Compliance

  • December 01, 2025

    Meta Can't Block 'Disgruntled' Researcher's Depo Responses

    A California federal judge overseeing discovery in litigation against social media giants over their impact on youth mental health rejected Meta's bid Monday to block a "disgruntled" former researcher from sharing information it deems attorney-client privileged in an upcoming deposition.

  • December 01, 2025

    FTC Orders Security Fixes To End Education Data Breach Row

    The Federal Trade Commission has become the latest enforcer to take action against technology provider Illuminate Education Inc. over a data breach that exposed millions of students' personal information, announcing a deal Monday that requires the company to delete unnecessary data and undertake other security enhancements. 

  • December 01, 2025

    Fed Sees Shrinking Number Of Open Exam Findings At Banks

    The Federal Reserve on Monday reported broad declines in open supervisory issues at financial institutions under its oversight during the first half of the year, a shift that comes as the Trump administration is pursuing efforts to rein in examiner criticism of banks.

  • December 01, 2025

    DC Circ. Wonders If SEC Arbitration Decision Was Too Brief

    At least one judge on the D.C. Circuit wondered Monday whether the SEC presented too "bare bones" of an opinion when rejecting a petition to amend three long-running arbitration rules adopted by the Financial Industry Regulatory Authority.

  • December 01, 2025

    Terraform Founder Seeks Five Years At Most For Crypto Fraud

    Terraform founder Do Kwon has asked a Manhattan federal judge to impose no more than five years of imprisonment after he admitted to misleading users about the stability of the crypto project, noting he still has to face "certain future detention in Korea" over the stunning collapse that wiped out $40 billion in value.

  • December 01, 2025

    1st Circ. Tosses Omni's Medicare Fraud Suit Over UTI Tests

    A First Circuit panel declined to revive Omni Healthcare's False Claims Act suit accusing MD Labs of billing Medicare for unnecessary urinary tract infection tests, explaining in a published opinion Monday that Omni Healthcare's own staff ordered each test — sometimes even replacing doctors' orders for cheaper tests with the pricier ones.

  • December 01, 2025

    Kalshi Users Bring Class Action Over 'Illegal' Sports Gambling

    Kalshi Inc. has been hit with a proposed class action in New York federal court alleging that the platform is falsely marketing itself as a "prediction market," when in reality it is running an illegal sports gambling operation.

  • December 01, 2025

    State AGs Demand Info From 'Buy Now, Pay Later' Lenders

    A multistate coalition of seven attorneys general has launched a probe into the terms and fees set by "buy now, pay later" lenders that are popular with shoppers, saying they're concerned that the companies' products could be breaking consumer protection laws.

  • December 01, 2025

    Robinhood Looks To Block Nevada Sports Wager Order

    Robinhood Derivatives LLC asked a Nevada federal judge to pause state regulators from taking action over the trading platform's sports wagers while it pursues an appeal of a related court order, arguing the case presents important, novel and complex legal questions that warrant appellate review.

  • December 01, 2025

    White House Crypto Czar Hired Clare Locke Amid NYT Probe

    The tech founder-turned-White House crypto and artificial intelligence czar David Sacks has hired defamation specialists at Clare Locke LLP to combat a New York Times investigation into potential conflicts of interest arising from his personal tech investments and role as a White House policy adviser.

  • December 01, 2025

    Home Depot Ex-Worker's Appeal In 401(k) Suit Dismissed

    The Eleventh Circuit on Monday tossed an appeal by a former Home Depot worker in a proposed class action alleging the company misspent forfeited employer contributions in its employee 401(k) plan, several months after a Georgia lower court concluded that the lawsuit failed to state a claim.

  • December 01, 2025

    Dish Accused Again Of Breaking 5G Rollout Contract

    A communications infrastructure provider claimed in Colorado state court last week that Dish Wireless LLC was wrong to break off a master service agreement between the two over Dish's now-abandoned plan to build a 5G network, rejecting Dish's claims that it was forced to sell its spectrum licenses by the Federal Communications Commission.

  • December 01, 2025

    DraftKings, Bettors At Odds Over Proof Of Bonus Disclosure

    Sports betting platform DraftKings told a Massachusetts state court Monday its players were made aware that the terms of its promotion offering $1,000 in "free" wagers required them to ante up five times the amount, and then make at least $25,000 worth of bets within 90 days, seeking to end claims alleging its marketing was deceptive.

  • December 01, 2025

    AT&T Seeks To Block T-Mobile Price Tool From Data Scraping

    AT&T Services Inc. urged a Texas federal judge Sunday to issue a temporary restraining order blocking T-Mobile US Inc. from using its "Switch Made Easy" price-comparison tool to access AT&T's password-protected software without permission, while T-Mobile countered that the emergency injunction bid is unnecessary and fundamentally mischaracterizes its technology.

  • December 01, 2025

    CFTC's Pham Expands 'Due Process' For Enforcement Targets

    The U.S. Commodity Futures Trading Commission announced changes to its investigation process Monday that the acting chair said are meant to protect the due process rights of those who are accused of wrongdoing by agency attorneys.

  • December 01, 2025

    Chinese Equipment-Testing Co. Slams FCC's 'Bad Lab' Label

    An equipment-testing company controlled by the Chinese government chided the Federal Communications Commission for dubbing it a "bad lab" as the FCC looks to block the company's ability to test telecommunications devices flowing into the U.S. market.

  • December 01, 2025

    9th Circ. Rejects Asylum Bid From Sikh Party Supporter

    An Indian man who says he was assaulted in his home country for participating in a Sikh political party cannot seek asylum in the U.S., the Ninth Circuit ruled Monday, saying he hasn't established persecution, while one judge called for a U.S. Supreme Court "course correction" ironing out the appropriate review standard.

  • December 01, 2025

    Starbucks To Pay $39M In NYC's Fair Workweek Law Probe

    Starbucks has agreed to shell out nearly $39 million following a New York City Department of Consumer and Worker Protection probe that found the coffee chain had violated the city's Fair Workweek Law, the department and Mayor Eric Adams announced on Monday.

  • December 01, 2025

    Trump Tariff Refund Rights Should Be Preserved, Costco Says

    The federal government should have to refund President Donald Trump's emergency tariffs paid by Costco Wholesale Corp., the company told the U.S. Court of International Trade.

  • December 01, 2025

    Texas Says Shein May Have Sold Unsafe Products

    The Texas Office of the Attorney General has launched an investigation into global retailer Shein US Services LLC Corp. and its affiliates, saying Monday the fast-fashion company may have violated consumer safety laws.

  • December 01, 2025

    4 Mass. Rulings You May Have Missed In November

    A judge dismissed a flurry of proposed class actions alleging retailers flouted a Massachusetts law requiring that job applications include a notice of the state's ban on lie detectors, while a personal injury law firm couldn't escape a former associate's suit over its unilateral decision to eliminate commissions for cases he brought to the firm, among notable state court decisions in November.

  • December 01, 2025

    Libertarian Orgs. Tell Justices Cannabis Ban Is Outdated

    A pair of libertarian advocacy groups have filed friend-of-the-court briefs urging the U.S. Supreme Court to hear a case challenging the federal prohibition on marijuana, arguing that a 20-year-old precedent wrongly expanded Congress' power to regulate intrastate commerce.

  • December 01, 2025

    Bitcoin Treasury Co. Names New General Counsel

    Bitcoin Treasury company Strategy announced Monday that it has brought on a new general counsel, the former legal chief of blockchain platform company Chia Network Inc., according to a filing with the Securities and Exchange Commission.

  • December 01, 2025

    Attys Seek $99M From Colgate-Palmolive ERISA Pension Deal

    Attorneys representing Colgate-Palmolive retirees asked a New York federal court to approve $99 million in attorney fees and expenses from a $332 million megadeal ending claims the company skimped on pensioners' lump-sum retirement payouts, a request that comes after the court initially signed off on the settlement in October.

  • December 01, 2025

    DOJ Top Enviro Atty Joins Pillsbury In DC

    The former assistant attorney general for the U.S. Department of Justice's Environment and Natural Resources Division has come aboard Pillsbury Winthrop Shaw Pittman LLP's Washington, D.C., office, the firm announced Monday.

Expert Analysis

  • Series

    Adapting To Private Practice: 3 Tips On Finding The Right Job

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    After 23 years as a state and federal prosecutor, when I contemplated moving to a law firm, practicing solo or going in-house, I found there's a critical first step — deep self-reflection on what you truly want to do and where your strengths lie, says Rachael Jones at McKool Smith.

  • Strategies For Defending Banks In Elder Abuse Cases

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    Several recent cases demonstrate that banks have plenty of tools to defend against claims they were complicit in financial abuse of older adults, but financial institutions should also continue to educate customers about third-party scams before they happen, say attorneys at Troutman.

  • AG Watch: Va. Race Spotlights Consumer Protection Priorities

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    Ahead of the state's attorney general election, Virginia companies should assess how either candidate's approach could affect their compliance posture, with incumbent Jason Miyares promising a business-friendly atmosphere that prioritizes public safety and challenger Jay Jones pledging to focus on economic justice and corporate accountability, says Chuck Slemp at Cozen O’Connor.

  • A Look At Project Crypto's Plans For Digital Asset Regulation

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    U.S. Securities and Exchange Commission Chairman Paul Atkins' recent announcement of Project Crypto, an agencywide initiative to modernize federal securities regulations, signals a significant shift toward a more flexible regulatory framework that would shape the future of the U.S. digital asset market, say attorneys at WilmerHale.

  • Breaking Down The Intersection Of Right-Of-Publicity Law, AI

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    Jillian Taylor at Blank Rome examines how existing right-of-publicity law governs artificial intelligence-generated voice-overs, deepfakes and deadbots; highlights a recent New York federal court ruling involving AI-generated voice clones; and offers practical guardrails for using AI without violating the right of publicity.

  • Series

    Painting Makes Me A Better Lawyer

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    Painting trains me to see both the fine detail and the whole composition at once, enabling me to identify friction points while keeping sight of a client's bigger vision, but the most significant lesson I've brought to my legal work has been the value of originality, says Jana Gouchev at Gouchev Law.

  • H-2A Rule Rollback Sheds Light On 2 Policy Litigation Issues

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    The Trump administration’s recent refusal to defend an immigration regulation implemented by the Biden administration highlights a questionable process that both parties have used to bypass the Administrative Procedure Act’s rulemaking process, and points toward the next step in the fight over universal injunctions, says Mark Stevens at Clark Hill.

  • NY AML Rules Get Crypto Rebrand: What It Means For Banks

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    A recent letter from the New York State Department of Financial Services outlining how banks can use blockchain analytics in anti-money laundering efforts is a reminder that crypto activity is not exempted from banks' role in keeping the financial system safe, says Katherine Lemire at Lankler Siffert.

  • What's At Stake At High Court For Presidential Removal Power

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    Two pending U.S. Supreme Court cases —Trump v. Slaughter and Trump v. Cook — raise fundamental questions about the constitutional separation of powers, threaten the 90-year-old precedent of Humphrey's Executor v. U.S. and will determine the president's authority to control independent federal agencies, says Kolya Glick at Arnold & Porter.

  • Using The GHG Protocol For California Climate Reporting

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    With the California Air Resources Board's recent announcement that entities subject to the state's climate disclosure laws can use the Greenhouse Gas Protocol as a standard for structured, auditable reporting, a review of methods, data sources and disclosures under the protocol is timely for compliance planning, says Thierry Montoya at Frost Brown.

  • Employer Considerations As Ill. Ends Mandatory Fact-Finding

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    Illinois recently eliminated mandatory fact-finding conferences, and while such meetings tend to benefit complainants, respondent employers should not dismiss them out of hand without conducting a thorough analysis of the risks and benefits, which will vary from case to case, says Kimberly Ross at FordHarrison.

  • 3 Trends From AI-Related Securities Class Action Dismissals

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    A review of recently dismissed securities class actions centering on artificial intelligence highlights courts' scrutiny of statements about AI's capabilities and independence, and sustained focus on issues that aren't AI-specific, say attorneys at Alston & Bird.

  • Compliance Pointers Amid Domestic Terrorism Clampdown

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    A recent presidential memorandum marks a shift in federal domestic-terrorism enforcement that should prompt nonprofits to enhance diligence related to grantees, vendors and events, and financial institutions to shore up their internal resources for increased suspicious-activity monitoring and reporting obligations, say attorneys at Morgan Lewis.

  • 5 Evolving Marketing Risks That Finance Cos. Should Watch

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    Financial services providers should beware several areas where consumer protection regulators are broadening their scrutiny of modern marketing practices, such as the use of influencer testimonials or advertisements touting artificial intelligence-powered products, so they can better adapt to changing expectations for compliance, say attorneys at Hinshaw.

  • CFTC, SEC Joint Statement Highlights New Unity On Crypto

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    The U.S. Securities and Exchange Commission and U.S. Commodity Futures Trading Commission's recent joint statement announcing a cross-agency initiative enabling certain spot crypto-asset products to trade on regulated exchanges is the earliest and most visible instance of interagency cooperation on crypto regulation, say attorneys at Morgan Lewis.

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