Compliance

  • January 09, 2026

    Ex-Doximity Exec Cops To $2.5M Insider Trading Scheme

    The former chief revenue officer of publicly traded medical professional networking platform Doximity pled guilty Friday in New York federal court to securities fraud in connection to allegations that he illegally profited more than $2.5 million by trading on private information about the company's finances and layoff plans.

  • January 09, 2026

    State Looks To Nix RealPage Case Over NY Rental Pricing Law

    The New York attorney general's office urged a federal court Friday to toss a case from property management software company RealPage Inc. challenging a new state law that prohibits building owners from using software to collude on residential rental rates.

  • January 09, 2026

    SEC's 'Hack-To-Trade' Suit Was Unfairly Served, UK Man Says

    An accused hacker in the U.K. seeks to shed U.S. Securities and Exchange Commission allegations he made $3.75 million trading on nonpublic information he improperly gained access to, arguing he'd been unfairly served in prison.

  • January 09, 2026

    30 Dems Back Bill Limiting Officials' Prediction Market Trades

    U.S. Rep. Ritchie Torres, D-N.Y., introduced his plan to ban public officials from trading in certain prediction markets on Friday with the backing of 30 House Democrats, including former House Speaker Nancy Pelosi, D-Calif.

  • January 09, 2026

    Pa. Justices Urged To Apply Jarkesy To State Proceedings

    A Pennsylvania financial professional has asked the state's Supreme Court to consider, in a matter of first impression, whether the state Constitution guarantees a right to a jury trial in securities fraud enforcement actions brought by the state regulator, arguing that the U.S. Supreme Court's Jarkesy ruling should be incorporated against states.

  • January 09, 2026

    FINRA Fines Wells Fargo Unit $1.25M For Close-Out Failures

    Wells Fargo has agreed to pay $1.25 million to resolve the Financial Industry Regulatory Authority's claims that during a seven-year period, the bank's clearing and custody services unit left certain transactions in municipal securities unresolved for longer than it was supposed to.

  • January 09, 2026

    Fed. Circ. Won't Rehear Nev. Tribe's $208M Water Rights Suit

    The Federal Circuit has declined a Nevada tribe's petition for an en banc or panel rehearing on a decision to dismiss $208 million breach of trust allegations against the Bureau of Indian Affairs over water rights.

  • January 09, 2026

    SpaceX Can Build Up Its Next-Gen Constellation, FCC Says

    The Federal Communications Commission gave its stamp of approval Friday for SpaceX to ramp up its second-generation Starlink satellite system.

  • January 09, 2026

    Nielsen's 'Coercive' National-Local Data Tying Blocked

    A New York federal judge preliminarily blocked Nielsen from conditioning full access to its nationwide radio data on also buying local data because that policy is more than just discounted bundling, according to a ruling unsealed Thursday.

  • January 09, 2026

    USTelecom Wants 'More Green Lights' For Broadband In '26

    A key telecom industry group says that if 2025 was marked by continual delays in broadband deployment, 2026 needs to be the year when construction crews actually break ground on federally backed projects.

  • January 09, 2026

    Texas Justices Say Judges Can Refuse Same-Sex Marriages

    The Texas Supreme Court on Friday told the Fifth Circuit that judges can refuse to perform same-sex marriages on moral or religious grounds, opening the door for the federal appeals court to find that state judges can refuse to perform the unions.

  • January 09, 2026

    Ky. AG Sues Character.AI Over Harm To Minors, Suicides

    The state of Kentucky is suing the company behind Character.AI, alleging it has failed to implement safeguards to protect children that use the platform to chat with bots from psychological manipulation, self-harm and suicide.

  • January 09, 2026

    Pedestrian Drops $2M Suit Over Alleged USPS Vehicle Crash

    A Connecticut woman who said she was hit by a U.S. Postal Service vehicle has dropped a federal lawsuit that sought more than $2 million from the federal government.

  • January 09, 2026

    X Strikes Back At Music Publishers With Antitrust Suit

    X Corp. accused the National Music Publishers' Association and the largest music publishers in the United States of an anticompetitive conspiracy, alleging in a suit filed Friday that the industry's top players colluded against the social media company in an "extortionate campaign" over copyrighted music licenses.

  • January 09, 2026

    Veterinary Group Says DOJ Accreditation Points Irrelevant

    The American Veterinary Medical Association has told a Tennessee federal court that the government's concerns about professional groups are irrelevant to a veterinary school's antitrust case challenging the association's accreditation requirements.

  • January 09, 2026

    CFPB's Vought Backs Down, Seeks Fresh Fed Funding

    The Consumer Financial Protection Bureau said Friday that its acting Director Russell Vought has moved to replenish its funding from the Federal Reserve, yielding after a weekslong standoff that left the consumer agency facing potential closure with dwindling cash.

  • January 09, 2026

    Justices To Resolve Split On SEC Disgorgement Powers

    The U.S. Supreme Court on Friday agreed to hear a case that could resolve a circuit split over whether the U.S. Securities and Exchange Commission has to prove investor harm in order to secure disgorgement from alleged fraudsters. 

  • January 09, 2026

    Justices Will Weigh FCC's Monetary Penalty Powers

    The U.S. Supreme Court agreed Friday to take a look at the Federal Communications Commission's authority to issue fines by announcing it would review both a Fifth Circuit ruling in AT&T's favor curtailing the agency's ability to issue fines using its own in-house legal process and a case that Verizon lost in the Second Circuit.

  • January 09, 2026

    Judge Blocks Edwards' $945M Heart Valve Deal

    A D.C. federal judge issued an order on Friday preventing Edwards Lifesciences Corp. from moving ahead with its planned $945 million deal for JenaValve Technology Inc., torpedoing the merger challenged by the Federal Trade Commission.

  • January 09, 2026

    GC Cheat Sheet: The Hottest Corporate News Of The Week

    In technology, the increasing use of artificial intelligence by legal departments will be a major concern for general counsel seeking to control costs in the New Year. And in labor matters, the National Labor Relations Board has a new general counsel along with a quorum and is ready to start deciding cases again.

  • January 09, 2026

    Ex-Prosecutor OK For Drug Pricing MDL, Special Master Says

    Former Connecticut Assistant Attorney General Joseph Nielsen and his law firm, Lowey Dannenberg PC, should not be disqualified from representing insurers in multidistrict litigation over generic drug price-fixing because he did not have any special knowledge that the states suing drugmakers hadn't already shared with the private plaintiffs, according to a special master's report and recommendation.

  • January 09, 2026

    Cozen O'Connor Lobbying Arm Lands Former Verizon Exec

    Cozen O'Connor's government relations affiliate added Verizon's former head of lobbying for New Jersey as a principal in its Cherry Hill location this week.

  • January 09, 2026

    4th Circ. Asks If NCAA's W.Va. Eligibility Appeal Is Now Moot

    The NCAA and four West Virginia University football players have until Jan. 21 to tell the Fourth Circuit whether the collegiate athletic association's appeal of an injunction making the players eligible this season is moot, now that the season is over.

  • January 09, 2026

    Alaska Natives Challenge IHS Over Women's Health Services

    Two Alaskan corporations are asking a D.C. federal court to compel the U.S. Department of Health and Human Services to enter into a funding agreement that they say the Indian Health Service has rejected, arguing the denial threatens vital services to Alaska Natives and American Indians who have long depended on an Anchorage medical center.

  • January 09, 2026

    EU Clarifies Foreign Subsidies Regulation Guidelines

    The European Commission released an updated version of its foreign subsidies regulations to clarify how it determines competition distortions caused by such subsidies, among other aspects of the guidelines.

Expert Analysis

  • What To Know As Rulings Limit NLRB's Expanded Remedies

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    Two recent appellate decisions strongly rebuke the National Labor Relations Board's expansion of remedies beyond reinstatement and back pay under Thryv, which compensated employees for all direct or foreseeable pecuniary harms, signaling increased judicial skepticism toward the board's broadened remedial authority, says Shay Billington at CDF Labor.

  • Global Net-Zero Shipping Framework Faces Rough Waters

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    The decision of the International Maritime Organization's Marine Environment Protection Committee to delay its proposal for reducing greenhouse gas emissions from ships, in the face of strenuous U.S. objections, highlights the importance of proactive engagement with policymakers and strategic planning for different compliance scenarios, say attorneys at Blank Rome.

  • 5 Bonus Plan Compliance Issues In Financial Services

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    As several legal constraints — including a new California debt repayment law taking effect in January — tighten around employment practices in the fiercely competitive financial services sector, the importance of compliant, well-drafted bonus plans has never been greater, say attorneys at Jackson Lewis.

  • What To Watch As NY LLC Transparency Act Is Stuck In Limbo

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    Just about a month before it's set to take effect, the status of the New York LLC Transparency Act remains murky because of a pending amendment and the lack of recent regulatory attention in New York, but business owners should at least prepare for the possibility of having to comply, says Jonathan Wilson at Buchalter.

  • 1st Trial After FCPA Pause Offers Clues On DOJ Priorities

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    After surviving a government review of Foreign Corrupt Practices Act enforcement, the U.S. v. Zaglin case reveals the U.S. Department of Justice still appears willing to prosecute individuals for conduct broadly consistent with classic priorities, despite the agency's new emphasis on foreign policy priorities, say attorneys at Debevoise.

  • Opinion

    Despite Deputy AG Remarks, DOJ Can't Sideline DC Bar

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    Deputy Attorney General Todd Blanche’s recent suggestion that the D.C. Bar would be prevented from reviewing misconduct complaints about U.S. Department of Justice attorneys runs contrary to federal statutes, local rules and decades of case law, and sends the troubling message that federal prosecutors are subject to different rules, say attorneys at HWG.

  • Key Strategies For Supplement Cos. Facing Lead Risks

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    In the wake of a recent Consumer Reports article detailing dangerously high levels of lead in many popular protein powders, supplement companies face increased litigation, rising enforcement risks and reputational harm — underscoring the need to monitor supply chains, test ingredients and understand labeling standards, say attorneys at Husch Blackwell.

  • How AI Tech Suppliers Can Address IP Lawyers' Concerns

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    While artificial intelligence tools can help intellectual property lawyers be more productive and effective, AI tech providers must address issues of privilege, data privacy and confidentiality to make their technology viable and useful for IP law, say Tom Colson at Colson Law and Kevin Bronson at Simpson & Simpson.

  • From Bank Loans To Private Credit: Tips For Making The Shift

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    The relationship between private credit and syndicated bank deals will evolve as the private market continues to grow, introducing new challenges for borrowers comparing financing options, particularly pertaining to loan documentation and working capital, say attorneys at Haynes Boone.

  • 3 Takeaways From FDA Cell And Gene Therapy Draft Guidance

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    The U.S. Food and Drug Administration recently published draft guidance documents that sketch the clearest picture yet of the evolving regulatory framework for cell and gene therapies, reflecting an agency that is increasingly comfortable with flexible, science-driven approaches that extend beyond clinical trial models, say attorneys at MoFo.

  • Wells Process Reforms Serve SEC Chair's Transparency Goals

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    Enforcement policy changes U.S. Securities and Exchange Commission Chairman Paul Atkins recently set forth will help fulfill his stated goal of making Division of Enforcement investigations more fair and transparent by changing the Wells process to provide recipients earlier consultations with SEC staff, greater evidence access and more time to file responses, say attorneys at Dechert.

  • The Ins And Outs Of Decentralized Digital Asset Exchanges

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    As decentralized digital asset exchanges lack intermediaries, and so remain susceptible to fraud and market manipulation, ​​​​​​​an understanding of their design is crucial to help market participants avoid fraudulent practices such as liquidity rug pulls, says Swati Kanoria at Charles River.

  • Contradictory Rulings Show Complexity Of Swaps Regulation

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    Recent divergent rulings, including two by the same Nevada judge, on whether the Commodity Exchange Act preempts state gambling laws when applied to event contracts traded on U.S. Commodity Futures Trading Commission-regulated markets illustrate the uncertainty regarding the legality of prediction markets, say attorneys at Akin.

  • How New Law Transforms Large-Load Power Projects In Texas

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    S.B. 6 — the new Texas law that revises state regulations for large electrical loads and related behind-the-meter projects — introduces higher up-front costs for developers and more flexible operating models for large-load customers, but should provide the certainty needed for greater investment in generation, say attorneys at Sidley.

  • How Cos. Should Prepare For Prop 65 Listing Of Bisphenols

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    California regulators are moving toward classifying all p,p'-bisphenol chemicals as causing reproductive toxicity under Proposition 65, which could require warning notices for a vast range of consumer and industrial products, and open the floodgates to private litigation — so companies should proactively review their suppy chains, says Gregory Berlin at Alston & Bird.

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