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Compliance
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April 09, 2026
FINRA Fines Firm For Letting Execs Supervise Themselves
A small broker-dealer will pay the Financial Industry Regulatory Authority $125,000 to end claims including that it allowed certain principals to handle supervisory reviews of their own electronic communications, running afoul of its record review obligations for about seven years.
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April 09, 2026
Mich., Animal Rights Groups Take Aim At US's Egg Price Suit
Animal advocacy groups and Michigan officials moved to end the U.S. government's federal lawsuit seeking to void the state's ban on eggs produced by caged hens, arguing Thursday the federal government lacks standing because it isn't the subject of enforcement, as it doesn't commercially sell, produce or distribute eggs in Michigan.
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April 09, 2026
IRS Urged To Clarify Foreign-Owner Rules For Energy Credits
Public power and nuclear associations, along with battery groups, are among stakeholders urging the Internal Revenue Service to clarify foreign ownership rules that could disqualify projects from certain clean energy tax credits, emphasizing that timely guidance is critical to securing project financing.
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April 09, 2026
FCC's Carr Signals No Slowdown In 'Public Interest' Battles
Federal Communications Commission Chair Brendan Carr signaled Thursday that his effort to make broadcasters fulfill their "public interest" obligations will continue with potential legal actions well into the Trump administration.
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April 09, 2026
Calif. AI Guardrails Split From Feds, Other States May Follow
California Gov. Gavin Newsom's recent executive order directing state agencies to implement guardrails for contracting with artificial intelligence companies marks a rift with the Trump administration's deregulatory approach that could proliferate across other states.
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April 09, 2026
SEC Says FTX Auditor Didn't Understand Crypto Markets
A Prager Metis equity partner who led the firm's audits of defunct crypto asset trading platform FTX has been barred, for now, from appearing or practicing before the U.S. Securities and Exchange Commission in connection with the regulator's claims he mishandled the FTX financial reviews and improperly blessed its financial statements.
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April 09, 2026
'Not Going To Keep Doing This,' Judge Warns Epic, Google
A California federal judge Thursday ordered an evidentiary hearing on Epic and Google's latest proposal to revise a court-crafted injunction following Epic's win in an antitrust trial over the Android app marketplace, saying he has concerns and warning the companies that "we're not going to keep" batting proposals back and forth.
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April 09, 2026
Trump Had No Reason To Seek Mass. Voter Data, Judge Says
A Massachusetts federal judge on Thursday dismissed a Trump administration lawsuit demanding the state's voter data, saying the government offered no factual basis for seeking residents' personal information.
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April 09, 2026
StubHub To Pay $10M Over Hidden NFL Ticket Fees, FTC Says
StubHub agreed to pay $10 million to resolve the Federal Trade Commission's allegations that the ticket exchange purposely slow-walked its compliance with a new rule banning hidden fees in order to gain an advantage over competitors when the NFL announced its 2025 game schedule, the agency announced Thursday.
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April 09, 2026
FCC Plans To End '90s Framework For Satellite Power Limits
The Federal Communications Commission released details late Thursday of its plan to replace a 1990s-era framework for satellite power limits, saying the rules will be replaced with a system requiring space companies to coordinate to avoid signal disruption.
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April 09, 2026
Senators Warn EPA Rule Will Erode State, Tribal Water Review
Nearly a dozen Democratic U.S. senators are opposing a proposed Environmental Protection Agency rule that will limit states' and tribes' rights to block and regulate the effects of hydropower dams on water quality on their lands.
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April 09, 2026
SEC Accuses VC Fund Of Management Fee Fraud
The U.S. Securities and Exchange Commission on Thursday sued Backswing Ventures GP LLC and its principal in a Florida federal court, alleging the venture capital firm paid itself seven times as much money in management fees than it told investors it would.
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April 09, 2026
Fed Ends Crédit Agricole, Goldman Enforcement Orders
The Federal Reserve said Thursday that it has closed out another batch of longstanding enforcement actions against big banks, freeing Crédit Agricole, Goldman Sachs and Taiwan's Mega Bank from orders that date to at least 2018.
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April 09, 2026
Kan. Expands Value Adjustment Rule To Residential Property
Kansas expanded a requirement for county appraisers to adjust commercial property valuations or order an independent appraisal in certain cases to apply to residential property under a bill signed by the governor.
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April 09, 2026
Canada Probe Of Keyera-Plains Deal Seeks Rival's Records
Canada's competition regulator said it has obtained a court order to get information from a rival of Keyera Corp. to aid its probe of the energy infrastructure giant's proposed $3.72 billion (around CA$5.16 billion) acquisition of Plains All American Pipeline LP's Canadian natural gas liquids business.
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April 09, 2026
Zillow, Redfin Ask To Use 4th Circ. NCAA Ruling In FTC Suit
Property listing giants Zillow and Redfin asked a Virginia federal court to let them use a recent Fourth Circuit ruling for an NCAA case to bolster their dismissal bid against antitrust claims filed by the Federal Trade Commission and multiple states.
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April 09, 2026
Philly Injection Site Row Judge Rejects Nonprofit's 'Ploy'
A Pennsylvania federal judge on Thursday called the addition of overdose prevention nonprofit Safehouse's president as a counterclaim plaintiff in the government's suit to stop it from launching a safe-injection site in Philadelphia a "ploy" to add another to the ranks of those claiming the government infringed the group's religious freedom.
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April 15, 2026
The 2026 Lawyer Satisfaction Survey: Where Do You Stand?
How is your work-life balance? Are you content with your compensation and opportunities for advancement at work? Take the 2026 Law360 Lawyer Satisfaction Survey and share your thoughts.
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April 09, 2026
IRS Urges Toss Of Revamped Stock Plan Rule Dispute
A Wisconsin federal court should toss a company's remounted suit claiming the Internal Revenue Service secretly passed a rule targeting its stock ownership plan, the government argued, saying the company still has not presented any evidence that the rule exists.
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April 09, 2026
UK Drafts Carbon Border Tax Rules To Match EU System
The U.K. tax authority released draft regulations on the country's carbon border tax regime Thursday that would broadly align it with the European Union's system for taxing carbon-intensive imports.
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April 09, 2026
W.Va. Town Says Waste Co. Leaked PFAS Into Water Supply
The city of Weirton, West Virginia, and its water utility are suing Arcwood Environmental affiliates in Ohio federal court, saying Arcwood has been incinerating waste containing forever chemicals, which have made their way into the city's water supply via the Ohio River.
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April 09, 2026
US Again Urges High Court To Back Drug Price Program
The administration of President Donald Trump again urged the Supreme Court not to hear a challenge to the Medicare drug price negotiation program, arguing against a constitutional challenge brought by Boehringer Ingelheim that drug companies aren't forced to accept lower prices because they can choose not to participate.
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April 09, 2026
Fuel Executive Gets 5 Years For $4.5M Navy Fraud Scheme
A Florida federal judge sentenced a former fuel executive to five years in prison after a jury found him guilty of defrauding the U.S. Department of Defense of more than $4.5 million.
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April 08, 2026
Feds Move To Block Arizona's Gambling Laws Against Kalshi
The U.S. Department of Justice and the U.S. Commodity Futures Trading Commission on Wednesday backed Kalshi's assertion that Arizona's gambling laws cannot be applied to federally regulated prediction market platforms, the same day the Phoenix federal court rejected Kalshi's bid to halt enforcement of those state laws.
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April 08, 2026
Judge Halts Trump Admin Bid To End TPS For Ethiopians
A Massachusetts federal judge Wednesday postponed the Trump administration's termination of deportation relief for roughly 5,000 Ethiopians in the U.S. escaping humanitarian crises, expressing skepticism over the administration's reasons for ending the Ethiopian nationals' temporary protected status.
Expert Analysis
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How To Wield The Clarity Act As A Litigation Defense Tool
The Clarity Act is being discussed as a future compliance statute, but for litigators it can be used as a present-day defense tool to strengthen fair‑notice framing, argue for forward‑looking remedies rather than punitive ones and reprice settlement leverage as statutory clarity approaches, say attorneys at Baker McKenzie.
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Series
Law School's Missed Lessons: The Human Element
Law school teaches you to quickly apply intellect and logic when handling a legal issue, but every fact pattern also involves a person, making the ability to balance expertise with empathy critical to the growth of relationships with clients, colleagues and adversaries, says Rachel Adcox at Adcox Strategies.
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As Justices Mull Suncor, Cos. Face New Climate Suit Realities
Following the U.S. Supreme Court's recent decision to hear Suncor Energy v. Boulder County — its first case analyzing the litigation impact of the U.S. Environmental Protection Agency's rescission of its 2009 greenhouse gas endangerment finding — companies must consider new preemption questions surrounding climate lawsuits after the rescission, say attorneys at Hollingsworth.
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Employer Strategies For Limiting Data Breach Litigation Risks
Excerpt from Practical Guidance
Employers must invest in robust cybersecurity and incident response protocols to both prevent data breaches and position themselves favorably in potential litigation, as legal defenses will increasingly rely on demonstrating reasonable security measures, prompt breach notification and transparent response efforts, says Gerald Maatman at Duane Morris.
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4 Ways To Help CBP Curb Shell Co. Import Schemes
Shifting to a proactive rather than reactive enforcement posture in addressing shell companies set up to skirt tariffs requires equipping U.S. Customs and Border Protection with enhanced investigative authorities, better intelligence support, and mechanisms to identify and hold accountable the ultimate illicit actors, say attorneys at Kelley Drye.
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7 Steps For Gov't Contractors In Post-IEEPA Tariff Landscape
In response to U.S. Supreme Court's recent decision to strike down tariffs issued by the Trump administration under the International Emergency Economic Powers Act, there are several actions federal contractors should take to preserve their place in any refund waterfall, and to manage audit, overpayment and False Claims Act risk, say attorneys at Holland & Knight.
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How DExit, Mandatory Arbitration Could Alter IPO Outlook
As companies continue to leave Delaware and the U.S. Securities and Exchange Commission begins allowing companies to implement mandatory arbitration provisions, these developments could have a major impact on the initial public offering, securities class action, and directors and officers insurance landscapes, says Walker Newell at Arthur J. Gallagher & Co.
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Get Smart: Navigating The Genius Act's Regulatory Gaps
While some recent Genius Act rulemaking has covered consumer protection issues within the stablecoin market, the context is generally narrow and the final outcome remains uncertain for financial institutions or companies in the evolving landscape, say attorneys at Paul Hastings.
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Human Diligence Crucial As AI Raises Real Estate Fraud Risks
A recent title fraud warning from Florida officials demonstrates that artificial intelligence has lowered the barrier to committing complex property scams, forcing real estate industry stakeholders and attorneys to prioritize contextual review in transactions, says Neil Cohen at Barsh and Cohen.
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Opinion
3rd Circ. Must Reject EEOC's Flawed Equal Pay Theory
To avoid illogical outcomes, the Third Circuit, in Cartee-Haring and Marinello v. Central Bucks School District, should refute the U.S. Equal Employment Opportunity Commission’s recently filed amicus brief in support of the plaintiffs’ bias claims based on pay compared with one single co-worker, say Allan King at Littler and Stephen Bronars at Edgeworth Economics.
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Why Prediction Market Regulation Is At Major Inflection Point
As prediction markets experience tremendous growth and rapid mainstream adoption, regulators have begun to exercise enforcement authority to ensure market integrity and protect participants, though forthcoming guidance will shed light on how aggressively the agencies will police the fast-changing landscape, say attorneys at Latham.
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How Cos. Should Prepare For NY RAISE Act Compliance
With the New York Responsible AI Safety and Education Act taking effect March 19, state regulators will expect subject artificial intelligence governance policies to understand whether appropriate safeguards and protocols are in place to prevent or mitigate discriminatory or adverse outcomes by frontier models, says Michael Paulino at Gordon Rees.
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Compliance Takeaways Amid Increased Auto Finance Scrutiny
Recent supervisory focus on consumer protection in auto finance by agencies such as the Federal Deposit Insurance Corp. provides meaningful signals regarding areas of heightened regulatory scrutiny for lenders, including data accuracy, AI risk management and vendor oversight, say attorneys at Snell & Wilmer.
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What We Know About DOJ's New FCA Enforcement Priorities
Recent remarks from the leader of the Justice Department’s commercial litigation branch provide key insights on how False Claims Act cases — especially healthcare fraud, trade fraud, antidiscrimination and cybersecurity claims — will be evaluated, prioritized and pursued as heightened enforcement becomes the new normal, say attorneys at Latham.
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The Benefits Of Choosing A Niche Practice In The AI Age
As artificial intelligence becomes increasingly accessible, lawyers with a niche practice may stand out as clients seek specialized judgment that automation cannot replicate, but it is important to choose a niche that is durable, engaging and a good personal fit, says Daniel Borneman at Lowenstein Sandler.