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Compliance
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									October 27, 2025
									FINRA Fines Conn. Broker-Dealer Over Underfunded ReservesA Connecticut brokerage will pay a $250,000 fine to end Financial Industry Regulatory Authority claims it underfunded its reserves and subsequently kept inaccurate records during a recent two-and-a-half year period. 
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									October 27, 2025
									Delta, Aeromexico Ask 11th Circ. To Halt Feds' JV Split OrderDelta Air Lines and Aeromexico have asked the Eleventh Circuit to freeze a Trump administration order directing them to scuttle their joint venture by Jan. 1, saying their legal challenge should first run its course and that unwinding their complex networks would be "tremendously burdensome." 
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									October 27, 2025
									5th Circ. Presses Texas County Over Redistricting PlanA Fifth Circuit panel pushed a Texas county to explain how a politician's comment that Black people tend to vote for Democrats should weigh on whether a redistricting plan disenfranchises minority voters, asking Monday whether the county acknowledges that race played a factor in the redistricting. 
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									October 27, 2025
									Epstein Docs From JPMorgan Case To Be Largely UnsealedA New York federal judge agreed Friday to unseal the "great majority" of documents sought by The New York Times and The Wall Street Journal in since-settled litigation alleging JPMorgan Chase aided Jeffrey Epstein's sex-trafficking activity, finding the names of individuals who discussed Epstein with bank executives must be unsealed. 
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									October 27, 2025
									Judge OKs $2.4M PeopleFacts Background Checks DealA Michigan federal judge Monday approved a $2.4 million settlement that PeopleFacts reached with a class of job-seekers whose criminal history was disclosed to potential employers, after those prospective workers had accused the background check company of making such disclosures without providing necessary notice. 
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									October 27, 2025
									AGs Call Landlord Deals In RealPage MDL 'Weak'A quartet of state attorneys general urged a Tennessee federal judge to hold off on approving $141.8 million in class settlements resolving claims that major landlords used RealPage to fix rent prices, arguing the "weak injunctive terms" and "meager monetary relief" interferes with their own cases. 
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									October 27, 2025
									Ex-Startup CFO's Crypto Wire Fraud Trial Begins In SeattleFederal prosecutors told a Seattle jury on Monday that the former chief financial officer of a Seattle-based startup committed wire fraud by funneling $35 million into his fintech venture that was wiped out during a subsequent cryptocurrency collapse, with defense counsel countering that "losing money with a bad investment is not a crime." 
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									October 27, 2025
									Texas Defends Using 'Alien Verification' System To Vet VotersTexas is looking to intervene in a lawsuit challenging the Trump administration's pooling of immigrants' personal data into centralized databases to help states purge voter rolls, saying that the challenge jeopardizes a "transformational" tool for doing so. 
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									October 27, 2025
									Ore. Religious Group Loses Tax-Exempt Bid In Claims CourtAn Oregon religious organization lost its challenge in the U.S. Court of Federal Claims to regain its church tax-exempt status, which the Internal Revenue Service revoked after determining that much of the group's spending personally benefited the founders' family members. 
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									October 27, 2025
									NY Judge Orders State Agency To Issue Climate RegulationsA New York state judge on Friday sided with green groups that sued the Department of Environmental Conservation for failing to promulgate regulations implementing a climate change law that the agency says would burden residents with high costs. 
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									October 27, 2025
									6th Circ. Judges Question FINRA's 'Voluntary' MembershipSixth Circuit judges probed the effect on private securities regulators of a U.S. Supreme Court decision limiting the U.S. Securities and Exchange Commission's use of in-house courts Monday, though a procedural issue may thwart the appeal. 
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									October 27, 2025
									9th Circ. OKs Gun Ban For Suspect Who Brought Gun To CourtThe Ninth Circuit on Monday revived the indictment of a man who brought a loaded handgun into an Idaho state court, finding that a no-contact order banning him from possessing a firearm does not violate his Second Amendment rights. 
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									October 27, 2025
									AbbVie Defends Challenge Of Colorado's Discount Drug LawAbbVie defended its lawsuit challenging a Colorado law it says conflicts with federal law by forcing manufacturers to sell drugs at steep discounts to Walgreens, CVS and other pharmacy chains, telling a federal judge that the state compels the biotech company to sell more discounted drugs than federal law requires. 
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									October 27, 2025
									Temp Agency Placed Unqualified Nursing Aides, Charges SayA Massachusetts temporary staffing agency sent unqualified nursing aides into at least four healthcare facilities by misrepresenting their credentials, and it allowed one of them to use the identity of a former employee, the state's attorney general alleged in an indictment announced Monday. 
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									October 27, 2025
									Developer Says Calif. Law Targets Its Santa Barbara ProjectThe developer behind a housing project in Santa Barbara, California, sued the city and state in federal court, claiming a new state law is unconstitutional because it unfairly singles out its development for additional review under the California Environmental Quality Act. 
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									October 27, 2025
									DOE's Wright Extends Order To Keep Md. Oil Plant RunningU.S. Secretary of Energy Chris Wright has extended an emergency order keeping an oil-fired power plant in Maryland running through year's end, citing reliability concerns raised by regional grid operator PJM Interconnection LLC. 
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									October 27, 2025
									Northrop Grumman Settles Pension Benefit Estimate FightNorthrop Grumman has agreed to settle a proposed class action from retirees alleging violations of federal benefits law over what they claimed were inaccurate pension estimates and the aerospace and defense company's failure to provide regular statements to beneficiaries, according to a joint filing in California federal court. 
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									October 27, 2025
									FERC Defends OK Of Grid Operator's Project Hookup StudyThe Federal Energy Regulatory Commission has told the Fifth Circuit that Louisiana and Mississippi utility regulators have no grounds to challenge its approval of a regional grid operator's cap on electricity generation projects evaluated as part of its interconnection process. 
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									October 27, 2025
									Korean Developers Defend Google Play Store Antitrust ClaimsForeign developers and trade associations for South Korean publishers are defending their Android app antitrust case against Google, saying their claims over U.S. and foreign Play Store transactions all belong in California federal court. 
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									October 27, 2025
									Exxon Sues Calif. Over Climate Disclosure LawsExxon Mobil Corp. is suing California over state laws the company says violate its First Amendment rights by forcing it "to serve as a mouthpiece" for ideas it disagrees with, including that large companies are uniquely responsible for climate change. 
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									October 27, 2025
									Latham Hires 19-Year Commerce Dept. Vet In DC As CounselLatham & Watkins LLP has hired a 19-year veteran of the U.S. Department of Commerce, who most recently was the acting director of an office that oversaw a number of export controls, the firm announced Monday. 
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									October 27, 2025
									Ex-Magellan CEO Avoids Prison Over Faulty Lead TestsThe former CEO of Magellan Diagnostics was sentenced in Massachusetts federal court Monday to a year of home confinement for failing to alert regulators to a problem in the company's lead-testing devices that resulted in inaccurately low lead levels being detected in blood samples. 
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									October 27, 2025
									StraightPath Ex-Sales Agent Tells Jury He Lied To CustomersA former StraightPath sales agent told a Manhattan federal jury Monday that he falsely assured would-be customers on the soundness of investing in pre-initial public offering shares, as three founders of the private equity firm faced charges of fraudulently raising roughly $400 million. 
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									October 27, 2025
									Compass Pushes For Redfin Docs In Zillow Antitrust FightCompass Inc. has urged a New York federal court presiding over the brokerage's antitrust suit against property listings company Zillow Inc. to order another property listings company, Redfin Corp., to provide copies of drafts of blog posts written by Redfin's CEO as well as a copy of an allegedly anticompetitive Zillow-Redfin rental agreement. 
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									October 27, 2025
									Top FTC Atty In Meta And Amazon Cases Joins WilmerHaleA former chief trial counsel at the Federal Trade Commission's Bureau of Competition, who was one of the lead attorneys on the agency's landmark monopolization cases against Amazon and Meta, has joined WilmerHale's Washington, D.C. office, the firm announced Monday. 
Expert Analysis
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								Importers Face Uncertainty As Court Stays Solar Tariff Ruling.jpg)  The overturning of a Commerce Department rule that allowed duty-free entry of solar cells between 2022 and 2024, now on appeal to the Federal Circuit, means the landscape for imported solar cells and modules is still in flux, while U.S. producers continue to rely on imports, say attorneys at Morgan Lewis. 
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								What To Expect After FDA Warnings To GLP-1 Compounders  The U.S. Food and Drug Administration's recent warning letters to companies advertising compounded versions of GLP-1 medications raise questions not just about the enforcement outlook for marketing such products, but also about the future of drug compounding as a whole, say attorneys at Spencer Fane. 
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								Where 4th And 9th Circ. Diverge On Trade Secret Timing  Recent Fourth and Ninth Circuit decisions have revealed a deepening circuit split over when plaintiffs must specifically define their alleged trade secrets, turning the early stages of trade secret litigation into a key battleground and elevating the importance of forum selection, say attorneys at Skadden. 
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								How Trump Admin. Is Shifting Biden's Antitrust Merger Enforcement  Antitrust enforcement trends under the Trump administration have included a moderation in the agencies' approach to merger enforcement as compared to enforcers compared to the prior administration, but dealmakers should still expect aggressive enforcement when the agencies believe consumers will be harmed and they expect to win in court, say attorneys at Rule Garza. 
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								How Financial Cos. Can Prep As NYDFS Cyber Changes Loom  Financial institutions supervised by the New York State Department of Financial Services can prepare for two critical cybersecurity requirements relating to multifactor authentication and asset inventories, effective Nov. 1, by conducting gap analyses and allocating resources to high-risk assets, among other steps, say attorneys at Pillsbury. 
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								Shutdown May Stall Hearings, But Gov't Probes Quietly Go On.jpg)  Thanks to staff assurances under the Government Employee Fair Treatment Act, the core work of congressional investigations continues during the shutdown that began Oct. 1 — and so does the investigative work that is performed behind closed doors on Capitol Hill, say attorneys at Jenner & Block. 
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								Opinion Ending Quarterly Reporting Would Erode Investor Protection  President Donald Trump recently called for an end to the long-standing practice of corporate quarterly reporting, but doing so would reduce transparency, create information asymmetries, provide more opportunities for corporate fraud and risk increased stock price volatility, while not meaningfully increasing long-term investments, say attorneys at Bleichmar Fonti. 
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								Series Adapting To Private Practice: 3 Tips On Finding The Right Job  After 23 years as a state and federal prosecutor, when I contemplated moving to a law firm, practicing solo or going in-house, I found there's a critical first step — deep self-reflection on what you truly want to do and where your strengths lie, says Rachael Jones at McKool Smith. 
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								Strategies For Defending Banks In Elder Abuse Cases  Several recent cases demonstrate that banks have plenty of tools to defend against claims they were complicit in financial abuse of older adults, but financial institutions should also continue to educate customers about third-party scams before they happen, say attorneys at Troutman. 
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								AG Watch: Va. Race Spotlights Consumer Protection Priorities  Ahead of the state's attorney general election, Virginia companies should assess how either candidate's approach could affect their compliance posture, with incumbent Jason Miyares promising a business-friendly atmosphere that prioritizes public safety and challenger Jay Jones pledging to focus on economic justice and corporate accountability, says Chuck Slemp at Cozen O’Connor. 
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								A Look At Project Crypto's Plans For Digital Asset Regulation  U.S. Securities and Exchange Commission Chairman Paul Atkins' recent announcement of Project Crypto, an agencywide initiative to modernize federal securities regulations, signals a significant shift toward a more flexible regulatory framework that would shape the future of the U.S. digital asset market, say attorneys at WilmerHale. 
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								Breaking Down The Intersection Of Right-Of-Publicity Law, AI  Jillian Taylor at Blank Rome examines how existing right-of-publicity law governs artificial intelligence-generated voice-overs, deepfakes and deadbots; highlights a recent New York federal court ruling involving AI-generated voice clones; and offers practical guardrails for using AI without violating the right of publicity. 
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								Series Painting Makes Me A Better Lawyer  Painting trains me to see both the fine detail and the whole composition at once, enabling me to identify friction points while keeping sight of a client's bigger vision, but the most significant lesson I've brought to my legal work has been the value of originality, says Jana Gouchev at Gouchev Law. 
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								H-2A Rule Rollback Sheds Light On 2 Policy Litigation Issues  The Trump administration’s recent refusal to defend an immigration regulation implemented by the Biden administration highlights a questionable process that both parties have used to bypass the Administrative Procedure Act’s rulemaking process, and points toward the next step in the fight over universal injunctions, says Mark Stevens at Clark Hill. 
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								NY AML Rules Get Crypto Rebrand: What It Means For Banks  A recent letter from the New York State Department of Financial Services outlining how banks can use blockchain analytics in anti-money laundering efforts is a reminder that crypto activity is not exempted from banks' role in keeping the financial system safe, says Katherine Lemire at Lankler Siffert.