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Compliance
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January 05, 2026
House To Review Trump's Veto On Tribal Everglades Bill
Members of the U.S. House of Representatives have agreed to consider Thursday objections to President Donald Trump's veto of bipartisan legislation that would save a Florida tribe's camp within Everglades National Park from flooding.
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January 05, 2026
Trade Group Pushes For SEC's Off-Channel Comms Data
The American Securities Association urged a Florida federal judge Monday to require that the U.S. Securities and Exchange Commission produce information showing how it calculated the massive penalties it imposed in a Biden-era off-channel communications sweep, saying that the agency had forfeited its main argument for withholding the documents.
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January 05, 2026
SEC Won't Review FINRA Delay On Carbon Offset Co. Petition
The U.S. Securities and Exchange Commission has dismissed a bid brought by shareholders of Entrex Carbon Market Inc. to review what they said is the Financial Industry Regulatory Authority's harmful failure to act on the carbon offset trading platform's requests for a name change and approval of stock splits.
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January 05, 2026
Ritz-Carlton Looks To Toss Trafficking Suit Against Ga. Hotels
The Ritz-Carlton asked a Georgia federal judge Friday to toss a lawsuit claiming it and other Atlanta hotels knew about but failed to prevent sex trafficking occurring at their properties, arguing it didn't knowingly benefit from the alleged trafficking.
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January 05, 2026
NY Dem Looks To Curb Officials' Prediction Market Trading
Rep. Ritchie Torres, D-N.Y., is seeking to ban public officials from trading in certain prediction markets if their job gives them an edge, a representative confirmed Monday, days after an anonymous trader made a well-timed bet on the removal of Venezuelan President Nicolás Maduro.
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January 05, 2026
Monthly Merger Review Snapshot
Prolonged Federal Trade Commission reviews forced the abandonment of two mergers, the U.S. Department of Justice sparred with Live Nation and defended a merger settlement, and both agencies agreed to let multibillion-dollar transactions move forward. Here, Law360 looks at the major merger review developments from December.
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January 05, 2026
Colo. Inks New Settlement Over Banned Cannabis Products
A Texas cannabis company has entered into a new settlement with Colorado after the state accused the business of violating the terms of an earlier settlement by "deceiving" consumers through misrepresenting its products, the Colorado attorney general said Monday.
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January 05, 2026
Tanker Worker Says BWC Terminals Caused Chemical Burns
A tankerman told a Texas state court that BWC Terminals' negligence led to chemical burns in his lungs, alleging that a company-owned walkway fell and pierced a pipeline containing sulfuric acid he then inhaled.
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January 05, 2026
Payment Co., Insurer End $6.8M Fraud Coverage Dispute
An electronic payments company and its insurer have ended their dispute over whether the company's roughly $6.8 million loss from two fraud schemes fell within its policy's coverage for computer fraud, with an Iowa federal court agreeing Monday to dismiss the case.
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January 05, 2026
4 Mass. Rulings You May Have Missed In December
Insurers seeking to cap their losses in a serious construction accident and a fintech startup offering what the state says are illegal mortgages were on the losing side in December, but two other companies defeated proposed consumer class actions in Suffolk County Superior Court's business litigation session. Here are four notable rulings you may have missed last month.
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January 05, 2026
NJ Panel Tosses Bid To Gut DEP Environmental Justice Rules
A New Jersey appellate panel on Monday affirmed the state's sweeping environmental justice rules, rejecting consolidated challenges from industry and labor groups that argued the Department of Environmental Protection overstepped its statutory authority, relied on vague and overbroad definitions, and imposed arbitrary permitting burdens on facilities in heavily polluted communities.
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January 05, 2026
DC Circ. Chosen For Challenges To FCC's Prison Rate Caps
A judicial panel has randomly selected the D.C. Circuit as the venue for multiple challenges to the Federal Communications Commission's latest rate structure for prison phone calls.
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January 05, 2026
Call Center Co. ESOP Managers Ink $8.75M Settlement Deal
A call center holding company's employee stock ownership plan managers, founders and other executives will fork over $8.75 million to end a dispute alleging the workers' ESOP was sold shares at an inflated price, according to the proposed deal filed in Pennsylvania federal court Monday.
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January 05, 2026
Conn. AG Challenges Reynolds' Win In 'Recycling' Label Suit
The state of Connecticut has asked a trial court judge to rethink whether Reynolds Consumer Products willfully violated state unfair trade practices laws when labeling clear plastic Hefty bags as "recycling" bags, arguing the judge held the state to a higher burden than necessary when issuing a quick win.
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January 05, 2026
Teledyne To Pay $1.5M In FCA Deal Over Navy Parts Sale
The U.S. Department of Justice struck a $1.5 million deal with a California aerospace and defense electronics company on Monday, resolving claims that the company supplied aircraft parts to the military that failed to meet contract specifications.
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January 05, 2026
Forum Clause Keeps Holtec Consultant's Suit In Ohio
Energy technology company Holtec International can't dismiss or move a former consultant's federal lawsuit from Ohio to New Jersey, after a judge ruled Monday that the doctrine of "forum non conveniens" generally doesn't apply to choosing between states, and the parties' contract had a valid forum selection clause choosing Ohio.
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January 05, 2026
2nd Circ. Gives Fired ConEd Atty New Shot At Bias Claim
The Second Circuit revived Monday part of a former in-house Con Edison attorney's bias suit claiming she faced prejudice from her boss as an older woman, ruling the lower court may not have properly assessed a retaliation claim under New York City law's more liberal standards.
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January 05, 2026
Tricolor Ex-CEO Fights Bid To Get Him To Creditor Meeting
The ex-CEO of subprime car loan lender Tricolor Holdings is asking a Texas bankruptcy judge to reject a motion to compel him to attend a meeting of the company's creditors, saying he would be unable to answer questions due to the pending criminal charges against him.
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January 05, 2026
Legal Asst., Law Firm Drop Claims In NM Pregnancy Bias Suit
A New Mexico-based personal injury law firm and a legal assistant agreed to drop retaliation and defamation claims in her lawsuit alleging she was forced to resign after disclosing her pregnancy, according to a federal magistrate judge's order filed in federal court.
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January 05, 2026
More Discovery Needed In Bitcoin Miner Spat, Energy Biz Says
A U.S. energy company has told a federal judge in Seattle that further discovery is required to determine whether a Canadian cryptocurrency firm adequately complied with the requirements of a termination agreement before the court can entertain a motion for summary judgment.
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January 05, 2026
The Top In-House Hires Of December
Legal department hires during the last month of 2025 included high-profile appointments at Apple, Berkshire Hathaway and LPL Financial. Here, Law360 Pulse looks at some of the top in-house announcements from December.
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January 05, 2026
Ex-IBM Worker Fired At 61 Despite $7.8M In Sales, Court Told
A 61-year-old former International Business Machines Corp. sales specialist who worked under multimillion-dollar quotas said his abrupt firing was motivated not by poor performance but by the company's systemic age bias, according to a lawsuit filed in North Carolina federal court.
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January 05, 2026
Ind. House Bill Floats Transfer Tax On Real Estate Investment
Indiana would establish a transfer tax on entities that manage funds pooled from investors in single-family residences under a bill introduced Monday in the state House of Representatives.
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January 05, 2026
Paul Hastings Adds Hogan Lovells Duo To Life Sciences Team
Two longtime Hogan Lovells partners, including the head of its pharmaceutical and biotechnology regulatory practice, have joined Paul Hastings LLP in Washington, D.C., the firm announced Monday.
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January 02, 2026
Trump Tells HieFo To Divest Chip Assets, Citing Security Risks
President Donald Trump on Friday ordered California-based high-efficiency photonics company HieFo Corp. to divest digital chips and wafer assets it bought from Emcore Corp., saying a Chinese citizen's control of HieFo poses national security risks.
Expert Analysis
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Calif. Species Protections Will Increase Compliance Burdens
California's recently enacted A.B. 1319 automatically protects species when the federal government rolls back its own protections — which could mean an onslaught of state-level compliance mandates for the regulated community that come with no advance notice or public hearings, says attorney David Smith.
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UK Tribunal's Clearview Decision Expands GDPR Application
The Upper Tribunal’s recent decision in Information Commissioner v. Clearview AI is an important ruling on the extraterritorial reach of the European Union and U.K. General Data Protection Regulations, broadening behavioral monitoring to include not only activity by the company, but also its client, says Edward Machin at Ropes & Gray.
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E-Discovery Quarterly: Recent Rulings On Dynamic Databases
Several recent federal court decisions illustrate how parties continue to grapple with the discovery of data in dynamic databases, so counsel involved in these disputes must consider how structured data should be produced consistent with the requirements of the Federal Rules of Civil Procedure, say attorneys at Sidley.
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Assessing The SEC's Changing Approach To NFT Regulation
Early U.S. Securities and Exchange Commission actions on nonfungible tokens pushed for broad regulation, but subsequent court decisions — including a recent California federal court ruling in Adonis Real v. Yuga Labs — and SEC commissioners' statements have narrowed the regulatory focus toward a more fact-specific approach, say attorneys at Wilson Elser.
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Where Crypto Mixing Enforcement Is Headed From Here
Recent developments involving crypto mixers, particularly the Tornado Cash verdict, demonstrate that the Justice Department's shift away from regulation by prosecution does not mean total immunity, rather reflecting an approach that prioritizes both innovation and accountability, says David Tarras at Tarras Defense.
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Stadium Security Takeaways Amid Gaps In Drone Regulation
As the risk of drones to sports stadium security grows, legal practitioners in the industry should focus on the need for rapid deployment of emergency services, crowd control, communications, strong organizational structure, and engagement across local, state and federal authorities, says Jennifer Daskal at Venable.
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The Legal Issues With AI Agents In Consumer Transactions
Enabling artificial intelligence agents to handle not just research and recommendations, but the execution of purchases themselves, fundamentally alters commercial relationships and introduces new practical and legal questions for card issuers, merchants, acquirers and consumers, say attorneys at Davis Wright.
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Breaking Down Article 12 Of The Uniform Commercial Code
Thirty-two states and the District of Columbia have enacted Article 12 of the Uniform Commercial Code, providing the alternative to perfection by control of assets like cryptocurrency and nonfungible tokens, but before accepting these assets as collateral, lenders and creditors should consider how to best maintain priority, say attorneys at Miller Nash.
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Why Foreign Cos. Should Prep For Increased SEC Oversight
With the recent trading suspensions of 10 foreign-based issuers listed on the Nasdaq, an enforcement action against a U.K. security-based swap dealer and the announcement of a cross-border task force, it's clear that the U.S. Securities and Exchange Commission will expand oversight on foreign companies participating in the U.S. capital markets, says Tejal Shah at Cooley.
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Prison Body Cams Raise Health Privacy Compliance Issues
The increasing use of prison staff body cameras to enhance transparency and safety presents correctional healthcare partners with new risk management questions where they must carefully reconcile the benefits of surveillance with the imperative to protect patient privacy, say attorneys at Gordon Rees.
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Wash. Email Subject Line Ruling Puts Retailers On The Hook
The Washington state Supreme Court's ruling in Brown v. Old Navy, finding that a state law prohibits misleading email subject lines, has opened the door to nationwide copycat litigation, introducing potential exposure measured not in thousands, but in millions or even billions of dollars for retailers, say attorneys at Benesch.
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How Nasdaq, SEC Proposals May Transform Listing Standards
Both Nasdaq and the U.S. Securities and Exchange Commission have increasingly focused their recent regulatory efforts on small and foreign issuers, particularly those from China, reflecting an intention to strengthen the overall quality of companies accessing U.S. markets, but also potentially introducing a chilling effect on certain issuers, say attorneys at Norton Rose.
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New NCAA Betting Policy Fits Trend Of Eased Restrictions
Allowing NCAA student-athletes to bet on professional sports fits into a decade-long trend of treating college athletes more like adults in a commercial system, but decreasing player restrictions translates to increased compliance burdens for schools, say attorneys at Robins Kaplan.
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Legal Guardrails For AI Tools In The Hiring Process
Although artificial intelligence can help close the gaps that bad actors exploit in modern recruiting, its precision also makes it subject to tighter scrutiny, meaning new regulatory regimes should be top of mind for U.S.-centric employers exploring fraud-focused AI-enabled tools, say attorneys at Ogletree.
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Series
Building With Lego Makes Me A Better Lawyer
Building with Lego has taught me to follow directions and adapt to unexpected challenges, and in pairing discipline with imagination, allows me to stay grounded while finding new ways to make complex deals come together, says Paul Levin at Venable.