Compliance

  • March 09, 2026

    Ind. Requires Taxpayers' OK For Property Assessors' Entry

    Indiana property assessors will need taxpayer permission to enter properties for inspection under a bill signed by the governor.

  • March 09, 2026

    DOJ Deal With Live Nation Throws Antitrust Trial Into Disarray

    U.S. Department of Justice lawyers told a Manhattan federal judge Monday that the government is settling its claims that Live Nation engaged in unlawful monopolization by tying ticket sales to the use of its venues, throwing an ongoing trial involving dozens of states into an uncertain posture.

  • March 09, 2026

    Justices To Review Guam Munitions Disposal Suit

    The U.S. Supreme Court on Monday agreed to review a Guam community group's challenge to the U.S. Air Force's bid to explode expired munitions on the island, after a divided Ninth Circuit found the agency should have conducted an environmental review.

  • March 06, 2026

    Breyer Urges Attys In Heated Twitter Investor Trial To Cool Off

    The judge overseeing a California federal trial over Twitter investors' allegations that Elon Musk intentionally tanked the company's stock urged lawyers to cool down over the weekend and "gain composure," after a heated fight in which a lawyer for the investors called a Musk attorney's conduct disgraceful.

  • March 06, 2026

    FCC Wants To Make It Easier To Kick People Out Of USF

    The Federal Communications Commission wants to make it easier to boot people or entities from the Universal Service Fund, the agency's multibillion-dollar subsidy fund, if it believes they aren't following the rules they agreed to when they signed up.

  • March 06, 2026

    ExThera Exec Hid Patient Deaths To Keep $10M Deal, DOJ Says

    Medical device company ExThera concealed the deaths of two U.S. patients treated with its unapproved blood filtration device at a clinic in Antigua, according to federal prosecutors, with the company agreeing to forfeit nearly $5.7 million and one executive facing up to three years in prison.

  • March 06, 2026

    Oregon Passes Bill To Limit Out-Of-State Bank Interest Rates

    Oregon lawmakers have approved legislation opting it out of a federal law that lets state-chartered banks export their home-state interest rates nationwide, advancing a measure similar to one in Colorado that is tied up in Tenth Circuit litigation. 

  • March 06, 2026

    Calif. Judge Blasts Ex-Venture Capitalist In Axing SVB Suit

    Convicted venture capitalist and self-described "Silicon Valley's party animal" Michael Rothenberg's conduct in his lawsuit against the Federal Deposit Insurance Corp., acting on behalf of the failed Silicon Valley Bank, "consisted almost entirely of ignoring or frustrating" his litigation obligations, a California federal judge ruled in throwing out the case.

  • March 06, 2026

    Employment Authority: 6th Circ. EFAA Ruling Reach

    Law360 Employment Authority covers the biggest employment cases and trends. Catch up this week with coverage on how a Sixth Circuit's decision that the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act shields from arbitration a suit alleging sex harassment and disability bias claims could have an impact on other courts, how the U.S. Department of Labor could return to an earlier version of a Fair Labor Standards Act joint employer test and how the recent changes the National Labor Relations Board general counsel rolled out could ease the path to settlement and rein in the investigation of alleged rules violations.

  • March 06, 2026

    Real Estate Recap: Big Data, C-PACE, Mamdani's Planners

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including a look at the evolution of big data in real estate transactions, C-PACE financing growth according to Nuveen's head counsel, and New York City Mayor Zohran Mamdani's recent picks to lead the city's planning department.

  • March 06, 2026

    EisnerAmper Settles SEC Allegations Over Infinity Q Audit

    Audit firm EisnerAmper LLP will not have to pay a fine to resolve U.S. Securities and Exchange Commission allegations tied to its 2020 audit of an Infinity Q Capital Management LLC mutual fund at the center of a criminal overvaluation case.

  • March 06, 2026

    FinCEN Hits Canaccord With Record $80M Broker-Dealer Fine

    Canaccord Genuity Group Inc.'s broker-dealer arm Friday agreed to pay $80 million in settlements with three financial regulators for "widespread compliance failures" that allowed some securities fraud schemes to go undetected, with the broker-dealer admitting it willfully violated the Bank Secrecy Act.

  • March 06, 2026

    Polymarket Pushes For Block On Mich. Gambling Enforcement

    Polymarket US urged a Michigan federal judge to block the Great Lakes State from initiating any illegal gambling enforcement action against it, saying its prediction market exchange falls entirely under the purview of the Commodity Futures Trading Commission.

  • March 06, 2026

    Oil Field Tech Co. Fights OSHA Citation Review Regime

    An industrial giant cited by the Occupational Safety and Health Administration for a job site death has filed the latest constitutional challenge to the agency's adjudication system, citing the Supreme Court's landmark decision limiting agency enforcement proceedings for civil penalties.

  • March 06, 2026

    DOJ Faces 'Serious Questions' In $68M Colony Ridge Deal

    A Texas federal judge told an attorney for the U.S. Department of Justice on Friday that he has "serious questions regarding the nature" of a proposed $68 million settlement the agency and the state of Texas reached with Colony Ridge Development.

  • March 06, 2026

    SEC Ordered To Release Info On Text Messaging Sweeps

    A Florida federal judge has harshly criticized the U.S. Securities and Exchange Commission's litigation tactics as an "acute embarrassment" to the agency as he ordered it to turn over information about the penalties imposed on financial institutions whose employees discussed business information on their personal devices.

  • March 06, 2026

    Feds Say Delay Of Millions In Salmon Funds May Harm Tribes

    The federal government is urging a district court to deny an emergency bid by two Washington tribes that would temporarily block millions in tribal hatchery grants to 27 Pacific Indigenous nations, arguing that the only harm in the dispute would be in delaying the awards to the eligible tribes.

  • March 06, 2026

    Lost Mail Helps State Street Exit Judgment In Crypto Case

    A North Carolina federal judge undid a default judgment ruling against investment management firm State Street Global Advisors, finding the investor who sued claiming he lost $650,000 trying to transfer cryptocurrency to a digital wallet named the wrong defendant, and a summons to the firm was lost.

  • March 06, 2026

    Actelion Pays $65M To Settle Tracleer Antitrust Class Suit

    Actelion Pharmaceuticals Ltd. agreed to pay $65 million to resolve antitrust claims from a certified class accusing it of illegally denying generics companies the samples they need to produce generic versions of its hypertension drug Tracleer, according to a brief in Maryland federal court seeking preliminary approval of the settlement.

  • March 06, 2026

    Amazon Wage Decision Resisted Policy Pressure, Experts Say

    The Connecticut Supreme Court's opinion requiring Amazon to pay warehouse workers for time spent awaiting and undergoing post-shift security screenings used basic statutory interpretation tools, not policy arguments, to reach conclusions aligned with other pro-labor laws passed by the state legislature, experts told Law360.

  • March 06, 2026

    NC Biz Court Won't Take On Insurer's $20M Judgment Dispute

    An insurer's suit seeking to collect an outstanding $20 million judgment entered against a North Carolina businessman will be heard in superior court, a state business court judge ruled, finding that the dispute did not meet the statutory requirements for designation as a mandatory complex business case.

  • March 06, 2026

    NJ Trade Groups Fight Outgoing Admin's Environmental Rules

    Two New Jersey trade groups said Friday that they are challenging land use rules designed to mitigate the effects of climate change that were finalized on Gov. Phil Murphy's last day in office.

  • March 06, 2026

    Comerica Didn't Steal Fed Benefits Interest, Judge Finds

    A Michigan federal judge has dismissed a proposed class action accusing Comerica Bank and the federal government of improperly withholding interest on prepaid debit card accounts used to distribute Social Security and other benefits, ruling recipients have no property right to those earnings.

  • March 06, 2026

    NYSE To Pay $9M SEC Fine Over Botched Market Opening

    The New York Stock Exchange on Friday agreed to pay $9 million to the U.S. Securities and Exchange Commission following a hardware failure that caused thousands of trades to fail and dozens of stocks to be hit with price declines.

  • March 06, 2026

    Trump Media Can't Block Financial Testimony In WaPo Suit

    A Florida federal court denied President Donald Trump's social media company's bid to prevent The Washington Post from asking Trump Media corporate representatives about the company's financial information, finding it is relevant in the $2.78 billion defamation suit against the newspaper.

Expert Analysis

  • Crypto-Asset Strategy For Corporate Legal Leaders In 2026

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    As digital assets experience increased regulatory clarity, institutional adoption and technological maturity, in-house legal leaders must build strong policies this year and stay engaged with the evolving market to help their companies seize the opportunities of the digital asset era while managing the risks, say attorneys at Foley & Lardner.

  • What Fla. Trends Reveal About AI In Real Estate Development

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    Property developers can begin to understand how artificial intelligence tools are changing the real estate industry by studying Florida, where developers are using AI to speed vital processes, and AI disclosure and ethics requirements are proliferating, says Ben Mitchel at Shubin Law.

  • What US Cos. Must Know To Comply With Italy's AI Law

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    Italy's newly effective artificial intelligence law means U.S. companies operating in Italy or serving Italian customers must now meet EU AI Act obligations as well as Italy-specific requirements, including immediately enforceable criminal penalties, designated national authorities and sector-specific mandates, say attorneys at Portolano Cavallo.

  • Navigating Battery Validation Risk In The EV Supply Chain

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    Vehicle electrification has moved battery system supply chains from a background component into the center of the automotive universe — and for legal teams, battery validation is now a driver of contractual disputes, regulatory exposure and even shareholder litigation, say Samuel Madden at Secretariat Advisors and Vanessa Miller at Foley & Lardner.

  • Cybersecurity Must Remain Financial Sector's Focus In 2026

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    In 2026, financial institutions face a wave of more prescriptive cybersecurity legal requirements demanding clearer governance, faster incident reporting, and stronger oversight of third-party and AI-driven risks, making it crucial to understand these issues before they materialize into crises, say attorneys at Sidley.

  • Presidential Pardon Brokering Can Create Risks For Attys

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    The emergence of an apparent “pardon shopping” marketplace, in which attorneys treat presidential pardons as a market product, may invite investigative scrutiny of counsel and potential criminal charges grounded in bribery, wire fraud and other statutes, says David Klasing at The Tax Law Offices of David W. Klasing.

  • Series

    Adapting To Private Practice: 5 Tips From Ex-SEC Unit Chief

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    My move to private practice has reaffirmed my belief in the value of adaptability, collaboration and strategic thinking — qualities that are essential not only for successful client outcomes, but also for sustained professional satisfaction, says Dabney O’Riordan at Fried Frank.

  • Series

    Law School's Missed Lessons: How To Start A Law Firm

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    Launching and sustaining a law firm requires skills most law schools don't teach, but every lawyer should understand a few core principles that can make the leap calculated rather than reckless, says Sam Katz at Athlaw.

  • 5 Compliance Takeaways From FINRA's Oversight Report

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    The priorities outlined in the Financial Industry Regulatory Authority's recently released annual oversight report focus on the organization's core mission of protecting investors, with AI being the sole new topic area, but financial firms can expect further reforms aimed at efficiency and modernization, say attorneys at Armstrong Teasdale.

  • How SEC Civil Penalties Became Arbitrary: 3 Potential Fixes

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    Data shows that the U.S. Securities and Exchange Commission's seemingly unlimited authority to levy monetary penalties on market participants has diverged far from the federal securities laws' limitations, but three reforms can help reverse the trend, say David Slovick at Kopecky Schumacher and Phil Lieberman at Vanderbilt Law.

  • Key False Claims Act Trends From The Last Year

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    The False Claims Act remains a powerful enforcement tool after some record verdicts and settlements in 2025, and while traditional fraud areas remain a priority, new initiatives are raising questions about its expanding application, says Veronica Nannis at Joseph Greenwald.

  • How Payments Law Landscape Will Evolve In 2026

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    After a year of change across the payments landscape, financial services providers should expect more innovation and the pushing of regulatory boundaries, but should stay mindful that state regulators and litigation will continue to challenge the status quo, say attorneys at Troutman.

  • Opinion

    It's Too Soon To Remove Suicide Warnings From GLP-1 Drugs

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    The U.S. Food and Drug Administration's decision this month to order removal of warnings about the risk of suicidal thoughts from GLP-1 weight-loss drugs is premature — and from a safety and legal standpoint, the downside of acting too soon could be profound, says Sean Domnick at Rafferty Domnick.

  • Opportunities Amid The Challenges Of Trump's BIS Shake-Up

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    The Trump administration’s continuing overhaul of the Bureau of Industry and Security has created enormous practical challenges for export compliance, but it potentially also offers a once-in-a-generation opening to advocate for simplifying and rationalizing U.S. export controls, say attorneys at Gibson Dunn.

  • What To Know About DOL's New FLSA, FMLA Opinion Letters

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    The U.S. Department of Labor kicked off 2026 by releasing several opinion letters addressing employee classification, incentive bonuses and intermittent leave, reminding employers that common practices can create significant risk if they are handled inconsistently or without careful documentation, say attorneys at Woods Rogers.

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