Compliance

  • April 21, 2026

    Defendant Says Rx Software Was Guide For Docs, Not Fraud

    A man accused of swindling Medicare out of nearly half a billion dollars was simply trying to make it easier for doctors to navigate labyrinthine Medicare regulations to get orthotic braces approved for their patients, his attorney told jurors in Florida federal court Tuesday.

  • April 21, 2026

    Scooter Rental Company Can't Escape SEC Fraud Suit

    A Florida federal judge denied scooter rental company Go X's bid to dismiss a suit brought by the U.S. Securities and Exchange Commission alleging it misled hundreds of investors to raise $4 million, finding the agency has adequately alleged the company's investment program offered scooters as unregistered securities.

  • April 21, 2026

    Judge Eyes Ballot Deadline In Feud Over BJ's Climate Study

    A Massachusetts federal judge on Tuesday said he's eager to cut to the chase in a dispute over whether BJ's Wholesale Club must allow shareholders to vote on a climate study proposal, suggesting the case could be resolved ahead of a looming proxy ballot deadline. 

  • April 21, 2026

    Group Says EPA Missed Deadline Over Legacy-Asbestos Rule

    A nonprofit aimed at preventing asbestos-related diseases accused the U.S. Environmental Protection Agency in Washington, D.C., federal court Tuesday of violating the Toxic Substances Control Act, saying the agency still hasn't proposed a risk mitigation rule on "legacy" asbestos.

  • April 21, 2026

    House Panel Votes To Gut Corporate Transparency Act

    A House finance committee advanced a bill Tuesday that would defang the Corporate Transparency Act by exempting all domestically owned companies from compliance, codifying a limitation already implemented by the U.S. Department of the Treasury.

  • April 21, 2026

    Kalshi, Tribes Must Weigh In On Pause For 9th Circ. Ruling

    A California federal judge on Tuesday ordered Golden State indigenous groups, KalshiEx Inc. and Robinhood to explain why their fight over allegedly illegal gambling shouldn't be paused pending the Ninth Circuit's decision in a case determining whether Nevada can enforce state gambling laws against prediction markets.

  • April 21, 2026

    W.Va. Strikes $11.5M Deal With Roblox Over Kid Safety

    The West Virginia attorney general on Tuesday said his office had reached an $11 million settlement with gaming platform Roblox that will "fundamentally overhaul" the embattled company's child safety protections with mandatory age verification and limits on adult interactions with minors.

  • April 21, 2026

    Novo Nordisk Unit Can't Slip Former Exec's Sex, Age Bias Suit

    A Novo Nordisk unit must face a former finance director's lawsuit claiming she was fired because she was an older woman who complained about a male co-worker's behavior, with a North Carolina federal judge ruling her allegations were detailed enough to stay in court.

  • April 21, 2026

    Calif. Privacy Agency Seeks Input On Rules Over Worker Data

    The California Privacy Protection Agency is seeking feedback on a range of topics to inform potential future regulations, including whether new rules are needed to regulate the use of employee and job applicants' personal data, and whether existing rules need to be updated to simplify potentially confusing privacy policies.

  • April 21, 2026

    Mass. Judge Freezes Trump Admin's Anti-Wind, Solar Orders

    A Massachusetts federal judge paused a suite of federal agency actions that renewable energy trade groups say have restricted wind and solar permitting, determining on Tuesday that the government did not adequately explain its actions and acted contrary to federal law.

  • April 21, 2026

    Chicago Transit Authority Seeks To Block Refreeze Of $3B

    Chicago's transit agency has asked a federal judge to convert his recent temporary restraining order to a preliminary injunction that would block the Trump administration from refreezing $3 billion in funding for city train line upgrades while its lawsuit plays out, saying while work on the projects has been allowed to continue with the TRO, "that peace is fragile."

  • April 21, 2026

    Live Nation Fails In Bid For Quick Nix Of Antitrust Damages

    A New York federal court has refused to rule immediately on Live Nation's bid to strike expert testimony and set aside the damages awarded to state enforcers in the antitrust case accusing the company of monopolizing the live entertainment industry.

  • April 21, 2026

    NY AG Sues Coinbase, Gemini Over Event Contract 'Gambling'

    New York Attorney General Letitia James sued Coinbase and Gemini Tuesday, accusing them of "illegally running gambling operations" in the state through their prediction market offerings in twin actions that join a mounting pile of litigation between state gambling regulators and prediction market platforms.

  • April 21, 2026

    Warsh Rejects Claim He'd Be Trump's 'Sock Puppet' At Fed

    Federal Reserve chair nominee Kevin Warsh sought at his Tuesday confirmation hearing to rebut Democratic accusations that he would be a White House "sock puppet," distancing himself from President Donald Trump's calls for rate cuts and downplaying their significance.

  • April 21, 2026

    10-Year Covington Vet Joins Holland & Knight In DC

    Holland & Knight LLP has hired a litigation and dispute resolution partner, who is joining the firm after more than 10 years with Covington & Burling LLP, where she focused on white collar defense and investigations.

  • April 20, 2026

    Armistice Head Testifies He Accidentally Deleted Texts

    Armistice Capital's founder, who is facing investor claims that the hedge fund dumped its artificially inflated shares in pharmaceutical company Vaxart for $250 million, told a California federal jury Monday that during a physical therapy session held over Skype, he accidentally deleted key text messages with another Armistice executive.

  • April 20, 2026

    Frontier Owes $5M In TSA Security Fees, 10th Circ. Says

    A split Tenth Circuit panel on Monday refused to undo a Transportation and Security Administration determination that Frontier Airlines owes the agency nearly $5.4 million in unpaid security fees, agreeing with TSA that Frontier still owes fees on passengers who eventually canceled their flights.

  • April 20, 2026

    Calif. AG Says Amazon Pressured Major Brands To Fix Prices

    Amazon bullied major brands like Levi Strauss & Co. and Hanesbrands Inc. to pressure Walmart, Target Corp. and other competing retailers to increase their prices on certain products to match Amazon's prices and ensure it can maintain its profit margins, according to new details unsealed Monday in California's price-fixing suit against the e-commerce giant.

  • April 20, 2026

    Video Privacy Law Covers All Consumers, Supreme Court Told

    A Paramount Global newsletter subscriber is pushing the U.S. Supreme Court to refrain from limiting the reach of the Video Privacy Protection Act to only consumers that directly subscribe to audiovisual goods and services, arguing that such a narrow application would require a rewrite of the decades-old statute. 

  • April 20, 2026

    Conn. Regulator Hit With Suit Over Pole Attachment Rate Hike

    Connecticut's Public Utilities Regulatory Authority has "significantly altered years of precedent" to approve a rate change that would allow Avangrid Networks Inc.'s United Illuminating Co. to charge significantly more for pole attachment rates, a trade group says in a new lawsuit.

  • April 20, 2026

    Texas AG Says Democratic Fundraiser ActBlue Allows Fraud

    The Texas attorney general has accused Democratic fundraiser ActBlue LLC of misleading consumers by allowing fraudulent and foreign donations to flow through its platform, telling a Texas state court Monday that the fundraiser undermines "the integrity of our nation's elections."

  • April 20, 2026

    SEC Says Adviser Traded On Firm Clients' Confidential Info

    The U.S. Securities and Exchange Commission sued an ex-investment advisory firm associate in Manhattan federal court on Monday, accusing him of using a close relative's brokerage account to trade ahead of market-moving announcements by three biopharmaceutical and biotechnology companies that his firm was researching.

  • April 20, 2026

    W.Va. Trucking Co.'s Facility Counts As A 'Mine,' DC Circ. Says

    A split D.C. Circuit panel ruled that a trucking company's West Virginia facility counted as a "mine" under the Federal Mine Safety and Health Act because it's within a mile of a coal plant owned by one of the trucking company's clients and is used to support the client's operations.

  • April 20, 2026

    SEC, CFTC Propose Rules To Relax Private Fund Reporting

    The U.S. Securities and Exchange Commission on Monday proposed relaxing certain reporting requirements for hedge funds and other private fund advisers by allowing smaller firms to forego filing a disclosure used to monitor systemic risk and nixing some of its questions around volatility, event reporting and indirect exposure altogether.

  • April 20, 2026

    Insurer Rips Hyundai's Early Exit Bid In Theft Bellwether Trial

    State Automobile Mutual Insurance Co. has told a California federal judge that a jury must hear all its claims in a bellwether trial next month as it seeks to hold Hyundai Motor America liable for allegedly selling theft-prone vehicles that heightened the risk of insurance claims.

Expert Analysis

  • Weighing The Practical Implications Of SC Kids' Privacy Law

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    South Carolina's recently enacted Age-Appropriate Code Design Act includes a unique provision: a private right of action for certain violations, but its practical effect remains uncertain, as courts and litigants grapple with complex questions of standing, causation and the definition of actionable harm, say attorneys at K&L Gates.

  • Fair Housing Takeaways From Colony Ridge Settlement

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    The recent settlement agreement between Colony Ridge Developments, the U.S. government and the state of Texas — perhaps the first settlement involving unfair lending and housing practices during the second Trump administration — reflects current enforcement priorities and sheds light on shifting compliance risks, say attorneys at Weiner Brodsky.

  • FDA Guidance May Move Goalposts For Form 483 Responses

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    New draft guidance from the U.S. Food and Drug Administration provides formal insight on how drug manufacturers are expected to respond to Form 483s, raising some concerns about the agency's timelines and expectations, say attorneys at Cooley.

  • AG Watch: Minn. Enters New Era Of Data Privacy Enforcement

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    Now that the Minnesota Attorney General's Office can bring enforcement actions for data privacy violations without providing 30-day notice, businesses operating in Minnesota, or those collecting data from Minnesota residents, should treat this moment as a call to action, say attorneys at Crowell & Moring.

  • Understanding The SEC's Consequential Crypto Guidance

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    The U.S. Securities and Exchange Commission's recent interpretive release — its most comprehensive statement ever on the application of the federal securities laws to crypto-assets — reimagines the Howey test to resolve long-standing questions over what is a security, but leaves many issues unresolved, say attorneys at Cahill.

  • Series

    NY Banking Brief: All The Notable Legal Updates In Q1

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    In the first quarter of 2026, New York's banking developments were headlined by initiatives to expand oversight of financial institutions and strengthen consumer protection laws, including a new framework for buy now, pay later lenders, a sweeping debt collection rule and a revised corporate self-disclosure program for financial crimes, say attorneys at Proskauer.

  • Senior Housing Demands A Distinct Dealmaking Playbook

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    An aging population and evolving state regulations underscore a critical reality that senior housing assets can undergo operational or compliance shifts during dealmaking, highlighting the need for unique contractual safeguards like expanded disclosures, anchored notice obligations, and targeted closing conditions and remedies, say attorneys at Goodwin.

  • Seeking A Policy Fix As Merger Reporting Fight Continues

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    A recently announced request by the Federal Trade Commission and U.S. Department of Justice for public comment on the Hart-Scott-Rodino premerger reporting requirements, as litigation challenging the commission's updated requirements continues, suggests the government's willingness to address how best to support modern merger enforcement without unduly burdening filing parties, say attorneys at Baker Botts.

  • AI Recruiting Suit Shows Old Laws May Implicate New Tools

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    The Fair Credit Reporting Act allegations recently filed in Kistler v. Eightfold AI, are the latest example of broad definitional language in legacy statutes proving far more dangerous to companies deploying artificial intelligence – particularly in hiring – than any purpose-built artificial intelligence regulation, say attorneys at Ogletree.

  • 2 Rulings Poke Holes In Mandatory Restitution Framework

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    The U.S. Supreme Court’s recent ruling in Ellingburg v. U.S., as well as the Third Circuit’s recent ruling in U.S. v. Abrams, provide criminal defense practitioners with new tools to challenge Mandatory Victims Restitution Act orders, and highlight several restitution-related issues that converged in the recent prosecution of former Frank CEO Charlie Javice, say attorneys at Lankler Siffert & Wohl.

  • What Voluntary Calif. Carbon Reports Show About Compliance

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    While the enforcement of California's S.B. 261 is currently paused due to a Ninth Circuit injunction, more than 130 companies have nonetheless chosen to voluntarily publish climate-related financial risk disclosures, providing a useful snapshot of how the market is interpreting the law's requirements in practice, say attorneys at DLA Piper.

  • Pivotal 6th Circ. Ruling Threatens Decades Of NLRB Decisions

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    The Sixth Circuit's recent decision in Brown-Forman v. National Labor Relations Board fundamentally challenged the NLRB's long-standing practice of establishing policies through adjudication rather than formal rulemaking, giving employers and unions a new avenue to procedurally attack the vast majority of its rules, say attorneys at Faegre Drinker.

  • What A Court Doc Audit Reveals About Erroneous Filings

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    My audit of 1,522 court documents from last month found that over 95% contained at least one verifiable error, with fewer than 1% showing clear indicators of artificial intelligence use — highlighting above all else that lawyers may want to focus most on strengthening their review processes, says Elliott Ash at ETH Zurich.

  • Regulators' Basel Pitch May Bring Banks Capital Relief

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    The prudential banking agencies' new proposals to implement the so-called Basel III endgame rules — which would modify the approach to risk-based capital, among other notable changes — represent a fundamental directional shift in bank capital requirements aimed at increasing lending capacity, says Chen Xu at Debevoise.

  • How SEC And CFTC Are Attempting To End Their 'Turf War'

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    Through coordinated examinations and a shared aim to end duplicative regulation, the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission's recent memorandum of understanding could represent a significant shift in the regulatory landscape for market participants subject to the jurisdiction of both agencies, say attorneys at Jenner.

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