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Compliance
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March 24, 2026
Drug Co. Atara Hit With Investor Suit Over FDA Denial
Drug company Atara Biotherapeutics Inc. has been hit with a proposed class action accusing it of harming investors by not disclosing certain manufacturing problems and research study deficiencies that made it unlikely the U.S. Food and Drug Administration would approve its new drug application.
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March 24, 2026
11th Circ. 'Looking For Boundaries' In Ponzi Probe Appeal
The Eleventh Circuit appeared conflicted Tuesday over a former CEO's claims that he was wrongly hit with more than $800,000 in penalties after a civil securities complaint into an alleged Ponzi scheme, weighing whether he was properly dinged for three violations over one enterprise.
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March 24, 2026
5th Circ. Upholds Pilot Suspension Over Tail Number
The Fifth Circuit upheld the suspension of a pilot who twice flew a jet that displayed an incorrect tail number and lacked an airworthiness certificate, ruling he shouldn't have relied on assertions by the aircraft's owner that the plane was in compliance with federal regulations.
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March 24, 2026
Latvian Gets 28 Months For Shipping Avionics To Russia
A Latvian national was sentenced to 28 months in prison by a Kansas federal judge for helping Russians evade U.S. export controls issued after the start of the Russia-Ukraine war and obtain U.S. avionics equipment, according to a filing Monday.
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March 24, 2026
Heritage Bank Client Alleges 'Unsecure' Servers Led To Breach
A Heritage Bank customer claimed in a putative class action Tuesday that the Washington-based financial institution failed to properly guard users' personal data that was stolen in a March 1 cyberattack, alleging the company used substandard security practices and failed to update its systems on a timely basis.
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March 24, 2026
FCC OKs Station Moves To Gray Media In Three Markets
The Federal Communications Commission has approved the transfer of three TV stations in Indiana and Mississippi to broadcast giant Gray Television despite objections from a variety of cable industry and consumer groups.
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March 24, 2026
NLRB Urges Judge To Declare Members, Judges Fireable
The National Labor Relations Board has moved to surrender its members' and judges' job protections, urging a Texas federal judge to strike language restricting their removals so the agency can restart a blocked suit accusing a pipeline company of retaliating against a worker.
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March 24, 2026
Trainer Sues SafeSport, Alleging Due Process Violation
An equestrian trainer sued SafeSport after decades-old allegations of sexual misconduct led to his temporary suspension, arguing that the organization violated his due process rights by not allowing him an opportunity to defend himself before taking action.
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March 24, 2026
Chicago Can Access $2B Trump Froze For Transit Upgrades
An Illinois federal judge on Tuesday granted the Chicago Transit Authority a temporary restraining order forcing the Trump administration to lift its freeze on more than $2 billion in funding for city train line upgrades, saying the administration "changed the game midstream" in applying a new rule for the transit grants retroactively and singled out Chicago and New York in doing so.
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March 24, 2026
Wash. Mandates AI Content Flags, Suicide Safeguards
Washington Gov. Bob Ferguson signed a pair of bills on Tuesday requiring large artificial intelligence companies to embed data that distinguishes deepfakes as AI-generated and forcing companion chatbot developers to take steps to protect minor users from suicide and self-harm.
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March 24, 2026
Md. Supreme Court Nixes Climate Torts Against Energy Cos.
Maryland's highest court on Tuesday dismissed climate change lawsuits brought by local governments against fossil fuel companies, saying that state law can't be used to impose liability for global greenhouse gas pollution.
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March 24, 2026
Snap Suit Tossed For State Enforcement Action Interference
A Utah federal judge on Tuesday dismissed Snap Inc.'s suit against two state officials aiming to block a state enforcement action, finding that the court must abstain while that enforcement action is pending.
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March 24, 2026
Judge Trims DEA's Suspension Of Fla. Pharmacy's Permits
A D.C. federal judge has granted a Florida pharmacy's motion to partially suspend a Drug Enforcement Administration order that halted its operations, saying the agency didn't adequately explain why it revoked the pharmacy's registration in the first place.
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March 24, 2026
Compliance Chiefs Offer Insight On AI In Financial Services
JPMorgan Chase & Co.'s chief compliance officer said Tuesday that artificial intelligence has proven "transformative" to her bank, and that she sees a time when compliance officers may come to supervise AI agents as the technology evolves.
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March 24, 2026
Warren Probes MrBeast's 'Ill Prepared' Crypto Plan For Kids
Massachusetts Sen. Elizabeth Warren, the ranking Democrat on the Senate Banking Committee, sent a letter to YouTube star MrBeast on Monday expressing skepticism about his potential plans to offer financial and cryptocurrency trading services to children, saying his company appears "ill prepared" for the move, while asking for information.
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March 24, 2026
Del. Lawmakers Roll Out Banking Overhaul, Stablecoin Bills
Delaware lawmakers unveiled a pair of bills aimed at overhauling the state's banking laws, which their sponsors say would position Delaware at the forefront of digital finance and mark the most significant update to its financial code in more than four decades.
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March 24, 2026
Developer Rips 'Nonsensical' Critics Of $68M Fair Lending Deal
Houston-area developer Colony Ridge told a Texas federal court that allegations underpinning a $68 million settlement with federal and state regulators would have faced "serious headwinds" at trial, pushing back on housing nonprofits' criticism of the deal resolving Biden-era fair lending claims against it.
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March 24, 2026
Vail Resorts, Alterra Hit With Antitrust Suit Over Ski Passes
Holders of multimountain season ski passes alleged in Colorado federal court that Vail Resorts Inc. and Alterra Mountain Co. inflated prices and suppressed competition by bundling access to ski areas and resorts that raised costs and reduced quality for skiers and snowboarders.
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March 24, 2026
Judge Allows Some Claims Against DOGE To Proceed
A D.C. federal judge ruled that four nonprofit groups can continue to pursue their claims that Elon Musk and the Department of Government Efficiency violated the Constitution's appointments clause and acted outside their legal authority while dismissing other Administrative Procedure Act and separation of powers claims.
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March 24, 2026
CFTC Creates Crypto, AI, Prediction Market Policy Task Force
U.S. Commodity Futures Trading Commission Chair Michael Selig announced the launch of an "Innovation Task Force" Tuesday, which will serve as a dedicated space for crypto, artificial intelligence and prediction market participants to interface directly with agency staff.
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March 24, 2026
Crypto Project Execs Escape Investors' Fraud, RICO Suit
A Tennessee federal judge has dismissed the alleged co-CEO and other executives of purported crypto projects from a suit accusing them of duping investors out of tens of millions of dollars with false promises of returns, finding the investors do not plausibly plead their fraud or racketeering claims.
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March 24, 2026
$5.7M Cigna Ghost Network Deal Receives Final Go-Ahead
An Illinois federal judge gave his final sign-off Tuesday to a $5.7 million settlement in what he called an "interesting" case accusing Cigna of improperly advertising out-of-network providers as though they're in-network for certain benefit plans it administered.
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March 24, 2026
Ga. Exec Cops To Role In Alleged $380M Ponzi Scheme
The former chief administrative officer of an Atlanta-area financial advisory group pled guilty Tuesday to one count of money laundering in connection to her role in what prosecutors said was a $380 million Ponzi scheme.
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March 24, 2026
Meta Owes $375M In NM Trial Over Harm To Teens
A New Mexico jury said Tuesday that Meta must pay $375 million over the state attorney general's bellwether claims that the social media giant hid the full scope of mental health harm its apps were causing to underage users.
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March 24, 2026
Regulator Bars Connecticut Atty From Investment Advising
A Connecticut attorney has agreed to stop acting as an investment adviser agent after the state's banking and securities regulator alleged that he hired a convicted Ponzi schemer as a paralegal and failed to maintain accurate books, records and disclosures.
Expert Analysis
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Takeaways From 1st DOJ Antitrust Whistleblower Payout
The U.S. Justice Department's recent $1 million antitrust whistleblower reward accelerates the race to report by signaling that the Antitrust Division's program can result in substantial financial awards and reinforcing the need for corporate compliance programs that reach beyond core components, say attorneys at Pillsbury.
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Series
Trail Running Makes Me A Better Lawyer
Navigating the muddy, root-filled path of trail marathons and ultramarathons provides fertile training ground for my high-stakes fractional general counsel work, teaching me to slow down my mind when the terrain shifts, sharpen my focus and trust my training, says Eric Proos at Next Era Legal.
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Navigating New Risks Amid Altered Foreign Issuer Landscape
The U.S. Securities and Exchange Commission's potential rulemaking to redefine who qualifies as a foreign private issuer will shape securities regulation and enforcement for decades, affecting not only FPIs and U.S. investors but also the U.S.' position in global capital markets, says Elisha Kobre at Sheppard.
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Open Questions After Defense Contractor Executive Order
The scope and long-term effects of President Donald Trump’s executive order on the U.S. defense industrial base are uncertain, but the immediate impact is significant as it appears to direct the U.S. Department of Defense to take a more active role in contractor affairs, say attorneys at Morgan Lewis.
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Navigating The Void Left By Axed EEOC Harassment Guidance
With the U.S. Equal Employment Opportunity Commission recently rescinding its 2024 enforcement guidance on harassment in the workplace, employers are left to guess how the agency may interpret an employer's obligations under Title VII and binding case law, areas that were previously clarified, say attorneys at Husch Blackwell.
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What NY's GHG Reporting Program Means For Oil, Gas Cos.
New York's new Mandatory Greenhouse Gas Reporting Program represents a significant compliance regime for the oil and gas industry, so any business touching the state's fuel market should determine its obligations, and be prepared to gather data, create a monitoring plan and institute controls for accurate reporting, say attorneys at White & Case.
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What Rescheduling Means For Cannabis Labels, Marketing
The proposed reclassification of cannabis is expected to bring heightened scrutiny of labeling, advertising and marketing from the U.S. Food and Drug Administration and the Federal Trade Commission, but the brands that tighten evidence, standardize operations and professionalize marketing controls now will see fewer surprises and better outcomes, say attorneys at Wilson Elser.
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CFIUS Risk Lessons From Chips Biz Divestment Order
President Donald Trump's January executive order directing HieFo to unwind its 2024 acquisition of a semiconductor business with ties to China underscores that even modestly sized transactions can attract CFIUS interest if they could affect strategic areas prioritized by the U.S. government, say attorneys at Debevoise.
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What Applicants Can Expect From Calif. Crypto License Law
With the July effective date for California's Digital Financial Assets Law fast approaching, now is a critical time for companies to prepare for licensure, application and coverage compliance ahead of this significant regulatory milestone that will reshape how digital asset businesses operate in California, say attorneys at MoFo.
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Elections Mean Time For Political Law Compliance Checkups
An active election year is the perfect time for in-house counsel to conduct a health check on their company's corporate political law compliance program to ensure it’s prepared to minimize risks related to electoral engagement, lobbying, pay-to-play laws and government ethics rules, say attorneys at Steptoe.
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Next Steps For Fair Housing Enforcement As HUD Backs Out
A soon-to-be-finalized U.S. Department of Housing and Urban Development rule, which would hand responsibility for determining disparate impact liability under the Fair Housing Act to the courts, reinforces the Trump administration’s wider rollback of fair lending enforcement, yet there are reasons to expect litigation challenging this change, say attorneys at Spencer Fane.
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Takeaways From 8th Circ. Ruling On Worker's 'BLM' Display
The Eighth Circuit's recent decision in Home Depot v. National Labor Relations Board, finding that Home Depot legally prohibited an employee from displaying Black Lives Matter messaging on his uniform, reaffirms employers' right to restrict politically sensitive material, but should not be read as a blank check, say attorneys at Hunton.
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Malpractice Claim Assignability Continues To Divide Courts
Recent decisions from courts across the country demonstrate how different jurisdictions balance competing policy interests in determining whether legal malpractice claims can be assigned, providing a framework to identify when and how to challenge any attempted assignment, says Christopher Blazejewski at Sherin & Lodgen.
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What Clarity Act Delay Reveals About US Crypto Regulation
The Senate Banking Committee's decision to delay markup of the Clarity Act, which would establish a comprehensive federal framework for digital assets, illuminates the political and structural obstacles that shape U.S. crypto regulation, despite years of bipartisan calls for regulatory clarity, says David Zaslowsky at Baker McKenzie.
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Courts' Rare Quash Of DOJ Subpoenas Has Lessons For Cos.
In a rare move, three federal courts recently quashed or partially quashed expansive U.S. Department of Justice administrative subpoenas issued to providers of gender-affirming care, demonstrating that courts will scrutinize purpose, cabin statutory authority and acknowledge the profound privacy burdens of overbroad government demands for sensitive records, say attorneys at ArentFox Schiff.