Compliance

  • April 29, 2026

    CFTC Taps Agency Veteran To Run Its Whistleblower Office

    The Commodity Futures Trading Commission announced Wednesday that it has named as the director of its whistleblower office an agency litigation attorney who also has experience as a trial attorney in its enforcement division.

  • April 29, 2026

    Burgum, Senate Dems Spar Over Energy Permitting Moves

    U.S. Secretary of the Interior Doug Burgum on Wednesday blasted a federal court's recent pause of policies that imposed stricter reviews on wind and solar projects as Senate Democrats said such moves could kill the chances for significant permitting reform legislation.

  • April 29, 2026

    Powell Says He'll Stay On Fed Board After Time As Chair Ends

    Federal Reserve Chair Jerome Powell said Wednesday that he won't immediately leave the central bank once his term ends next month and plans instead to remain on its board temporarily, pointing to the Trump administration's recent "legal attacks" on the institution.

  • April 29, 2026

    Sunsetting FCC High-Cost Programs Could Undergo 'Refresh'

    Federal Communications Commission leaders during their meeting next month will weigh reforms to longstanding programs that help fund broadband deployment to rural and other "high cost" areas.

  • April 29, 2026

    CEO Stole From His Company To Buy Mansion, SEC Says

    The former CEO of a California-based pharmaceutical company agreed Wednesday to pay the U.S. Securities and Exchange Commission $30,000 to end a lawsuit accusing him of misappropriating $3.2 million in company funds partly to buy a Beverly Hills mansion.

  • April 29, 2026

    Ulta Loses Bid To Toss Wash. Consumers' Spam Email Claims

    A Spokane federal judge refused to toss a proposed class action alleging cosmetics giant Ulta sent Washington residents deceptive emails advertising "free gifts" and discounts without disclosing purchase qualifications, saying the complaint plausibly alleges the emails violate state consumer protection laws.

  • April 29, 2026

    FTC's BOTS Suit Survives Because Law Not Just About Bots

    A Maryland federal judge has refused to dismiss one of the Federal Trade Commission's first-ever online ticketing cases, rejecting ticket reseller arguments that their use of thousands of Ticketmaster accounts to buy concert tickets is immune because they don't use bots.

  • April 29, 2026

    NY Says Crypto Co. To Pay $5M Over Fraud Promotion Claims

    Cryptocurrency platform operator Uphold HQ Inc. will pay $5 million to settle claims from the New York attorney general's office that it promoted now-bankrupt Cred Inc.'s fraudulent, high-risk crypto scheme for which Cred's former executives were sentenced to prison last year.

  • April 29, 2026

    EPA Staff Challenge Suspensions Over Critical Open Letter

    Fifteen U.S. Environmental Protection Agency employees have filed complaints with the U.S. Office of Special Counsel, alleging the agency unlawfully suspended them after they signed a public "declaration of dissent" against the Trump administration's policies.

  • April 29, 2026

    Novo Nordisk Rejects Claim It Influences GLP-1 Market

    Pharmaceutical giant Novo Nordisk told a Texas federal judge that it does not control the GLP-1 market and has not attempted to crush its competition in a bid to dismiss an antitrust suit it is facing.

  • April 29, 2026

    PBMs Say Michigan AG Price-Fixing Suit Is Unsound

    Pharmacy benefit managers Express Scripts, Evernorth Health and Prime Therapeutics have bolstered their effort to escape a federal price-fixing suit brought against them by Michigan's attorney general by arguing the statutes cited in the complaint do not apply to them.

  • April 29, 2026

    Mass. AG, Insurer Settle Deceptive Marketing Claims For $5M

    A Texas-headquartered health insurance agency will pay $5 million to settle allegations that it engaged in deceptive and unfair marketing to sell plans and other types of health programs to thousands of Massachusetts consumers, the state's attorney general announced on Wednesday.

  • April 29, 2026

    NCAA Bans Former Fordham Players After Game-Fixing Probe

    Two former Fordham University basketball players will be permanently ineligible for NCAA competition following a sports-betting integrity investigation related to the federal charges prosecutors have lodged against more than two dozen people for allegedly conspiring to rig games, according to the NCAA.

  • April 29, 2026

    Coupang, Ex-In-House Lawyer To Drop Iran Whistleblower Suit

    South Korean e-commerce giant Coupang and a former in-house compliance attorney have agreed to dismiss the lawyer's suit claiming he was wrongly fired for bringing attention to the company's alleged illegal business dealings with Iran, according to a joint filing Wednesday in Seattle federal court.

  • April 29, 2026

    Robinhood Hires Morgan Lewis Atty For Senior Counsel Role

    A former Morgan Lewis & Bockius LLP attorney has moved to Robinhood to join the financial trading platform's litigation and regulatory enforcement team. 

  • April 29, 2026

    Rambus Being Probed By DOJ Antitrust Unit

    Rambus has received a grand jury subpoena in connection to an investigation by the U.S. Department of Justice's Antitrust Division, according to an investor filing from the chipmaker and technology company.

  • April 29, 2026

    GCs, Now That You're At The Table, How Fast Can You Lead?

    For general counsel, the pivotal question is no longer do they have a seat at the leadership table, but can they design a legal operation to run at the speed of modern decision-making.

  • April 29, 2026

    Florida Atty Settles SEC Claims Over Gem Investment Fraud

    The U.S. Securities and Exchange Commission announced a Florida attorney will pay more than $26,000 to settle claims in Georgia federal court that he aided a million-dollar gold and diamond investment fraud scheme by receiving and disbursing investor funds and ignoring red flags.

  • April 29, 2026

    Bausch Balks At Suspected Tweak In Price-Fixing Deals

    A stipulation between state attorneys general and private plaintiffs suing generic-drug makers for alleged price-fixing seems to reflect a change in the states' earlier deal to release claims against Bausch entities, the companies said in asking a Connecticut federal judge to maintain the status quo.

  • April 29, 2026

    AbbVie Seeks Early Win Over HHS In Botox Drug Price Suit

    When the federal government included Botox in Medicare's drug price negotiation program, which allows Medicare officials to negotiate for lower drug prices, it overstepped its authority, drugmaker AbbVie Inc. told a D.C. federal court, arguing the cosmetic drug and migraine treatment is a "plasma-derived" product ineligible for price controls.

  • April 29, 2026

    Unions Ask Congress To Enact Worker-Friendly AI Legislation

    Labor protections must be at the forefront of any new federal laws that aim to rein in the explosion of artificial intelligence technology across the economy, according to a letter to Congress from the AFL-CIO and 39 other groups.

  • April 29, 2026

    Warsh's Fed Bid Moves Ahead After Powell Probe Is Shelved

    A U.S. Senate panel on Wednesday advanced President Donald Trump's pick of Kevin Warsh to lead the Federal Reserve, putting him on track for confirmation next month after a Republican holdout lifted his blockade tied to the now-dropped probe of current Fed Chair Jerome Powell.

  • April 28, 2026

    Celsius' Mashinsky Must Pay FTC $10M

    A Manhattan federal judge on Tuesday ordered Celsius Network's co-founder to pay $10 million to the U.S. Federal Trade Commission to settle litigation saying he misrepresented the cryptocurrency lender's practices and safety measures, and that she'd suspend a $4.7 billion judgment based on his cooperation with the government.

  • April 28, 2026

    Defunct NJ Biz Fined $8M For Selling Dangerous AC Units

    A New Jersey federal judge Tuesday sentenced a shuttered home appliance company to pay an $8 million criminal fine after it pled guilty to failing to immediately report that portable air conditioners it imported and sold had caught fire.

  • April 28, 2026

    Ohio Steel Co. Agrees To Spend $12M On Waste Cleanup

    Cleveland-Cliffs Inc. has reached a proposed settlement to undertake at least $12 million worth of corrective measures to resolve a decades-old suit filed by the U.S. government in Ohio federal court over hazardous waste discharge at its Middletown Works steel production facility in the Buckeye State, the U.S. Department of Justice said Tuesday.

Expert Analysis

  • Recent Bank Resolution Filings Stress Readiness Over Docs

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    Against the backdrop of banking regulators' recent emphasis on institutional readiness in the event of a bank failure, a review of more than a dozen public resolution plan submissions points to an immediate future in which regulators and banks alike prioritize operational preparedness over extensive documentation, say attorneys at Moore & Van Allen.

  • Series

    Alpine Skiing Makes Me A Better Lawyer

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    Skiing has shaped habits I rely on daily as an attorney — focus, resilience and the ability to remain steady when circumstances shift rapidly — and influences the way I approach legal strategy, client counseling and teamwork, says Isaku Begert at Marshall Gerstein.

  • 3 Federal Policy Trends Shaping Data Center Power

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    With the White House, the Federal Energy Regulatory Commission and Congress each pushing energy policies that will influence how data centers are sited, powered and interconnected for years to come, industry stakeholders should understand compliance obligations, consider possible downstream effects, and evaluate off-grid and self-supply energy options, say attorneys at ArentFox Schiff.

  • Weighing The Practical Implications Of SC Kids' Privacy Law

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    South Carolina's recently enacted Age-Appropriate Code Design Act includes a unique provision: a private right of action for certain violations, but its practical effect remains uncertain, as courts and litigants grapple with complex questions of standing, causation and the definition of actionable harm, say attorneys at K&L Gates.

  • Fair Housing Takeaways From Colony Ridge Settlement

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    The recent settlement agreement between Colony Ridge Developments, the U.S. government and the state of Texas — perhaps the first settlement involving unfair lending and housing practices during the second Trump administration — reflects current enforcement priorities and sheds light on shifting compliance risks, say attorneys at Weiner Brodsky.

  • FDA Guidance May Move Goalposts For Form 483 Responses

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    New draft guidance from the U.S. Food and Drug Administration provides formal insight on how drug manufacturers are expected to respond to Form 483s, raising some concerns about the agency's timelines and expectations, say attorneys at Cooley.

  • AG Watch: Minn. Enters New Era Of Data Privacy Enforcement

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    Now that the Minnesota Attorney General's Office can bring enforcement actions for data privacy violations without providing 30-day notice, businesses operating in Minnesota, or those collecting data from Minnesota residents, should treat this moment as a call to action, say attorneys at Crowell & Moring.

  • Understanding The SEC's Consequential Crypto Guidance

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    The U.S. Securities and Exchange Commission's recent interpretive release — its most comprehensive statement ever on the application of the federal securities laws to crypto-assets — reimagines the Howey test to resolve long-standing questions over what is a security, but leaves many issues unresolved, say attorneys at Cahill.

  • Series

    NY Banking Brief: All The Notable Legal Updates In Q1

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    In the first quarter of 2026, New York's banking developments were headlined by initiatives to expand oversight of financial institutions and strengthen consumer protection laws, including a new framework for buy now, pay later lenders, a sweeping debt collection rule and a revised corporate self-disclosure program for financial crimes, say attorneys at Proskauer.

  • Senior Housing Demands A Distinct Dealmaking Playbook

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    An aging population and evolving state regulations underscore a critical reality that senior housing assets can undergo operational or compliance shifts during dealmaking, highlighting the need for unique contractual safeguards like expanded disclosures, anchored notice obligations, and targeted closing conditions and remedies, say attorneys at Goodwin.

  • Seeking A Policy Fix As Merger Reporting Fight Continues

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    A recently announced request by the Federal Trade Commission and U.S. Department of Justice for public comment on the Hart-Scott-Rodino premerger reporting requirements, as litigation challenging the commission's updated requirements continues, suggests the government's willingness to address how best to support modern merger enforcement without unduly burdening filing parties, say attorneys at Baker Botts.

  • AI Recruiting Suit Shows Old Laws May Implicate New Tools

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    The Fair Credit Reporting Act allegations recently filed in Kistler v. Eightfold AI, are the latest example of broad definitional language in legacy statutes proving far more dangerous to companies deploying artificial intelligence – particularly in hiring – than any purpose-built artificial intelligence regulation, say attorneys at Ogletree.

  • 2 Rulings Poke Holes In Mandatory Restitution Framework

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    The U.S. Supreme Court’s recent ruling in Ellingburg v. U.S., as well as the Third Circuit’s recent ruling in U.S. v. Abrams, provide criminal defense practitioners with new tools to challenge Mandatory Victims Restitution Act orders, and highlight several restitution-related issues that converged in the recent prosecution of former Frank CEO Charlie Javice, say attorneys at Lankler Siffert & Wohl.

  • What Voluntary Calif. Carbon Reports Show About Compliance

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    While the enforcement of California's S.B. 261 is currently paused due to a Ninth Circuit injunction, more than 130 companies have nonetheless chosen to voluntarily publish climate-related financial risk disclosures, providing a useful snapshot of how the market is interpreting the law's requirements in practice, say attorneys at DLA Piper.

  • Pivotal 6th Circ. Ruling Threatens Decades Of NLRB Decisions

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    The Sixth Circuit's recent decision in Brown-Forman v. National Labor Relations Board fundamentally challenged the NLRB's long-standing practice of establishing policies through adjudication rather than formal rulemaking, giving employers and unions a new avenue to procedurally attack the vast majority of its rules, say attorneys at Faegre Drinker.

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