Compliance

  • March 23, 2026

    FCC Urges Justices To Reject Repeal Of Penalty Power

    The Federal Communications Commission has urged the U.S. Supreme Court to keep the agency's monetary penalty powers intact, saying the agency's current practice does not deny targets of fines their right to a jury trial and is not binding until a court orders payment.

  • March 23, 2026

    11th Circ. Upholds Florida's Ban On Lab-Grown Meat

    The Eleventh Circuit on Monday rejected a food technology company's bid to block Florida's ban on lab-grown chicken, ruling that the federal Poultry Products Inspection Act does not preempt the state law because the statute governs production standards and ingredients, not whether a state may ban a product outright.

  • March 23, 2026

    FCC Adds Foreign Routers To Nat'l Security Risk List

    The Federal Communications Commission on Monday added foreign-made routers to a list of consumer electronics gear that cannot be sold on the U.S. market without specific authorization.

  • March 23, 2026

    FTC's Meador Says Breakups Not So 'Extreme'

    Federal Trade Commission member Mark R. Meador continued Monday to vouch for corporate breakups as a remedy in antitrust conduct cases, maintaining in Washington, D.C., remarks that structural fixes are often the "cleanest" option, one that can be presented to increasingly skeptical judges as the only statutory pathway.

  • March 23, 2026

    LaGuardia Airport Runway Collision: What We Know So Far

    A late Sunday runway collision between an Air Canada passenger jet and a fire truck marked the first deadly accident at LaGuardia Airport in more than three decades, federal and state officials said, raising troubling questions about air traffic control procedures at one of the busiest airports serving the New York metropolitan area.

  • March 23, 2026

    Fox's Bid To Detain Mexican Exec In TM Dispute Denied

    Fox Corp. on Monday lost its bid to detain a Mexican media executive for misusing the company's sports broadcast trademarks after a New York federal judge said it was not the right move despite the executive's attempt to evade sanctions.

  • March 23, 2026

    Flagstar Seeks To Shut Down Ex-CCO's Retaliation Suit

    Flagstar asked a New York federal judge to toss a suit from one of its former compliance chiefs that claims he was wrongfully terminated for blowing the whistle on the bank's former CEO over alleged compliance violations, saying the suit attempts to "cobble together" unrelated incidents into a retaliation claim.

  • March 23, 2026

    FINRA Fines Stash Capital For AML, Identity Theft Controls

    The Financial Industry Regulatory Authority fined digital investing platform operator Stash Capital $450,000 for allegedly failing to properly review applications and detect suspicious account activity during a period of sharp customer growth.

  • March 23, 2026

    EV Co. Faraday Future Says SEC Probe Ended Without Action

    The U.S. Securities and Exchange Commission is not recommending an enforcement action against electric vehicle startup Faraday Future Intelligent Electric Inc. after years of investigation, the company has told investors.

  • March 23, 2026

    Stem Cell Clinic Accused Of Deceiving Patients

    An operator of clinics offering stem cell and plasma therapies lures in desperate patients for unproven treatments marketed as guaranteed cures with no-interest payments, according to a proposed class suit filed Monday in Miami.

  • March 23, 2026

    Tenn. Regulators To Challenge Kalshi Win At 6th Circ.

    Tennessee regulators are asking the Sixth Circuit to review an order barring them from taking action against Kalshi's sports contracts, marking the latest event contract dispute to reach an appeals court.

  • March 23, 2026

    Conn. Settles $1M Fee Snafu With Pot Dispensary

    Connecticut's consumer protection agency has agreed to halve a $1 million fee for a marijuana dispensary, reaching a settlement that ends a dispute accusing state officials of missing a number of important deadlines, triggering the fee in the first place.

  • March 23, 2026

    Arts Groups May Post DOGE Deposition Videos, Court Says

    Scholarly groups seeking the reversal of $175 million of Trump administration cuts to grants for writers can repost online videos of depositions they took of former Department of Government Efficiency personnel, a federal judge in Manhattan ruled Monday, saying the depositions centered on "public officials acting in their official capacities."

  • March 23, 2026

    Bipartisan Bill Eyes Boosting Cannabis Business Investment

    Members of Congress have reintroduced bipartisan legislation that would create a safe harbor for state-regulated marijuana businesses to access traditional business services without threat of federal enforcement and potentially be listed on securities exchanges.

  • March 23, 2026

    FTC Stays Focused On Healthcare, Launches Task Force

    The Federal Trade Commission announced it is launching a new task force with staff from across the agency to coordinate healthcare policy approaches and initiate investigations meant to help protect patients, healthcare workers and American taxpayers.

  • March 23, 2026

    Snap Says Texas Child Harm Suit Would Limit DHS, FDA Work

    Snap Inc. has moved Texas' lawsuit over Snapchat's alleged harms to minors into federal court, arguing that the case targets conduct tied to its work with federal agencies to deliver public health and safety messaging to teens.

  • March 23, 2026

    Pediatric Data Breach Class Action Can Stay In NC Biz Court

    A consolidated class action alleging a pediatric medical practice failed to protect minor patients' data from hackers can remain in the North Carolina Business Court, a judge ruled in finding the lawsuits were properly designated to the state's specialized superior court for complex business matters.

  • March 23, 2026

    New Wash. Law Cuts Antispam Penalties Amid Multiple Suits

    Statutory penalties for emails sent in violation of Washington state's Commercial Electronic Mail Act, which bars messages with false or misleading subject lines, will fall from $500 per email to $100 under a measure signed into law by Gov. Bob Ferguson on Monday.

  • March 23, 2026

    Google Defeats News Publishers' Antitrust Suit Over AI Tools

    A D.C. federal judge tossed Friday an antitrust suit by digital newspaper owners accusing Google of effectively operating as a monopoly through its generative artificial intelligence search features and other practices, finding that the publishers lack standing and haven't plausibly alleged Google has monopoly power in the online news market.

  • March 23, 2026

    SEC's Atkins Promises Changes To Adviser Pay-To-Play Rule

    U.S. Securities and Exchange Commission Chairman Paul Atkins indicated Monday that his agency plans to loosen the rules around political contributions made by investment advisers, saying that current regulations present a "trap for the unwary."

  • March 23, 2026

    Trucking Co. Denied H-2A Workers Overtime, Suit Says

    A Texas trucking company denied H-2A workers overtime pay and misrepresented the nature of their work to qualify for the federal visa program, according to a proposed collective action filed Monday in federal court.

  • March 23, 2026

    Trump Admin Probes Harvard Over Race, Antisemitism Claims

    The Trump administration on Monday opened two new investigations into Harvard University to probe whether the school is using race in its admissions process and failing to curtail antisemitism on campus.

  • March 23, 2026

    IRS Lacks Solid Plan To Audit Large Partnerships, TIGTA Says

    The IRS has no solid strategy for auditing large partnerships, resulting in markedly fewer audits as partnerships proliferate and compliance efforts that go nowhere, the Treasury Inspector General for Tax Administration said in a report.

  • March 23, 2026

    Duke Health's $3.7M Pixel Privacy Deal Gets Initial OK

    Hundreds of thousands of Duke University Health System Inc. patients are one step closer to securing a share of a $3.7 million settlement stemming from a health data tracking suit involving Meta's Pixel, after a North Carolina federal court granted preliminary approval of the class action settlement.

  • March 23, 2026

    Feds Approve Minnesota's Plan To Combat Medicaid Fraud

    Minnesota may soon receive the release of $243 million in deferred Medicaid funds after the Centers for Medicare & Medicaid Services approved the state's updated plan to combat Medicaid fraud, Minnesota state health officials told a federal court last week.

Expert Analysis

  • What New Animal Welfare Enforcement Push Means For Cos.

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    The Trump administration's recently announced multiagency focus on violations of the Animal Welfare Act and related laws will likely lead to broader enforcement actions across industries, heightened scrutiny of compliance standards and a need for businesses to adopt effective risk management practices, says Shennie Patel at Crowell & Moring.

  • The Practical Implications Of New FDIC Stablecoin Measures

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    The Federal Deposit Insurance Corp.'s recent proposal to create a formal process for issuing payment stablecoins arrives with several practical implications for FDIC‑supervised banks pursuing digital asset strategies, including a safe harbor for early applicants and a focus on ownership and governance, say attorneys at Troutman.

  • How To Engage With Gov't's Direct-To-Consumer Drug Policy

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    The U.S. Department of Health and Human Services' recent request for industry input on manufacturers' direct-to-consumer drug sales reflects the government's caution in this arena, and allows stakeholders a rare opportunity to help shape policy, says Mary Kohler at Kohler Health Law.

  • Antitrust Crime Enforcement May Escalate Under New Chief

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    While the recent departure of the Justice Department’s Antitrust Division chief created uncertainty about enforcement priorities, the debut speech from the new acting division head revealed that companies can only expect the division’s focus on vigorous criminal prosecution and offender deterrence to grow, say attorneys at Sidley.

  • 5 Takeaways From OCC's 'Appealing' Exam Challenge Revamp

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    The Office of the Comptroller of the Currency's recent proposed overhaul of its bank appeals framework introduces several attractive, high-level changes that OCC-supervised banks and their counsel should note, and may lead to an increase in successful exam challenges, says James Williams at Venable.

  • What The CFTC's Event Contracts Amicus Brief Is Missing

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    The U.S. Commodity Futures Trading Commission's recent amicus brief in the Ninth Circuit's North American Derivatives Exchange v. Nevada case declines to define the boundary between swaps and wagers, leaving market participants, exchanges and intermediaries operating within a regulatory framework whose boundaries remain undrawn, says Tamara de Silva at De Silva Law Offices.

  • Series

    Podcasting Makes Me A Better Lawyer

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    Podcasting has changed how I ask questions and connect with people, sharpening my ability to listen without interrupting or prejudging, and bringing me closer to what law is meant to be: a human profession grounded in understanding, judgment and trust, says Donna DiMaggio Berger at Becker.

  • Structuring Water Agreements For Data Center Development

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    For developers of artificial intelligence data centers, water use is now a threshold feasibility and financing variable amid a regulatory landscape with a state-driven push for transparency and federal push to streamline pathways for AI-related infrastructure, say attorneys at Pillsbury.

  • AG Watch: Ohio Targets DEI Policies

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    As Ohio Attorney General Dave Yost seeks to eliminate diversity, equity and inclusion programs in both public education institutions and private companies, Ohio entities must carefully navigate this constantly evolving, highly contentious topic to avoid litigation while also not forfeiting their core principles, say attorneys at BakerHostetler.

  • Del. Coinbase Outcome May Have Been Different In Texas

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    The Delaware Court of Chancery's recent decision in Grabski v. Andreessen, finding that a member of the Coinbase special litigation committee was not independent, provides guidance for Delaware boards regarding the formation, composition and operation of SLCs, while offering a counterpoint to the procedures available to Texas-incorporated companies, says John Lawrence at Baker Botts.

  • When Fraud Involvement Disqualifies FCA Whistleblowers

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    A Massachusetts federal court's recent dismissal of a False Claims Act relator in U.S. ex rel. Perry v. First Psychiatric Planners provides instructive insight into when whistleblowers may be denied their share of settlement proceeds, even if their involvement in the underlying fraud is a step removed, say attorneys at Holland & Knight.

  • Takeaways From Calif. High Court's Public Records Decision

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    The California Supreme Court’s recent City of Gilroy v. Superior Court decision — clarifying the relief available under, and the duties imposed by, the California Public Records Act — expands the strategic significance of CPRA actions and demands greater foresight in public records practice, say attorneys at Hanson Bridgett.

  • Why The NCUA's Stablecoin Moment Matters

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    The National Credit Union Administration, a historically conservative federal agency, recently proposed a detailed stablecoin licensing framework, confirming that the proposition of building a regulatory architecture within the banking industry has moved well past "whether" and firmly into "how," says Stephen Aschettino at Fox Rothschild.

  • Ill. Swipe Fee Ruling Sets Stage For A High-Stakes Appeal

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    In Illinois Bankers Association v. Raoul, an Illinois federal court upheld the state's ban on credit and debit card swipe fees on tax and tip payments, while permanently enjoining the statute's data usage limitation, but an imminent appeal could significantly influence the trajectory of state-level payments regulation, say attorneys at Latham.

  • How NY Stay-Or-Pay Law Shifts Leverage Dynamics

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    The recent passage of New York's Trapped at Work Act reflects increasing scrutiny of stay-or-pay arrangements, but its lack of a private right of action represents a meaningful departure from other employment laws, dramatically shifting leverage from the courtroom to a state agency, says James Valentino at Clayman Rosenberg.

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