Compliance

  • March 19, 2026

    Target Hit With False Ad Suit Over 'Sustainably Caught' Tuna

    Target's representations that its Good & Gather tuna products are "sustainably caught" are nothing but empty promises, as its suppliers use dangerous fishing practices that harm the marine ecosystem and kill endangered sea turtles, whales and dolphins, according to a proposed class action filed Wednesday in California federal court.

  • March 19, 2026

    Judges Scrutinize DOD's Claim Of Hesai's China Military Ties

    A D.C. Circuit panel on Thursday raised serious questions about the U.S. Department of Defense's broad interpretation of a law used to designate companies as "contributors" to the Chinese military-industrial base, pressing a government attorney on the basis for finding links between Shanghai LiDAR-maker Hesai and the Chinese military.

  • March 19, 2026

    Ex-Hawks Exec Faces April Sentencing In $3.8M Fraud Case

    A former finance executive with the NBA's Atlanta Hawks who pled guilty to wire fraud after being accused of embezzling more than $3.8 million from the team is set to be sentenced in April in Atlanta.

  • March 19, 2026

    Civil Rights Groups Back Creek Freedmen's Citizenship Battle

    Civil rights groups are looking to back two members of the Muscogee Creek Freedmen Band in their bid to postpone a May 30 special tribal election until they're approved for citizenship, arguing that the delay in processing their applications is legally indefensible and risks invalidating the results of the election itself.

  • March 19, 2026

    Financial Firms Must Face Suit Over Adviser's Thefts

    A group of investors whose funds were stolen by a now-jailed financial adviser will get another chance to convince a judge the investment firms he worked for should be held civilly liable, a Massachusetts intermediate appellate court ruled Thursday.

  • March 19, 2026

    Affiliated Cos. Not Automatically Linked, EU High Court Says

    Businesses are not automatically linked for the purposes of determining state aid eligibility merely because an individual holds a majority stake in each of them, the European Court of Justice said Thursday in a dispute between a Latvian company and the country's tax authorities.

  • March 19, 2026

    Live Nation CEO Says He Can't Recall 'Market Power' Remark

    Live Nation's longtime CEO sparred Thursday with states that say the $36 billion entertainment giant engages in monopolization, telling a Manhattan federal jury the business is a "better mousetrap" than rivals and saying he couldn't recall telling investors the company has "incredible market power."  

  • March 19, 2026

    Feds' Capital Rule Overhaul Would Give Break To Banks

    Federal regulators moved Thursday to launch a comprehensive overhaul of U.S. bank capital rules, rolling out a long-awaited package of proposed changes that are expected to shave billions off the aggregate amount of capital required for banks of all size ranges.

  • March 19, 2026

    States Sue To Block $6.2B Tegna Acquisition Despite Feds' OK

    A coalition of state enforcers on Thursday sued to block Nexstar Media Group Inc.'s planned $6.2 billion purchase of rival broadcast company Tegna Inc., alleging the move would create a "broadcast behemoth" with the ability to raise television prices for consumers and control content.

  • March 18, 2026

    Senator Unveils Draft AI Bill Intended To Wipe Out State Regs

    Sen. Marsha Blackburn, R-Tenn., on Wednesday released a draft of proposed legislation that would override a "patchwork" of state artificial intelligence regulations, touting the proposal as protecting "children, creators, conservatives and communities" and slamming the state regulations as hindering "AI innovation."

  • March 18, 2026

    Key Details As 3rd Circ. Ponders FCA's Fate, $1.6B J&J Fine

    Third Circuit judges Wednesday explored divergent views of the False Claims Act's constitutionality and a record fraud verdict against Johnson & Johnson, expressing little eagerness to gut the FCA's whistleblower mechanism, and voicing uncertainty about evidence and jury instructions underpinning the drug promotion punishment.

  • March 18, 2026

    Meta Smart Glasses Pose Mass Surveillance Risk, Sens. Warn

    Three U.S. senators Wednesday warned in a letter to Meta that the tech giant's plans to integrate facial recognition technology into its smart glasses risk "normalizing mass surveillance" at a time the federal government is using similar tech to "intimidate protesters and chill speech."

  • March 18, 2026

    Zuckerberg, Snap CEO Likely Must Testify In School MDL Trial

    A California federal judge indicated Wednesday that Meta and Snap's CEOs will likely need to testify in an upcoming school district bellwether trial in the social media addiction multidistrict litigation, and declined Meta's bid to block arbitration demands, saying, "Meta's got plenty of money, go file a motion with the arbitration panel."

  • March 18, 2026

    13 State AGs Urge EPA To Walk Back 'Compliance First' Memo

    Attorneys general for New York, Massachusetts, Washington and 10 other states have called on the U.S. Environmental Protection Agency to rescind a December memo unveiling a "compliance first" approach to enforcement, arguing the strategy sidelines staff expertise and creates "bureaucratic bottlenecks" that will ultimately enable polluters.

  • March 18, 2026

    EPA Pushes For Win In Solar Grant Fight

    The U.S. Environmental Protection Agency told a Washington federal judge it reasonably terminated billions of dollars in grants for solar energy projects after Congress passed the 2025 federal budget bill, so a coalition of states can't challenge its decision.

  • March 18, 2026

    Capital One Beats Consumer Suit Over Discover Deal, Again

    Capital One has persuaded a California federal judge once again to squash a suit brought by credit card users who say that the company's $35 billion purchase of Discover is bad news for them and ought to be unwound, but the court is giving the consumers one last chance.

  • March 18, 2026

    Lawmakers Commit To April Crypto Bill Markup, Or Else

    Sen. Cynthia Lummis, R-Wyo., told attendees of a Wasington, D.C., crypto conference Wednesday that she's confident the Senate Banking Committee will mark up a bill to regulate crypto markets after the Easter break now that compromises on key issues including stablecoin yield are in the final stages.

  • March 18, 2026

    LA Driver Used $2M COVID Loan For Crypto, DOJ Says

    A Los Angeles man who allegedly took $2 million from federal COVID-19-related relief programs and used the money to fund cryptocurrency trading now faces money laundering, wire fraud and bank fraud charges, according to a Department of Justice announcement issued Wednesday.

  • March 18, 2026

    FINRA Says Compliance Chief Took Part In Pre-IPO Fraud

    The Financial Industry Regulatory Authority has alleged in a disciplinary proceeding that Spartan Capital Securities LLC, its CEO and chief compliance officer defrauded customers by liquidating their own pre-initial public offering shares of a pharmaceutical company more quickly and at a higher price than their customers.

  • March 18, 2026

    Heirs Say Bill Breathes New Life Into Holocaust Art Appeal

    The Holocaust Expropriated Art Recovery Act recently passed by Congress favors a D.C. Circuit rehearing bid in a lawsuit seeking the return of a valuable art collection looted by the Nazis, the descendants of a Hungarian Jewish art collector told the appeals court.

  • March 18, 2026

    Ed. Dept. Flouting Mental Health Funding Order, States Claim

    The U.S. Department of Education is flouting orders that it fund K-12 mental health grants given to public schools by only partially funding the grants and threatening to withhold remaining funds, a group of state attorneys general told a Washington federal court.

  • March 18, 2026

    Texas Judge Blasted After Jailing Truant Student's Mother

    The Texas judicial ethics commission issued a public reprimand against a state judge after he threw the mother of a truant student in jail for contempt without holding a show cause hearing, finding that Judge Jared Shaw failed to comply with the law.

  • March 18, 2026

    Judge Tosses Sanctions Review For HK Electronics Co.

    A D.C. federal judge ruled Wednesday that the U.S. Department of State's Office of Economic Sanctions Policy and Implementation lacked authority to deny a Hong Kong electronics company's bid for removal from its sanctions blacklist, sending the company's removal petition back for review by the proper official.

  • March 18, 2026

    Dorsey & Whitney Hires Seattle Perkins Coie IP, Tech Attorney

    Dorsey & Whitney LLP added Cyrus Ansari as a partner in its technology commerce group, the firm announced Tuesday, touting the attorney's experience in technology transactions and intellectual property litigation.

  • March 18, 2026

    ITC Orders $5M In Penalties For Illegal Chocolate Milk Imports

    The U.S. International Trade Commission has levied $5.3 million in penalties on four grocers that were found to have violated a ban on importing a chocolate malt drink mix.

Expert Analysis

  • How Latest Nasdaq Proposals Stand To Raise Listings Quality

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    Nasdaq's recent proposals stand to heighten both quantitative and qualitative standards for issuers, which, if approved, may bring investors stronger market integrity and access but also raise the listings bar, say attorneys at Norton Rose.

  • Opinion

    CFIUS Must Adapt To Current Foreign Investment Realities

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    To continue protecting the U.S.’ long-term strategic and economic interests, the Committee on Foreign Investment in the United States should implement practical enhancements that leverage technology, expertise and clear communication, and enable it to keep pace with evolving demands, says attorney Sohan Dasgupta.

  • Texas AG Wields Consumer Protection Law Against Tech Cos.

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    Texas Attorney General Ken Paxton has targeted technology companies using the Texas Deceptive Trade Practices Act, a broadly worded statute that gives the attorney general wide latitude to pursue claims beyond traditional consumer protection, creating unique litigation risks, say attorneys at Yetter Coleman.

  • When Bankruptcy Collides With Product Recalls

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    The recent bankruptcy filing by Rad Power Bikes on the heels of a U.S. Consumer Product Safety Commission warning about dangerously defective batteries sold by the company highlights how CPSC enforcement clashes with bankruptcy protections, leaving both regulators and consumer litigants with limited options, says Michael Avanesian at Avian Law Group.

  • Protecting Sensitive Data During Congressional Inquiries

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    With the 2026 midterm elections potentially set to shift control of one or both houses of Congress, entities must proactively plan for the prospect of new congressional investigations, and adopt strategic, effective and practical measures to mitigate risks related to disclosure of sensitive information, say attorneys at Crowell & Moring.

  • Where PCAOB Goes Next After A Year Of Uncertainty

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    The Public Company Accounting Oversight Board will likely bring fewer enforcement matters in 2026, reflecting a notable change in board priorities following the change in administrations, say Robert Cox and Nicole Byrd at Whiteford Taylor and Matthew Rogers at Bridgehaven Consulting.

  • As Federal Water Regs Recede, Calif.'s Permitting Tide Rises

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    The U.S. Supreme Court's 2023 decision in Sackett v. U.S. Environmental Protection Agency reduced federal protections for many wetlands and surface water features, but as California's main water regulator has made clear, many projects are now covered by state rules instead, which have their own complex compliance requirements, says Thierry Montoya at FBT Gibbons.

  • Weathering FINRA's Scrutiny Of Foreign Small-Cap Issuers

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    To prepare for the Financial Industry Regulatory Authority's recently announced targeted examinations, broker-dealers and firms that assist with IPOs abroad should consult years of FINRA guidance on managing the money-laundering and fraud risks inherent to foreign small-capitalization offerings, say Michael Watling and Elika Mohebbi at Seward & Kissel.

  • Ambiguity Remains On Anti-DEI Grant Conditions

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    Although a recent decision in City of Chicago and City of Saint Paul v. U.S. Department of Justice temporarily halts enforcement of anti-DEI conditions in federal grant applications, and echoes recent decisions in similar cases, companies remain at risk until the term “illegal DEI” is clarified, say attorneys at Moore & Van Allen.

  • Radiation Standard Shift Might Add Complications For Cos.

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    In keeping with the Trump administration's focus on nuclear energy, the U.S. Department of Energy recently announced that it will eliminate the "as low as reasonably achievable" radiation protection standard for agency practices and regulations — but it is far from clear that this change will benefit the nuclear power industry, say attorneys at K&L Gates.

  • Bipartisan Enforcement Is Rising In Consumer Finance

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    Activity over the past year suggests a bipartisan state enforcement wave is rippling across the consumer finance industry, which follows a blueprint set out by former Consumer Financial Protection Bureau Director Rohit Chopra, who notably now leads a Democratic Attorneys General Association working group, say attorneys at Hudson Cook.

  • Ramped Up Psychedelic Production Carries Opportunity, Risk

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    Kimberly Chew at Husch Blackwell discusses the key legal implications of the U.S. Drug Enforcement Administration's recent dramatic increases in the production quotas for a range of psychedelic substances, offering guidance on compliance, risk management and strategic opportunities for practitioners navigating this rapidly evolving landscape.

  • Series

    Teaching Logic Makes Me A Better Lawyer

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    Teaching middle and high school students the skills to untangle complicated arguments and identify faulty reasoning has made me reacquaint myself with the defined structure of thought, reminding me why logic should remain foundational in the practice of law, says Tom Barrow at Woods Rogers.

  • New Biotech Nat'l Security Controls May Have Blunted Impact

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    While the newly enacted federal prohibition against contracting with certain biotechnology providers associated with countries of concern may have consequences on U.S. companies' ability to develop drugs, the restrictions may prove to be less problematic for the industry than the significant publicity around their passage would suggest, say attorneys at Wilson Sonsini.

  • Series

    Law School's Missed Lessons: Practicing Resilience

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    Resilience is a skill acquired through daily practices that focus on learning from missteps, recovering quickly without internalizing defeat and moving forward with intention, says Nicholas Meza at Quarles & Brady.

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