC To Reverse Nasdaq Fee Hike

    The Securities Industry and Financial Markets Association is urging the U.S. Securities and Exchange Commission to force Nasdaq and other exchanges to stop collecting new fees that the organization argues were allowed to go live with little detail as to why they were necessary or how they comply with the law and past SEC guidance.

  • January 16, 2026

    House Dems Press STB On $85B Railway Mega-Merger

    Congressional Democrats have urged the U.S. Surface Transportation Board to pressure the Union Pacific and Norfolk Southern railroads for greater clarity about their proposed merger, joining a chorus of left-leaning organizations that have sought to throw cold water on the $85 billion deal.

  • January 16, 2026

    Treasury's Rule Pace Unchanged After Loper Bright, Atty Says

    The U.S. Supreme Court's 2024 landmark decision limiting federal agencies' deference in interpreting ambiguous statutes has not significantly altered the pace and volume of the U.S. Department of the Treasury's rulemaking workload, a Treasury attorney said Friday.

  • January 16, 2026

    OpenAI, Microsoft Must Face Musk Fraud Fight In April Trial

    A California federal judge on Thursday denied OpenAI Inc.'s request for summary judgment on Elon Musk's claims OpenAI duped him into donating $38 million with false promises of remaining a nonprofit, while trimming some claims against Microsoft Corp. and sending the bifurcated dispute to an April jury trial.

  • January 16, 2026

    Localism Requirement Dooms Low-Power Station Requests

    Four proposed low-power FM stations in Texas and one in Nevada can't get building permits from the Federal Communications Commission because their paperwork doesn't indicate they would be run by local organizations under federal rules, the FCC said Friday.

  • January 16, 2026

    CFPB Confirms Its Fed Funding Has Been Replenished

    The Consumer Financial Protection Bureau has received the $145 million in new funding it recently requested from the Federal Reserve after a Washington, D.C., federal judge ruled the Trump administration could not let the consumer agency run out of cash.

  • January 16, 2026

    Dems Balk At FCC Drive For Simpler Broadband Labels

    The Federal Communications Commission wants to move toward broadband "nutrition" labels that it thinks consumers could more easily navigate, even if that means taking out a separate line about early termination fees for high-speed plans, the FCC chair said this week.

  • January 16, 2026

    IRS Boosts Mediation Training In Appeals, Official Says

    The IRS has ramped up its training of appeals officers to perform mediation work to account for the recent reduction of staff as part of the agency's ongoing emphasis to quickly resolve taxpayer issues through the alternative dispute resolution process, an official said Friday.

  • January 16, 2026

    Tesla Gets 5-Week Extension In NHTSA Probe

    The National Highway Traffic Safety Administration is giving Tesla an extra five weeks to respond to an investigation that the agency opened last fall into reports of accidents and traffic law violations involving vehicles operating with its driver assistance system known as Full Self-Driving.

  • January 16, 2026

    9th Circ. Upholds County Fines For Illegal Short-Term Rentals

    The Ninth Circuit on Friday refused to stop a Nevada county from enforcing ordinances that don't allow unlicensed short-term rentals to operate, ruling that the lower court rightfully sided against a local company by determining that the related county fines weren't unconstitutionally excessive.

  • January 16, 2026

    Judge Rejects Bid To Block NCAA's 4-Season Limit

    A Tennessee federal court rejected a bid from five Division I college football players to preliminarily block the NCAA from denying them a full fifth season of play, finding they didn't sufficiently show the NCAA's four-season limit is anticompetitive.

  • January 16, 2026

    Hughes Hubbard, MoloLamken Alumns Open Boutique Firm

    Two former arbitration practice group leaders from Hughes Hubbard & Reed LLP have launched an international arbitration and litigation boutique in Washington, D.C. and New York, co-founding the practice with a longtime MoloLamken LLP partner and former associate.

  • January 16, 2026

    GC Cheat Sheet: The Hottest Corporate News Of The Week

    Among the stories in corporate legal news you may have missed in the past week, U.S. House lawmakers approved a bill that would restrict how retirement plan managers can consider environmental, social and governance issues when picking investments.

  • January 16, 2026

    Seneca Nation Pushes To End NY Jurisdiction On Tribal Lands

    The Seneca Nation of New York has urged Congress to pass a bill that would nullify a 1948 law that gives the state criminal and civil jurisdiction over its tribal lands, saying the legislation strengthens public safety accountability and reduces the opportunity for illegal activities to flourish under legal uncertainty.

Expert Analysis

  • What Changed For Healthcare Transaction Law In 2025

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    Though much of the legislation introduced last year to expand state scrutiny of healthcare transactions did not pass, investors should pay close attention to the overarching trends, which are likely to continue in this year's legislative sessions, say attorneys at Ropes & Gray.

  • 7 Ways In-House Counsel May Unearth Red Flags In AI M&A

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    In-house counsel and executives conducting M&A due diligence in the artificial intelligence arena can surface hidden liabilities and avoid problems or divestitures by adopting strategies in key areas, including intellectual property provenance and postclose risk management, say attorneys at Reed Smith.

  • 5 Advertising Law Trends That Will Shape 2026

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    The legal landscape for advertisers will grow only more complex this year, with ongoing trends including a federal regulatory retreat, more aggressive action by the states, a focus on child privacy and expanded scrutiny of "natural" claims, say attorneys at Reed Smith.

  • Decoding The SEC's Plans To Revitalize The US IPO Market

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    Chairman Paul Atkins' recent speech showcased the U.S. Securities and Exchange Commission's plans to ease certain disclosure burdens, rein in politicized shareholder voting and mitigate litigation risk, which could encourage more U.S. companies to seek public listings stateside and make U.S. stock exchanges more competitive for foreign companies, say attorneys at Baker McKenzie.

  • Expect State Noncompete Reforms, FTC Scrutiny In 2026

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    Employer noncompete practices are facing intensified federal scrutiny and state reforms heading into 2026, with the Federal Trade Commission pivoting to case-by-case enforcement and states continuing to tighten the rules, especially in the healthcare sector, say attorneys at DLA Piper.

  • Banking Regulation Themes To Anticipate In 2026

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    The banking enforcement and rulemaking agenda for this year is likely to reflect a mix of targeted reform, deregulatory recalibration and new priorities aligned with supervisory modernization, says Kim Prior at King & Spalding.

  • Cannabis Industry Faces An Inflection Point This Year

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    Cannabis industry developments last year — from the passage of a new wholesale tax in Michigan, to an executive order accelerating the federal rescheduling process — presage a more mature phase of legalization this year, with hardening expectations and enforcement to come, says Alex Leonowicz at Howard & Howard.

  • 2 OFAC Sanctions Actions Highlight PE Compliance Risk

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    Recent Office of Foreign Assets Control enforcement actions against two private equity firms for facilitating sanctioned persons' access to the U.S. financial system underscore the need for nonbank financial institutions' compliance programs to consider the sanctions risk of their investors, including indirect dealings with blocked persons, say attorneys at Paul Weiss.

  • Algorithmic Bias Risks Remain For Employers After AI Order

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    A recent executive order articulates a federal preference for a minimally burdensome approach to artificial intelligence regulation, but it doesn't eliminate employers' central compliance challenge or exposure when using AI tools, say Marjorie Soto Garcia and Joseph Mulherin at McDermott, and Candice Rosevear at Peregrine Economics.

  • Easing Equity Research Firewall Shows SEC Open To Updates

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    The U.S. Securities and Exchange Commission’s recent agreement to modify a decades-old settlement meant to limit investment bankers’ influence over research analysts within major broker-dealer firms reflects a shift toward a commission that recognizes how rules can be modernized to lighten compliance burdens without eliminating core safeguards, say attorneys at Ropes & Gray.

  • Insights From 2025's Flood Of Data Breach Litigation

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    Several coherent patterns emerged from 2025's data breach litigation activity, suggesting that judges have grown skilled at distinguishing between companies that were genuinely victimized by sophisticated criminal actors despite reasonable precautions, and those whose security practices invited exploitation, says Frederick Livingston at McDonald Baas.

  • Series

    Fly-Fishing Makes Me A Better Lawyer

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    Much like skilled attorneys, the best anglers prize preparation, presentation and patience while respecting their adversaries — both human and trout, says Rob Braverman at Braverman Greenspun.

  • Unpacking The DOJ Meatpacking Probe

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    The recent U.S. Department of Justice meatpacking antitrust investigation is in line with the Trump administration's focus on crimes that affect U.S. consumers, and businesses in other agricultural sectors should be aware of the increased antitrust scrutiny currently aimed at the industry, say attorneys at Norton Rose.

  • Aligning With EPA's 'Compliance First' Enforcement Policy

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    To take advantage of the U.S. Environmental Protection Agency's new "compliance first" policy, companies will need to maintain up-to-date compliance programs, implement self-audits and find-and-fix protocols, and lean more into open communication with regulators, say attorneys at Crowell & Moring.

  • 4 Ways GCs Can Manage Growing Service Of Process Volume

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    As automation and arbitration increase the volume of legal filings, in-house counsel must build scalable service of process systems that strengthen corporate governance and manage risk in real time, says Paul Mathews at Corporation Service Co.

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