Compliance

  • April 23, 2026

    Senators Seek Oversight Of DOL Benefits Agency Probes

    A pair of Republican senators introduced legislation that would require the U.S. Department of Labor's employee benefits arm to give Congress more information about its enforcement efforts, an action lawmakers say is necessary to ensure investigations are conducted in a timely manner.

  • April 23, 2026

    Fla. Subpoenas Cos., Green Groups In Plastics Antitrust Probe

    Florida's attorney general has subpoenaed several major corporations, including Unilever, Coca-Cola, Target, Nestle and Mondelez International, and a number of environmental groups as part of an investigation into whether their involvement in organizations aiming to reduce plastic waste might run afoul of antitrust and consumer protection laws.

  • April 23, 2026

    Judge Questions DOJ Bid To End Suit Over Trans Care Memo

    A Massachusetts federal judge appeared unmoved Thursday by a U.S. Department of Justice lawyer's argument that a suit challenging directives on prosecuting providers of gender-affirming care for transgender children is an abstract debate, noting that some providers have deemed the care too risky and stopped services. 

  • April 23, 2026

    Nelson Mullins Adds BakerHostetler Regulatory Pro In Texas

    Nelson Mullins Riley & Scarborough LLP has expanded its Houston roster with a former BakerHostetler partner who brings substantial experience advising manufacturers and distributors on regulatory issues.

  • April 23, 2026

    DOJ Final Order Loosens Rules For State-Legal Medical Pot

    The U.S. Department of Justice published a final order Thursday loosening federal restrictions on medical marijuana products that fall within the ambit of state-regulated programs or have approval from the U.S. Food and Drug Administration.

  • April 22, 2026

    CFPB Curbs Fair Lending Oversight In Latest Reg Rollback

    The Consumer Financial Protection Bureau has moved to curtail enforcement of a decades-old federal fair lending statute, finalizing a rule that consumer advocates are condemning as an evisceration of antidiscrimination oversight.

  • April 22, 2026

    House GOP Again Pushes Data Privacy Bill To Override States

    House Republicans on Wednesday took their latest crack at establishing a cohesive nationwide data privacy framework, floating legislation that would give consumers more control over their personal information while preempting a growing patchwork of state laws, although early criticisms indicate that the issues that have long stymied these efforts persist.

  • April 22, 2026

    Anthropic Slams Hegseth's Security Risk Label At DC Circ.

    Anthropic Wednesday asked the D.C. Circuit to overturn the U.S. Department of Defense's action branding it a supply chain risk, saying the decision was retaliation for the artificial intelligence company's refusal to provide the Trump administration with technology for mass domestic surveillance or fully autonomous weapons.

  • April 22, 2026

    Pal Of Ex-Beneficient CEO Aided Fraud Cover-Up, Jury Hears

    A childhood friend of the founder and former CEO of Dallas-based financial services firm Beneficient on Wednesday told a Manhattan federal jury that he fabricated email correspondence and signed documents misstating his time as head of what prosecutors say was a shell company used to pull off a $100 million fraud.

  • April 22, 2026

    Alston & Bird Says Goliath Investors Can't Claim Malpractice

    Alston & Bird LLP urged a Florida federal court on Wednesday to toss a malpractice suit claiming the firm facilitated a $328 million cryptocurrency scam at Goliath Ventures Inc., arguing that the proposed class of Goliath investors who brought the suit were never clients of the firm.

  • April 22, 2026

    Coinbase, Gemini Nudge NY 'Gambling' Cases To Fed. Court

    A day after being sued by the New York Attorney General's Office for allegedly running illegal gambling operations through sports and election event contract offerings, Coinbase and Gemini on Wednesday sent the cases to federal court, claiming their services are federally regulated by the U.S. Commodity Futures Trading Commission and not state gambling regulators.

  • April 22, 2026

    Del. Justices Cast Doubt On Applying Jarkesy To State Cases

    The Delaware Supreme Court appeared reluctant Wednesday to apply the U.S. Supreme Court's Jarkesy holding to state securities fraud cases, questioning arguments that Delaware's administrative law courts are unconstitutional because they deny defendants a jury trial.

  • April 22, 2026

    SBF Says He Wrote New Trial Bid Himself, But Asks To Pull It

    Imprisoned FTX founder Sam Bankman-Fried has told a New York federal judge that, although his attorney parents made suggestions regarding his motion for a new trial, he wrote the brief himself, but now wants to withdraw the request, because he doesn't "believe I will get a fair hearing on this topic in front of you."

  • April 22, 2026

    Alabama AG Secures $12.2M Roblox Kid Safety Deal

    The Alabama attorney general has announced a $12.2 million deal with popular gaming platform Roblox that would add age restrictions and more parental controls to protect children from online sexual predators.

  • April 22, 2026

    Key Tronic, SEC Settle Over Inventory Mismanagement Claims

    Key Tronic Corp. and two of its executives reached a settlement with the U.S. Securities and Exchange Commission over claims one of the manufacturer's facilities in Minnesota engaged in improper expense management and that the executives responded incorrectly to an internal complaint about the facility.

  • April 22, 2026

    TD Bank, Airline Data Co. Accused Of Sharing Info With Govt.

    TD Bank NA and airline-owned financial technology company Airlines Reporting Corp. are facing a proposed class action in Delaware federal court accusing them of funneling airfare transaction data to the government through a "secret pipeline," in violation of consumers' financial privacy rights.

  • April 22, 2026

    StoneTurn Hires Ex-SEC Enforcement Accountant As Partner

    StoneTurn announced Wednesday that it has hired a new partner with 15 years of experience at the U.S. Securities and Exchange Commission, including as a forensic accountant in the agency's enforcement division.

  • April 22, 2026

    Pa. Coal Plants To Stay Open After Consenting To Upgrades

    Two coal-fired power plants in western Pennsylvania will shift from their previous plan to close down by 2028 and will be required to upgrade their wastewater treatment systems under a consent decree state officials announced Tuesday evening.

  • April 22, 2026

    9th Circ. Says Calif. Can't Force Federal Agents To Display ID

    A Ninth Circuit panel temporarily blocked California from enforcing part of a law requiring law enforcement officers, including federal immigration agents, to visibly display identification, ruling it is likely unconstitutional.

  • April 22, 2026

    Nexstar Appeals Order Blocking $6.2B Tegna Merger

    Nexstar Media Group Inc. has made good on its promise to appeal an order preventing it from fully merging with Tegna Inc., as the broadcasters fight a challenge of the $6.2 billion deal from state enforcers and satellite provider DirecTV.

  • April 22, 2026

    FCC Asks If Shows With Trans People Need Higher Rating

    The Federal Communications Commission is wondering whether it should update the TV rating system to warn people when a program may include transgender or nonbinary characters or themes related to gender identity, so parents could "make informed choices for their families."

  • April 22, 2026

    Illinois Judge Sends Kalshi Gambling Suit To New York

    An Illinois federal judge transferred a putative class action accusing Kalshi Inc. of violating Illinois gambling and consumer protection laws to New York, which has consolidated similar lawsuits claiming the platform falsely markets itself as a "prediction market," when it is actually running an illegal sports gambling operation.

  • April 22, 2026

    NY Gov. Bans State Officials Using Inside Info For Online Bets

    New York Gov. Kathy Hochul signed an executive order Wednesday blocking state officials from trading on prediction markets using insider information they obtained during the course of their official duties, citing recent reports of bets related to the U.S. military action within Venezuela and the war in Iran.

  • April 22, 2026

    Chevron Gets Steel Firm's NJ Soil Cleanup Suit Pared Down

    A New Jersey federal judge tossed contract claims from a Maryland-based steel company accusing Chevron USA Inc. of failing to clean up pesticide contamination at a New Jersey industrial site, while allowing environmental and indemnity counts to proceed.

  • April 22, 2026

    Oklahoma Sports Betting Bill Wins Thunder, Tribal Backing

    Two Republican lawmakers in Oklahoma have amended a version of a bill to legalize sports betting in the state with the backing of the Oklahoma City Thunder that will allow wagers to be placed through platforms operated in partnership with the state's tribal nations.

Expert Analysis

  • Agentic AI Use May Trigger Existing Consumer Finance Laws

    Author Photo

    As artificial intelligence agents interact more and more with payment systems, financial institutions should be cognizant of how existing consumer protection laws like the Equal Credit Opportunity Act apply when transactions are executed by automated systems rather than individuals, noting authorization and liability gaps, say attorneys at Sheppard.

  • SEC Guidance Further Solidifies Status Of Tokenized Assets

    Author Photo

    The U.S. Securities and Exchange Commission recently released a statement that tokenized securities are securities governed by traditional securities laws, representing continued regulatory clarity and the development of expanded technical standards and risk management guidelines that can only improve the long-term viability of financial markets, say attorneys at Barnes & Thornburg.

  • What's Next For The Advanced Air Mobility Sector

    Author Photo

    The U.S. Department of Transportation’s recent selection of electric vertical takeoff and landing pilot program participants marks a transition from aspirational policy to accountable implementation, and regulatory strategy should be at the center of business planning across the advanced air mobility ecosystem, say attorneys at Morgan Lewis.

  • 5 Tips For Navigating Your Firm's All-Attorney Summit

    Excerpt from Practical Guidance
    Author Photo

    Law firm retreats should be approached strategically, as they present valuable opportunities to advance both the firm's objectives and attorneys' professional development through meaningful participation, building and strengthening internal relationships, and proactive follow-up, says James Argionis at Cozen O’Connor.

  • New NLRB GC Likely To Prioritize Efficiency Over Policy Shifts

    Author Photo

    After the National Labor Relations Board operated without a quorum for nearly a year, general counsel Crystal Carey's early memoranda reflect a shift away from sweeping policy changes and toward clearing the case backlog, creating an environment that rewards employers' preparation and efficiency over prolonged litigation, says Michael Passarella at Olshan Frome.

  • Opinion

    Clarity Act Would Clear Welcome Pathways For Blockchain

    Author Photo

    The framework proposed under the Senate Banking Committee's version of the Clarity Act creates reasonable compliance obligations and meaningful token-distribution opportunities that would open the door for more U.S.-based blockchain projects, without the heightened risk of securities litigation and regulatory enforcement, says Karen Ubell at Goodwin.

  • How Bankrupt Cos. Can Seek Refunds For Illegal Tariffs

    Author Photo

    In light of the U.S. Supreme Court's recent decision striking down President Donald Trump's International Emergency Economic Powers Act tariffs as illegal, some companies may have strong prospects for recovering refunds from the government, and trustees in bankruptcy may have a significant role to play in seeking such recovery, say attorneys at Stinson.

  • NYC Leave Law Expands Compliance Beyond Written Policies

    Author Photo

    Following recent amendments to New York City's Earned Safe and Sick Time Act that expand its uses, give employees 32 hours of immediately available time off and create a right to request schedule changes, compliance now turns on whether employees can use time off without facing barriers or discipline, say attorneys at Polsinelli.

  • Legal And Industry Impacts Of America's Maritime Action Plan

    Author Photo

    America's Maritime Action Plan, unveiled by the White House last month, introduces changes to trade investigations, a new maritime trust fund and more — adding regulatory and compliance obligations for companies and counsel, but also new avenues for client engagement in project finance, contract negotiation and dispute resolution, say attorneys at Holland & Knight.

  • 5 Gov't Contractor Tips Following Anthropic Risk Designation

    Author Photo

    The Pentagon's designation of Anthropic as a supply chain risk is an unprecedented action that raises significant legal questions, and with government contractors already receiving directives and inquiries concerning their use of Anthropic products and services, there are several strategies contractors can use to manage risk, say attorneys at Mayer Brown.

  • 6 Noteworthy Changes From SEC Enforcement Manual Update

    Author Photo

    Recent updates to the U.S. Securities and Exchange Commission’s enforcement manual represent a commitment to transparency and fair process, with the signature change being a requirement that staff make certain probative evidence available during the Wells process, say attorneys at Debevoise.

  • AI Is Changing The Game For Lenders' Vendor Governance

    Author Photo

    Recent guidance from Freddie Mac and the Treasury Department reinforces that expectations surrounding AI oversight are beginning to shape how mortgage lenders operationalize vendor governance, which is emerging as a critical compliance challenge for the decade ahead, says Alexandra Temple at Mitchell Sandler.

  • How Data Centers Can Prep For Legal Challenges Amid War

    Author Photo

    Amid conflict in the Middle East, data centers may now be exposed to state-level kinetic threats, creating significant legal, regulatory and contractual implications, so operators should update their legal and operational frameworks in order to withstand future disruptions and meet the regulator expectations, say attorneys at Baker Botts.

  • Series

    Coaching Soccer Makes Me A Better Lawyer

    Author Photo

    Coaching youth soccer for my 7-year-old son's team has sharpened how I communicate with clients, prepare witnesses, work within teams and think about leadership, making me a more thoughtful and effective lawyer in many ways, says Joshua Holt at Smith Currie.

  • How Internal Reporting Could Benefit Antitrust Whistleblowing

    Author Photo

    As the Justice Department's new antitrust whistleblower program stands to raise questions over the interaction between rewards and corporate leniency, incentivizing internal reporting first could increase the likelihood that the Antitrust Division receives the high-quality evidence needed to successfully prosecute cartel cases, says Daniel Oakes at Axinn.

Want to publish in Law360?


Submit an idea

Have a news tip?


Contact us here
Can't find the article you're looking for? Click here to search the Compliance archive.