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Compliance
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March 24, 2026
Commonwealth Financial To Pay $5M To Settle SEC Suit
The U.S. Securities and Exchange Commission has agreed to accept $5 million from Commonwealth Financial Network to resolve conflict disclosure claims, nearly a year after the First Circuit overturned the agency's previous $93 million judgment against the firm.
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March 24, 2026
Pa. PUC Gets First Dibs On Developer's Water Meter Dispute
A Lackawanna County, Pennsylvania, developer's dispute with Pennsylvania American Water Co. over the location of water meters belongs before the state Public Utility Commission, not a trial court, an appellate panel ruled Tuesday.
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March 24, 2026
Fraud Task Force May Boost White Collar Defense Work
A new federal anti-fraud task force involving at least a dozen federal agencies could soon expose more state and local governments, contractors, companies and others to compliance risks, particularly in healthcare fraud and False Claims Act cases, experts say.
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March 24, 2026
NC Justices To Decide If AG Can Pursue DuPont Pollution Suit
The North Carolina Supreme Court's conservative majority has agreed to take up an appeal by two DuPont spinoffs challenging the state attorney general's authority to sue them over forever chemical contamination, granting certiorari over the objection of their liberal colleagues.
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March 24, 2026
Apple Flouting Mass. Law With Late Pay, Suit Says
A former Apple Store manager says the tech giant consistently paid her and hundreds of other Massachusetts workers later than permitted by state law, according to a proposed class action filed in state court.
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March 24, 2026
Trump Fights To Keep JPMorgan Debanking Suit In Fla. Court
President Donald Trump asked a Miami federal judge to send his $5 billion debanking lawsuit against JPMorgan Chase Bank NA back to Florida state court, arguing the banking giant is staking its basis for federal jurisdiction on an "overly expansive interpretation" of Florida law.
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March 24, 2026
Citibank Wins Order To Arbitrate Military Lending Case
A North Carolina federal judge paused a military consumer lawsuit against Citibank NA over misleading information about interest and fees after the Fourth Circuit determined that the arbitration agreements were enforceable.
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March 24, 2026
Mass General Accused Of Shaving Time From Workers' Pay
Boston-based healthcare system Mass General Brigham shaved as much as 14 minutes a day from employees' pay by rounding their clock-in and clock-out times, according to a proposed class and collective action filed in federal court.
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March 23, 2026
Bankman-Fried Must Reveal Any Legal Help In Pro Se Motion
A federal judge in Manhattan on Monday ordered incarcerated FTX founder Sam Bankman-Fried to reveal how much, if any, attorney help he had in drafting his motion for a new trial, saying criminal defendants don't have the right to both represent themselves and be represented by counsel.
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March 23, 2026
Wash. OKs Cash Transaction Rounding Rules As Penny Fades
Washington adopted a law on Monday allowing cash retail transactions to be rounded to the nearest nickel increment, providing clarity for Evergreen State merchants in the wake of the federal government's decision to stop making pennies last year.
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March 23, 2026
Anthropic Says DOD Security Risk Label Is Unconstitutional
Anthropic PBC has doubled down on its push for an order blocking the Trump administration from labeling it a supply chain risk to national security, telling a California federal court the executive branch was punishing "a major company for the sin of expressing its views on a matter of profound public significance."
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March 23, 2026
SEC Must Give Video Of Elon Musk Interview To Oscar Winner
The U.S. Securities and Exchange Commission must release a video interview of Elon Musk from its civil fraud investigation of the billionaire to a film company led by Oscar-winner Alex Gibney, a D.C. federal judge ruled Monday, saying the SEC already has publicized the interview's contents through a transcript.
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March 23, 2026
Ex-Fla. Rep Paid To Secretly Lobby For Maduro, Jurors Told
A prosecutor told a Florida federal jury Monday that former congressman David Rivera and a political consultant conspired to secretly lobby for deposed Venezuelan President Nicolás Maduro in violation of the law, saying they were paid to help influence U.S. official policy toward the South American country without approval.
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March 23, 2026
Civil Rights Attys Sanctioned After Admitting AI Errors
A Utah federal judge sanctioned two solo practitioners Monday who represent a disabled teenager's parents in their civil rights lawsuit against a school district for filing a brief with two artificial intelligence-generated errors, ordering them to complete ethics training but declining additional fee sanctions, because they "sincerely" accepted their responsibility.
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March 23, 2026
High Court Won't Review Mortgage Firm's $8M CFPB Fine
The U.S. Supreme Court declined Monday to take up a now-shuttered mortgage services firm's yearslong fight against a nearly $8 million Consumer Financial Protection Bureau judgment, rebuffing an appeal tied in part to the agency's past leadership structure.
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March 23, 2026
DOD Schools' Can't Escape Suit Over Book And Lesson Ban
The U.S. Department of Defense must face litigation seeking to restore hundreds of books and lessons on race and gender that were pulled from the DOD school system under the Trump administration after a Virginia federal judge refused to dismiss the case.
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March 23, 2026
CooperSurgical Fights Docs Request In Embryo Loss Suit
Fertility company CooperSurgical Inc. is pushing back against a bid to compel the release of internal financial and other records in litigation brought by a couple who claims the company negligently destroyed their embryos with its recalled culture media, calling the request overly broad.
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March 23, 2026
Calif. Sues To Stop Trump's 'Power Grab' To Restart Pipeline
California slammed as a "breathtaking power grab" the U.S. Department of Energy's order directing Sable Offshore Corp. to restart a pipeline in Southern California that was shuttered in 2015 following a massive oil spill, asserting in a lawsuit Monday that the order is a "stunning usurpation" of state authority.
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March 23, 2026
Polymarket Bars Insider Trading In Latest Rule Book Update
Polymarket announced Monday that it's updating its rule book to address insider trading in event contracts, explicitly barring trades on stolen confidential information, illegal tips or by those who can "influence the outcome" of a prediction market.
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March 23, 2026
Judge Unlikely To Halt Evictions In Md. Condo-County Dispute
A Maryland federal judge signaled that he likely wouldn't block Prince George's County from evicting condo owners whose buildings have been without heat since December, but also said he likely wouldn't dismiss the residents' claims that the county — by assisting a nearby homeless encampment — has created numerous problems at the complex.
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March 23, 2026
FCC Urges Justices To Reject Repeal Of Penalty Power
The Federal Communications Commission has urged the U.S. Supreme Court to keep the agency's monetary penalty powers intact, saying the agency's current practice does not deny targets of fines their right to a jury trial and is not binding until a court orders payment.
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March 23, 2026
11th Circ. Upholds Florida's Ban On Lab-Grown Meat
The Eleventh Circuit on Monday rejected a food technology company's bid to block Florida's ban on lab-grown chicken, ruling that the federal Poultry Products Inspection Act does not preempt the state law because the statute governs production standards and ingredients, not whether a state may ban a product outright.
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March 23, 2026
FCC Adds Foreign Routers To Nat'l Security Risk List
The Federal Communications Commission on Monday added foreign-made routers to a list of consumer electronics gear that cannot be sold on the U.S. market without specific authorization.
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March 23, 2026
FTC's Meador Says Breakups Not So 'Extreme'
Federal Trade Commission member Mark R. Meador continued Monday to vouch for corporate breakups as a remedy in antitrust conduct cases, maintaining in Washington, D.C., remarks that structural fixes are often the "cleanest" option, one that can be presented to increasingly skeptical judges as the only statutory pathway.
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March 23, 2026
LaGuardia Airport Runway Collision: What We Know So Far
A late Sunday runway collision between an Air Canada passenger jet and a fire truck marked the first deadly accident at LaGuardia Airport in more than three decades, federal and state officials said, raising troubling questions about air traffic control procedures at one of the busiest airports serving the New York metropolitan area.
Expert Analysis
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Series
Judges On AI: Practical Use Cases In Chambers
U.S. Magistrate Judge Allison Goddard in the Southern District of California discusses how she uses generative artificial intelligence tools in chambers to make work more efficient and effective — from editing jury instructions for clarity to summarizing key documents.
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Opinion
Corporations Should Think Twice About Mandatory Arbitration
The U.S. Securities and Exchange Commission's recent acceptance of mandatory arbitration provisions in corporate charters and bylaws does not make them wise, as the current system of class actions still offers critical advantages for corporations, says Mohsen Manesh at the University of Oregon School of Law.
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Assessing Compliance Risks Around TrumpRx Participation
As there are novel compliance obligations and potential political opposition related to the new TrumpRx online drug platform, companies intending to participate on the site should consider the pressure points that are likely to draw enforcement scrutiny, say attorneys at Sheppard.
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A Closer Look At California Financial Regulator's 2026 Agenda
California Department of Financial Protection and Innovation Commissioner KC Mohseni in recent remarks demonstrated the regulator's growing importance amid the Consumer Financial Protection Bureau's retreat by debuting expansive goals for 2026, including finalizing rulemaking for the state's digital asset law and expanding enforcement authority around consumer complaints, says John Kimble at Hinshaw.
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California's New Privacy Laws Demand Preparation From Cos.
An increase in breach disclosures is coinciding with California's most comprehensive privacy and artificial intelligence legislation taking effect, illustrating the range of vulnerabilities organizations in the state face and highlighting that the key to successfully managing these requirements is investing in capabilities before they became urgent, says Camilo Artiga-Purcell at Kiteworks.
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Takeaways From 1st DOJ Antitrust Whistleblower Payout
The U.S. Justice Department's recent $1 million antitrust whistleblower reward accelerates the race to report by signaling that the Antitrust Division's program can result in substantial financial awards and reinforcing the need for corporate compliance programs that reach beyond core components, say attorneys at Pillsbury.
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Series
Trail Running Makes Me A Better Lawyer
Navigating the muddy, root-filled path of trail marathons and ultramarathons provides fertile training ground for my high-stakes fractional general counsel work, teaching me to slow down my mind when the terrain shifts, sharpen my focus and trust my training, says Eric Proos at Next Era Legal.
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Navigating New Risks Amid Altered Foreign Issuer Landscape
The U.S. Securities and Exchange Commission's potential rulemaking to redefine who qualifies as a foreign private issuer will shape securities regulation and enforcement for decades, affecting not only FPIs and U.S. investors but also the U.S.' position in global capital markets, says Elisha Kobre at Sheppard.
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Open Questions After Defense Contractor Executive Order
The scope and long-term effects of President Donald Trump’s executive order on the U.S. defense industrial base are uncertain, but the immediate impact is significant as it appears to direct the U.S. Department of Defense to take a more active role in contractor affairs, say attorneys at Morgan Lewis.
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Navigating The Void Left By Axed EEOC Harassment Guidance
With the U.S. Equal Employment Opportunity Commission recently rescinding its 2024 enforcement guidance on harassment in the workplace, employers are left to guess how the agency may interpret an employer's obligations under Title VII and binding case law, areas that were previously clarified, say attorneys at Husch Blackwell.
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What NY's GHG Reporting Program Means For Oil, Gas Cos.
New York's new Mandatory Greenhouse Gas Reporting Program represents a significant compliance regime for the oil and gas industry, so any business touching the state's fuel market should determine its obligations, and be prepared to gather data, create a monitoring plan and institute controls for accurate reporting, say attorneys at White & Case.
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What Rescheduling Means For Cannabis Labels, Marketing
The proposed reclassification of cannabis is expected to bring heightened scrutiny of labeling, advertising and marketing from the U.S. Food and Drug Administration and the Federal Trade Commission, but the brands that tighten evidence, standardize operations and professionalize marketing controls now will see fewer surprises and better outcomes, say attorneys at Wilson Elser.
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CFIUS Risk Lessons From Chips Biz Divestment Order
President Donald Trump's January executive order directing HieFo to unwind its 2024 acquisition of a semiconductor business with ties to China underscores that even modestly sized transactions can attract CFIUS interest if they could affect strategic areas prioritized by the U.S. government, say attorneys at Debevoise.
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What Applicants Can Expect From Calif. Crypto License Law
With the July effective date for California's Digital Financial Assets Law fast approaching, now is a critical time for companies to prepare for licensure, application and coverage compliance ahead of this significant regulatory milestone that will reshape how digital asset businesses operate in California, say attorneys at MoFo.
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Elections Mean Time For Political Law Compliance Checkups
An active election year is the perfect time for in-house counsel to conduct a health check on their company's corporate political law compliance program to ensure it’s prepared to minimize risks related to electoral engagement, lobbying, pay-to-play laws and government ethics rules, say attorneys at Steptoe.