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Compliance
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April 16, 2026
OCC Lifts JPMorgan's Trade Surveillance Consent Order
The Office of the Comptroller of the Currency said Thursday it has ended a Biden-era consent order with JPMorgan Chase over its trade surveillance monitoring, which was at the center of hundreds of millions of dollars in fines for the banking giant two years ago.
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April 16, 2026
Fed Orders Georgia Bank To Halt Dividends, Raise Capital
The Federal Reserve Board on Thursday ordered a Georgia bank holding company to retain and raise capital as part of a consent order tied to its small business and agricultural lending that examiners raised concerns about earlier this year.
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April 16, 2026
AGs' Win Over Live Nation Leaves DOJ Watching From The Side
Live Nation Entertainment Inc.'s across-the-board trial rout by 34 state attorneys general underscores the ascendancy of state antitrust enforcers looking to fill perceived enforcement gaps left by the U.S. Department of Justice during President Donald Trump's second term.
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April 16, 2026
Kalshi Rejects Returning Enforcement Case To State Court
Prediction market platform Kalshi contends that a suit brought against the company by Michigan's attorney general alleging violations of state gambling laws should stay in federal court and not be remanded to state court.
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April 16, 2026
SEC Queries Public On Possible CAT Replacement
The U.S. Securities and Exchange Commission is asking the public how it might overhaul a key market surveillance tool to cut down on cost overruns and confront legal challenges, floating the question Thursday of whether the database should exist at all in its current form.
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April 16, 2026
OCC Says Bank Misled Borrowers Into Costlier VA Refi Loans
The Office of the Comptroller of the Currency has settled with an Illinois bank over claims it deceptively marketed federally guaranteed home refinance loans for veterans, issuing an enforcement order that is drawing consumer advocate scrutiny for omitting key redress details.
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April 16, 2026
HHS Defends ACA Overhaul Against Cities' Challenge
The Health and Human Services Department is defending sweeping changes to the Affordable Care Act marketplace against attacks from three cities, asking a Maryland federal judge to grant summary judgment and allow the agency to shorten open enrollment, institute tighter income checks and charge a reenrollment verification premium.
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April 16, 2026
Paul Hastings Guides Schwab On Retail Crypto Launch
Charles Schwab on Thursday announced the launch of its new spot cryptocurrency trading offering that will provide retail clients direct access to bitcoin and ethereum trading, developed with the guidance of Paul Hastings LLP.
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April 16, 2026
FCC Urged To Keep 60 MHz In C-Band Airwaves For Satellites
A public advocacy group has told the Federal Communications Commission it's a good idea to reserve at least 60 megahertz of spectrum in the upper C-band for satellite services as it ponders how big a chunk to auction for wireless.
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April 16, 2026
5th Circ. Axes Southwest Customers' 737 Max Overcharge Suit
The Fifth Circuit on Thursday shut down proposed class claims alleging Southwest Airlines overcharged consumers for riskier flights on Boeing 737 Max 8 jets, saying the consumers' alleged economic injury theory was implausible and that they lacked standing to sue.
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April 16, 2026
US Bank Shorted Wash. Workers On Meals, Breaks, Suit Says
U.S. Bank denied hourly employees meal and rest breaks, and shorted them on overtime and sick leave pay, two former workers alleged in a proposed class action filed in Washington state court.
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April 16, 2026
Feds Can't Stay Trans Healthcare Orders During Appeal
The Trump administration won't be able to enforce two executive orders that ban federal funding for gender-affirming care for patients under the age of 19 while the federal government appeals a nationwide injunction blocking the orders, the Fourth Circuit ruled Thursday.
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April 16, 2026
Google Says EU Search Data Sharing Plan Raises Concerns
Google has pushed back after European enforcers outlined how they expect the company to share its search data to comply with its obligations as a gatekeeper in the search engine market, saying the measures raise privacy and other concerns.
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April 16, 2026
FCC To Seek Carriers' Views On Connection Rule Revamp
The Federal Communications Commission will soon ask key stakeholders, including local phone carriers, for their input on an agency plan to overhaul interconnection rules that govern how the nation's communications networks are linked, FCC Chair Brendan Carr said Thursday.
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April 16, 2026
Bondi's Contempt Defenses Are Strong, But Not Without Risk
Former U.S. Attorney General Pam Bondi currently has some potentially powerful defenses against Congress' relatively limited abilities to force her to comply with a subpoena to be deposed under oath about the Epstein files, but her exposure to being held in criminal contempt could shift with the political winds, experts said.
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April 16, 2026
IRS Proposes Regs For $2K Gambling Reporting Level
The IRS unveiled proposed regulations Thursday to implement a higher threshold of $2,000 for when gambling businesses must report payouts to the government — including winnings from bingo, keno and slot machines — reflecting changes in the 2025 budget law.
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April 16, 2026
Ky. Conforms To Fed. Tax Changes, Nixes Tax Threshold
The Kentucky General Assembly overrode the governor's veto of a bill that eliminates its sales tax nexus transaction threshold, levies sales tax on data brokering services and will conform the state's tax code with some provisions of the Internal Revenue Code.
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April 16, 2026
NJ US Atty's Office Turmoil Doesn't Nix Conviction, Judge Rules
A federal judge on Thursday rejected a New Jersey criminal defendant's attempt to dismiss his conviction and disqualify the state's top federal prosecutor, holding that the appointment of the current U.S. attorney complies with federal law and that any earlier defects in leadership do not warrant dismissal.
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April 16, 2026
DOL Benefits Chief Pressed On Labor Secretary's Conduct
The head of the U.S. Department of Labor's employee benefits arm faced tough questions from House Democrats at an oversight hearing Thursday, fielding questions about the labor secretary's on-the-job conduct as well as the DOL's take on mental health parity enforcement.
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April 16, 2026
2 Sentenced In North Korean Remote IT Worker Scheme
Two New Jersey men have been sentenced to prison for their roles in a scheme to aid North Korea in getting around U.S. and United Nations sanctions by using stolen identities to place workers in information technology jobs.
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April 16, 2026
Dems Call On Watchdog To Probe DOJ Antitrust Work
A group of Democratic federal lawmakers this week called on the U.S. Department of Justice's acting inspector general to investigate the possibility that lobbying has led to misconduct in the department's antitrust work, including the DOJ's recent surprise settlement with event ticketing giant Live Nation.
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April 16, 2026
Colo. Fire District Hits Manufacturers With Price-Fixing Suit
The nation's largest fire truck manufacturers and an industry trade group conspired to restrict supply and inflate prices, forcing municipalities to pay millions more for emergency equipment, a Colorado fire protection district alleged in a proposed class action filed in federal court.
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April 16, 2026
Feds Can't Block Hawaii's Suit Against Oil, Gas Companies
A Hawaii federal judge has dismissed with prejudice a suit from the U.S. government aiming to block the state from suing oil and gas companies on climate change-related claims, finding the government's complaint fails to establish any of the elements of standing.
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April 15, 2026
Food Apps' NYC Data Win Seems 'Weird' To 2nd Circ. Judges
Does the First Amendment allow Uber Eats to keep your Chick-fil-A order a secret? At the Second Circuit on Wednesday, the fate of a New York City law aimed at reducing restaurant reliance on food delivery apps appeared to hinge heavily on that curious question.
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April 15, 2026
Trump Defends DOJ Investigation Of 'Incompetent' Fed Chair
President Donald Trump expressed support Wednesday for the U.S. Department of Justice continuing to investigate Federal Reserve Chair Jerome Powell over the Fed's headquarters renovation, saying the government must "find out what happened" with the project's $2.5 billion price tag.
Expert Analysis
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'Made In America' Rules Raise Stakes For Gov't Contractors
The convergence of widely varying "buy American" requirements, increased enforcement efforts and continuing regulatory attempts to limit foreign sourcing suggests that government contractors should carefully review their supply chain and country-of-origin compliance to remain competitive, say attorneys at Arnold & Porter.
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The Evolution Of States' Workplace Violence Prevention Laws
Utah's new law requiring hospitals to implement comprehensive workplace violence reporting systems continues a broader trend of state efforts to expand workplace protections in the absence of sufficient federal regulations, say attorneys at Ogletree.
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Recent Bank Resolution Filings Stress Readiness Over Docs
Against the backdrop of banking regulators' recent emphasis on institutional readiness in the event of a bank failure, a review of more than a dozen public resolution plan submissions points to an immediate future in which regulators and banks alike prioritize operational preparedness over extensive documentation, say attorneys at Moore & Van Allen.
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Series
Alpine Skiing Makes Me A Better Lawyer
Skiing has shaped habits I rely on daily as an attorney — focus, resilience and the ability to remain steady when circumstances shift rapidly — and influences the way I approach legal strategy, client counseling and teamwork, says Isaku Begert at Marshall Gerstein.
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3 Federal Policy Trends Shaping Data Center Power
With the White House, the Federal Energy Regulatory Commission and Congress each pushing energy policies that will influence how data centers are sited, powered and interconnected for years to come, industry stakeholders should understand compliance obligations, consider possible downstream effects, and evaluate off-grid and self-supply energy options, say attorneys at ArentFox Schiff.
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Weighing The Practical Implications Of SC Kids' Privacy Law
South Carolina's recently enacted Age-Appropriate Code Design Act includes a unique provision: a private right of action for certain violations, but its practical effect remains uncertain, as courts and litigants grapple with complex questions of standing, causation and the definition of actionable harm, say attorneys at K&L Gates.
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Fair Housing Takeaways From Colony Ridge Settlement
The recent settlement agreement between Colony Ridge Developments, the U.S. government and the state of Texas — perhaps the first settlement involving unfair lending and housing practices during the second Trump administration — reflects current enforcement priorities and sheds light on shifting compliance risks, say attorneys at Weiner Brodsky.
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FDA Guidance May Move Goalposts For Form 483 Responses
New draft guidance from the U.S. Food and Drug Administration provides formal insight on how drug manufacturers are expected to respond to Form 483s, raising some concerns about the agency's timelines and expectations, say attorneys at Cooley.
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AG Watch: Minn. Enters New Era Of Data Privacy Enforcement
Now that the Minnesota Attorney General's Office can bring enforcement actions for data privacy violations without providing 30-day notice, businesses operating in Minnesota, or those collecting data from Minnesota residents, should treat this moment as a call to action, say attorneys at Crowell & Moring.
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Understanding The SEC's Consequential Crypto Guidance
The U.S. Securities and Exchange Commission's recent interpretive release — its most comprehensive statement ever on the application of the federal securities laws to crypto-assets — reimagines the Howey test to resolve long-standing questions over what is a security, but leaves many issues unresolved, say attorneys at Cahill.
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Series
NY Banking Brief: All The Notable Legal Updates In Q1
In the first quarter of 2026, New York's banking developments were headlined by initiatives to expand oversight of financial institutions and strengthen consumer protection laws, including a new framework for buy now, pay later lenders, a sweeping debt collection rule and a revised corporate self-disclosure program for financial crimes, say attorneys at Proskauer.
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Senior Housing Demands A Distinct Dealmaking Playbook
An aging population and evolving state regulations underscore a critical reality that senior housing assets can undergo operational or compliance shifts during dealmaking, highlighting the need for unique contractual safeguards like expanded disclosures, anchored notice obligations, and targeted closing conditions and remedies, say attorneys at Goodwin.
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Seeking A Policy Fix As Merger Reporting Fight Continues
A recently announced request by the Federal Trade Commission and U.S. Department of Justice for public comment on the Hart-Scott-Rodino premerger reporting requirements, as litigation challenging the commission's updated requirements continues, suggests the government's willingness to address how best to support modern merger enforcement without unduly burdening filing parties, say attorneys at Baker Botts.
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AI Recruiting Suit Shows Old Laws May Implicate New Tools
The Fair Credit Reporting Act allegations recently filed in Kistler v. Eightfold AI, are the latest example of broad definitional language in legacy statutes proving far more dangerous to companies deploying artificial intelligence – particularly in hiring – than any purpose-built artificial intelligence regulation, say attorneys at Ogletree.
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2 Rulings Poke Holes In Mandatory Restitution Framework
The U.S. Supreme Court’s recent ruling in Ellingburg v. U.S., as well as the Third Circuit’s recent ruling in U.S. v. Abrams, provide criminal defense practitioners with new tools to challenge Mandatory Victims Restitution Act orders, and highlight several restitution-related issues that converged in the recent prosecution of former Frank CEO Charlie Javice, say attorneys at Lankler Siffert & Wohl.