Compliance

  • April 03, 2026

    GC Cheat Sheet: The Hottest Corporate News Of The Week

    PayPal was hit with a proposed investor class action that claims the payments giant hid slowing growth for its critical branded checkout business. In the meantime, a Shopify lawyer encouraged his peers during a webinar to make sure their outside counsel have "met the moment" by leveraging artificial intelligence in smart ways. These are some of the stories in corporate legal news you may have missed in the past week.

  • April 03, 2026

    Aetna Escapes COVID Testing Payment Suit In Calif.

    A Nebraska testing laboratory failed to prove that Aetna underpaid more than $53 million for COVID-19 testing services, a California federal judge has ruled, dismissing the lab's federal racketeering and state law claims against the insurer but leaving the door open to an amended suit. 

  • April 03, 2026

    CFTC Appoints Deputy GCs For Regulation, Litigation

    The U.S. Commodity Futures Trading Commission announced Friday that it has hired a former U.S. Senate staffer and a lawyer with experience at the Virginia Attorney General's Office as deputy general counsel overseeing regulation and litigation at the agency.

  • April 03, 2026

    Clean Energy Tax Credits Could Gain Ground In Tax Planning

    Discounted pricing and risk-limiting contracts are driving large companies to buy clean energy tax credits to lower their IRS bills, a move experts said could become standard in corporate tax planning.

  • April 03, 2026

    Real Estate Recap: FIFA, Data Center Litigation

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including a look at the groundwork hotels and real estate owners have laid for the upcoming FIFA Men's World Cup and five legal cases over data center projects.

  • April 02, 2026

    Conn. Senator Eyes May Passage For AI, Data Broker Bills

    A Connecticut state senator behind a pair of legislative proposals regulating data brokers, surveillance pricing, chatbots and the use of artificial intelligence in the employment context told Law360 that he remains confident the measures will pass before the legislative session ends next month, although he acknowledged some provisions could drop out.

  • April 02, 2026

    Ex-Centerview Banker Inks DPA To End Insider Trading Case

    A former Centerview Partners investment banker on Thursday secured a deferred prosecution agreement with Manhattan federal prosecutors that will likely resolve her U.S. legal troubles stemming from her alleged role in a global insider trading ring that made tens of millions of dollars in illicit profits.

  • April 02, 2026

    Cadillac Owners' Class Action Says GM Botched EV Design

    Two Cadillac Lyriq owners sparked the ignition on a proposed class action against General Motors in Washington federal court on Thursday, claiming the automaker hid evidence of pervasive defects in the electric SUV's design that can trigger system failures and leave the vehicles completely inoperable.

  • April 02, 2026

    Ex-Rabobank Officer Pushes OCC Again For $4M In Fee Fight

    Attorneys of a former Rabobank compliance officer told the Ninth Circuit that the Office of the Comptroller of the Currency should not be allowed to abandon a "ruinous" failed enforcement action without paying $4 million to cover the fees and expenses incurred during the litigation.

  • April 02, 2026

    Treasury Proposes State Stablecoin Rules Meet OCC Standard

    The U.S. Department of the Treasury is seeking public feedback on a proposal that would counsel states to ensure their stablecoin regulatory regimes implement much of the Office of the Comptroller of the Currency's coming federal rules for issuers of the stable-value tokens.

  • April 02, 2026

    10th Circ. Agrees To Rehear Colo. Opt-Out Interest Rate Suit

    The Tenth Circuit agreed Thursday to rehear en banc banking groups' request for the court to take another look at their challenge to a Colorado law intended to curb high-cost lending in the state, vacating a November ruling that restored the law.

  • April 02, 2026

    Baby Care Products Co. Hit With Greenwashing Class Action

    The company behind the baby care product brand Dapple Baby has been hit with a proposed greenwashing class action in a California federal court for allegedly selling products containing synthetic and industrially processed ingredients, despite packaging that indicates the products are "plant-based" and contain no harsh chemicals.

  • April 02, 2026

    16 DOGE Staffers Ordered Unmasked In Data Privacy Suit

    The government must publicly identify more than a dozen Department of Government Efficiency agents in a lawsuit alleging the U.S. Office of Personnel Management unlawfully gave DOGE access to millions of federal employees' personal information, a Manhattan federal judge has ruled, saying the staffers are not entitled to confidentiality.

  • April 02, 2026

    FCC Seeks $4.5M Fine Against Fla. Provider Over Robocalls

    The Federal Communications Commission demanded an Orlando-based voice service provider shell out $4.5 million for allowing into U.S. networks foreign robocall traffic that appeared to spoof legitimate bank numbers.

  • April 02, 2026

    FTC Warns About Ending Tenn. Oversight Of Ballad Health

    Federal Trade Commission staff has warned Tennessee legislators about the potential harm to patients if they pass a proposal to end the state's oversight of Ballad Health while the hospital system still has a monopoly.

  • April 02, 2026

    CFTC Sues Ill., Conn., Ariz. Over Event Contract Enforcement

    The U.S. Commodity Futures Trading Commission continued its bid to assert "exclusive jurisdiction" over prediction markets on Thursday with a trio of suits against Arizona, Connecticut and Illinois regulators over the states' attempts to shut down certain event contract trading as unregistered gambling.

  • April 02, 2026

    Park Project Will Mar Cleveland's Shaker Lakes, Suit Says

    An Ohio aquatic restoration project is the subject of a federal lawsuit filed Thursday by a Cleveland Heights resident who says it will alter an open-water habitat and water management system created by a 19th century Shaker community.

  • April 02, 2026

    'Preapproved' Loan Calls Get Provider In Hot Water, FCC Says

    The Federal Communications Commission warned a Denver-based voice call provider Thursday to stop allowing alleged illegal robocalls through its network after reportedly originating calls about "preapproved" loans.

  • April 02, 2026

    Judge Keeps IRS, Booz Allen In Lawsuit Over Tax Data Leak

    A class action against the federal government and contractor Booz Allen Hamilton seeking to hold them accountable for the unauthorized disclosure of a trove of wealthy people's tax returns by a worker on the job with the IRS can move forward, a Maryland federal judge said.

  • April 02, 2026

    Coinbase Gets OCC's Nod For National Trust Charter

    Coinbase said Thursday that it has received the Office of the Comptroller of the Currency's conditional approval to charter a national trust bank, a move that would position the crypto giant to broaden its business offerings under federal oversight.

  • April 02, 2026

    Consumer Groups Back SEC In High Court Disgorgement Row

    A slew of industry and legal groups have asked the U.S. Supreme Court to reject a challenge to the U.S. Securities and Exchange Commission's disgorgement powers, arguing in Wednesday amicus briefs that Congress explicitly empowered the regulator to seek disgorgement without showing investor harm.

  • April 02, 2026

    Feds Say Clean Air Act Nullifies Calif. Truck Emissions Regs

    The federal government and heavy-duty truck manufacturers have asked a California federal court to stop the state's "brazen defiance of federal law" and its efforts to strong-arm manufacturers into complying with stringent emissions standards, lest they be shut out from the market and face stiff penalties.

  • April 02, 2026

    Texas Capital Bank Faces Stiff Questions At 5th Circ.

    Texas Capital Bank faced tough questions from a Fifth Circuit panel in its bid to reverse a lower court's decision in favor of Ginnie Mae that extinguished TCB's lien on reverse mortgage assets, with one judge saying Thursday that the government has "the power under the statute."

  • April 02, 2026

    5th Circ. Rejects Stanford's Bid To Overturn $6.8B SEC Win

    A Fifth Circuit panel affirmed a lower court judgment requiring convicted Ponzi schemer Robert Allen Stanford to fork over $6.76 billion to the U.S. Securities and Exchange Commission in its 16-year-old suit over Stanford's $7 billion fraud scheme, finding that he failed to properly raise many of his arguments during the summary judgment stage.

  • April 02, 2026

    Nexstar Slams DirecTV's 'Speculative' $6.2B Merger Challenge

    Broadcast giants Nexstar and Tegna urged a California federal judge on Thursday to allow their $6.2 billion merger to proceed as state attorneys general and DirecTV challenge the tie-up, arguing that their allegations of harm are "generalized and speculative" and that DirecTV is merely trying to maximize its leverage in future negotiations.

Expert Analysis

  • AG Watch: New York's Heightened Enforcement In Real Estate

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    Over the past several months, New York Attorney General Letitia James has brought a rapid succession of enforcement actions targeting rent stabilization abuse, unsafe housing conditions and fraudulent securities practices, signaling that the office views these problems as systemic issues warranting aggressive intervention, say attorneys at Quinn Emanuel.

  • Contract Disputes Recap: Estimates, Value, Gov't Causation

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    Three recent decisions provide helpful insights about the risk of relying on estimated quantities in blanket purchase agreements, the impact of valuation methodologies and the proof needed to overcome an agency's sovereign acts defense, say attorneys at Seyfarth.

  • Stablecoin Yield Reform Raises Stakes For Community Banks

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    Risks for community banks are heightened by the Clarity and Genius Acts, which establish stablecoin market parameters and may lead to traditional bank fund withdrawals in the long term, but a recent Senate amendment to the former bill could prevent deposit runoff, says Thomas Walker at Jones Walker.

  • When Trade Secret Litigation And Criminal Law Collide

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    An increasing convergence of trade secret litigation and white collar defense, especially with several recent criminal prosecutions from the Justice Department, should prompt businesses and counsel to adapt within the overlapping landscapes, says Kenneth Notter at MoloLamken.

  • What To Watch At The 2026 ABA Antitrust Spring Meeting

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    Attorneys at Freshfields consider the future of antitrust law and competition among developments likely to dominate discussion at the American Bar Association's Antitrust Spring Meeting this week.

  • How DOJ's New Corporate Crime Policy Will Work In Practice

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    The upshot of the Justice Department's new corporate crimes enforcement framework is uniformity for self-reporting companies, but there is uncertainty around how it will be applied in interaction with the Southern District of New York's more lenient, yet unpredictable, financial crimes enforcement program, say attorneys at Cahill Gordon.

  • Changes Coming To The SBIR And STTR Programs

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    Legislation recently approved by Congress to reauthorize the Small Business Innovation Research and Small Business Technology Transfer Programs includes changes focused on national security that would improve transparency but also increase applicants' administrative burdens, slow the awards process and likely increase litigation, say attorneys at Fluet & Associates.

  • What FINRA Enforcement Changes Mean For Investigations

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    It is essential for in-house counsel and compliance officers to familiarize themselves with the Financial Industry Regulatory Authority's recently announced changes to its enforcement program, which offer both clearer visibility into FINRA's expectations and a valuable opportunity to strengthen regulatory readiness, say attorneys at Eversheds Sutherland.

  • Managing New Fair Housing Risks Of AI Leasing Agents

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    Trusting AI-driven chatbots to manage early communications with potential tenants can expose housing providers to Fair Housing Act violations on a vast scale, but prioritizing supervision of automated interactions, implementing strong vendor governance and tracking emerging testing trends can catch problems early, says Yana Rusovski at Spencer Fane.

  • One Idea To Fix The SEC's Risk Factor Disclosure Rules

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    U.S. Securities and Exchange Commission Chairman Paul Atkins recently invited the industry to suggest ways to reform the current risk factor disclosure framework, and amending Rule 10b-5 is one potential option to consider, say attorneys at A&O Shearman.

  • Navigating Venezuelan Oil And Gas Sanctions Rollbacks

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    The U.S. Department of the Treasury's Office of Foreign Assets Control has issued a series of general licenses representing the broadest easing of Venezuela-related sanctions in years, and creating significant new opportunities — but only for entities prepared to meet the rigorous conditions attached to OFAC's phased sanctions relief, say attorneys at Winston & Strawn.

  • 7 Employer Tips For Handling Calif. Privacy Risk Assessments

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    Recent changes to the California Consumer Privacy Act require certain employers to complete detailed risk assessments before handling workforce data in many routine ways, so employers should assess whether previous risk assessments can be reused or combined, assemble a team, and create a plan of action, among other steps, say attorneys at Littler.

  • Breaking Down State Legislative Efforts In Telecom Security

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    As the federal government has strengthened national security safeguards for the telecommunications ecosystem, states have also asserted a role in telecom security, with variations among these regimes risking regulatory fragmentation and complicating compliance strategies, say attorneys at Hogan Lovells.

  • Agentic AI Use May Trigger Existing Consumer Finance Laws

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    As artificial intelligence agents interact more and more with payment systems, financial institutions should be cognizant of how existing consumer protection laws like the Equal Credit Opportunity Act apply when transactions are executed by automated systems rather than individuals, noting authorization and liability gaps, say attorneys at Sheppard.

  • SEC Guidance Further Solidifies Status Of Tokenized Assets

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    The U.S. Securities and Exchange Commission recently released a statement that tokenized securities are securities governed by traditional securities laws, representing continued regulatory clarity and the development of expanded technical standards and risk management guidelines that can only improve the long-term viability of financial markets, say attorneys at Barnes & Thornburg.

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