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Corporate Crime & Compliance UK
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September 10, 2025
Ex-Ukrainian President Loses Fight To Lift EU Sanctions
Former Ukrainian President Viktor Yanukovych lost his fight to shake European Union sanctions Wednesday, with a court finding that he "clearly contributed to the destabilization" of the country by calling for Russian military intervention and plotting to oust Volodymyr Zelenskyy.
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September 10, 2025
FCA Hauls 3 'Finfluencers' To Court For Illicit Forex Promotion
Three individuals charged with advertising unauthorized investment opportunities in foreign exchange markets on social media made their initial court appearance Wednesday as part of what the Financial Conduct Authority said was a wider global crackdown on illegal online promotions.
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September 10, 2025
Tribunal Warns Fee Disputes Could Undermine CPO Regime
The chair of a U.K. competition tribunal raised concerns Wednesday about the effect "another" fee dispute between funders and lawyers could have on the collective actions regime during a hearing on unclaimed damages from a claim over train fares.
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September 10, 2025
EU Court Upholds Abramovich Sanctions Over Evraz Ties
Roman Abramovich failed to lift European Union sanctions against him on Wednesday as the bloc's General Court ruled they are justified because the oligarch is a main shareholder in the steel company Evraz, one of the largest taxpayers in Russia.
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September 10, 2025
Meta, TikTok Win Legal Challenge Over EU Supervisory Fees
Meta and TikTok won a legal challenge on Wednesday over the way the European Commission calculates the fees it charges to cover the cost of supervising large technology companies, as a court ruled that the executive body had got the process wrong.
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September 10, 2025
MoD Programs Tainted By Bribery Given Clean Bill of Health
The public spending watchdog gave two major U.K. defense programs implicated in a sprawling bribery probe a clean bill of health on Wednesday, sparking criticism from campaigners that its report was whitewashing serious, state-endorsed corruption.
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September 09, 2025
Barrister Says KC Made Claim Of Medical Studies At Oxford
A barrister told a disciplinary tribunal on Tuesday that a King's Counsel claimed to have studied at the University of Oxford as part of a trial over allegations that the silk dishonestly asserted that he attended the institution and qualified as a doctor.
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September 09, 2025
Criminal Defense Solicitor Accused Of Falsifying Time Logs
A former solicitor at a criminal defense law firm has been referred to a disciplinary tribunal over allegations of false time recording, the Solicitors Regulation Authority has said.
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September 09, 2025
FCA Puts Brakes On 400 Misleading Auto Finance Payout Ads
The Financial Conduct Authority said Tuesday that it has curbed hundreds of promotions by claims management companies that have overstated the compensation available to consumers in the wake of rulings over motor finance fees.
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September 09, 2025
SFO Recovers £1.1M From Lawyer's Ex-Wife After 1st UWO
The Serious Fraud Office said Tuesday that it has secured £1.1 million ($1.5 million) from the former wife of a convicted solicitor after forcing her to sell her lakeside home to compensate defrauded investors.
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September 09, 2025
BHP Settles Class Action Over Brazil Dam Collapse For $72M
BHP Group Ltd. revealed on Tuesday that it has agreed to pay 110 million Australian dollars ($73 million) to settle a class action brought in Australia on behalf of shareholders in the mining giant before a deadly dam collapse in Brazil in 2015.
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September 08, 2025
FCA Unit Tells Legal, Accountancy Bodies To Improve SARs
The anti-money laundering unit of the Financial Conduct Authority told legal and accountancy supervisory bodies on Monday that suspicious activity reports they submit could be improved by setting out an action plan.
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September 08, 2025
Crédit Agricole Pays €88M Fine To Settle Cum-Cum Probe
Crédit Agricole SA's investment banking arm agreed on Monday to pay French prosecutors €88 million ($103 million) to settle a criminal probe over allegations that the lender conducted trades designed to flout tax laws.
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September 08, 2025
Vanquis Bank Let Sanctioned Client Access Funds, OFSI Says
The U.K.'s sanctions enforcer said in a published notice Monday that a U.K. bank had breached sanctions regulations by allowing a sanctioned person to access their account funds.
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September 08, 2025
UK Appoints New Justice Ministers After Rayner's Resignation
The U.K. government has appointed more lawyers to new justice roles, including former foreign secretary David Lammy as secretary of state for justice, following a cabinet reshuffle prompted by Angela Rayner's resignation Friday.
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September 08, 2025
Gov't Consults On Merging Payments Watchdog With FCA
The government released detailed plans on Monday for folding the Payment Systems Regulator into the Financial Conduct Authority, a move that would simplify the rules for payment systems and companies.
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September 08, 2025
Barrister Faces Tribunal Over False Medical Degree Claims
A barrister faced a disciplinary tribunal on Monday to hear allegations that he falsely claimed that he had studied at the University of Oxford and was a qualified medical doctor when he applied to join chambers.
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September 08, 2025
SEC Sues Briton Over Funds From Microcap Stock Fraud
The U.S. Securities and Exchange Commission has sued a U.K. citizen for $148,038 to recover money in a case arising from his alleged role in a fraudulent microcap stock scheme, according to filings at a London court.
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September 08, 2025
Swedbank Cleared As SEC Ends Disclosure Probe
Swedbank has said that the U.S. securities authority has closed a six-year investigation into the bank without taking any enforcement action.
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September 05, 2025
UK Litigation Roundup: Here's What You Missed In London
This past week in London has seen professional boxing promoter Boxxer take action against the former head of boxing at Matchroom Sport, Aegis Motor Insurance and Chubb European Group clash over a reinsurance claim, and a transgender pool player sue the English Blackball Pool Federation over its decision to ban her competing in women's teams and tournaments.
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September 05, 2025
Solicitor Referred To Tribunal Over Fraud, Money Laundering
The Solicitors Regulation Authority has referred a commercial solicitor to a disciplinary tribunal following the lawyer's conviction for money laundering and conspiracy to commit fraud offenses last year.
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September 05, 2025
Ex-NASA Scientist Gets 2 Years For £1M Investment Fraud
A London judge sentenced a former NASA scientist to two years in prison Friday for fleecing more than 100 investors out of nearly £1 million ($1.4 million) as part of an unauthorized trading scheme.
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September 05, 2025
Ex-Insurance CEO To Pay £5M For Pocketing Business Loan
A London court on Friday found the former chief executive of a defunct Liechtenstein insurer liable to pay back £4.96 million ($6.7 million) after pocketing a loan from the company for no legitimate business purpose.
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September 05, 2025
NCA Says Man Arrested In Money Laundering Probe
A man has been arrested over allegations that he is involved in money laundering through an unregistered financial services business, the U.K.'s National Crime Agency said Friday.
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September 05, 2025
Ex-AllSaints Chair Faces Sentence For Contempt
An arm of private equity firm Lion Capital urged a London judge Friday to sentence the former chairman of clothing brand AllSaints for contempt of court after he continued to claim an interest in shares after his allegations of fraud were rejected.

SFO's Pay Remains Low But Top KCs Come For The Prestige
The Serious Fraud Office's pay raise for barristers is not the only factor that draws top counsel to prosecute fraud and bribery cases, whose main appeal is their high-profile and career-enhancing mandate, lawyers say

Top Commercial Dispute Cases To Watch In The Rest Of 2025
Litigators will be eagerly awaiting the first "dieselgate" trial in what will be the largest ever group action in England and Wales when the courts return after the summer recess, as well as keeping an eye out for the outcome of a £36 billion ($49 billion) claim against BHP. Here, Law360 looks at those and other big cases to watch out for the rest of 2025.

FCA's New Redress Powers Spark Some Legal Concerns
Government plans to reform the Financial Ombudsman Service will give the Financial Conduct Authority new powers to introduce wide-ranging consumer redress programs at its discretion, leading lawyers to warn that the regulator could become too susceptible to public pressure.

Inside The Defense That Beat Lucas Paquetá Betting Charges
Alastair Campbell of Level Law tells Law360 how his legal team helped clear professional footballer Lucas Paquetá of charges that he breached the Football Association’s betting rules.
Editor's Picks
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6 Bombshell Moments From Staley's Bid To Clear His Name
Jes Staley has suffered a bruising week as he testified about his relationship with Jeffrey Epstein, culminating in an admission by the former banker that he had sex with a member of the disgraced financier's staff.
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5 Questions For Spencer West Partner Karl Foster
The Financial Conduct Authority's approach to enforcement and consumer protection has come up against government economic growth priorities and resistance from the sector to its proposals to "name and shame" companies early on during regulatory probes.
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UK Russia Sanctions Face Landmark Test At Supreme Court
The U.K.'s sanctions regime faces a major test on Wednesday as billionaire Eugene Shvidler seeks to have his financial restrictions cast off — the first case to challenge Russian sanctions that has reached the country's highest court.
Expert Analysis
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A Softer Tack For Online Ads Marks Next Step In Data Reform
While the initiative of the U.K. Information Commissioner's Office to relax enforcement of advertising cookie consent represents a welcome attempt to balance privacy protection and commercial realities, several questions remain that will limit companies' ability to benefit from the U.K. proposals, say lawyers at Skadden.
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CMA App Store Mandates Fall Short Of Regulatory Ambitions
The Competition and Markets Authority's recent proposals to loosen Google and Apple’s mobile platform duopoly are a far cry from the assertive and wide-reaching interventions that advocates of the Digital Markets Unit had hoped to see from the new competition regulator, says Ronan Scanlan at Steptoe.
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Catching Up On Simplified EU Sustainability Disclosure Rules
A recent proposal to streamline implementation of the EU’s Taxonomy Regulation contains measures that would reduce companies’ sustainable investment reporting and compliance requirements, and better support the EU’s climate and environmental goals, say lawyers at Proskauer.
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Cos. Must Take Action As Corporate Enforcement Evolves
The Serious Fraud Office's renewed vigor toward proactive corporate enforcement, as evidenced by its recently affirmed commitment to collaboration with the U.S. on cross-border investigations, means that organizations must solidify their antibribery and corruption frameworks to remain ahead of fast-moving regulatory and legislative initiatives, say lawyers at Weil.
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UK Reforms Investment Rules, But Clarity Concerns Remain
The U.K. government’s recent reforms to the National Security and Investment Act 2021 demonstrate a continuing pragmatic approach by requiring fewer deal filings, but the regime would benefit from more clarity in key areas, say lawyers at McDermott.
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Fraud Law Puts Fund Managers Under Compliance Spotlight
The new failure to prevent fraud offense, effective Sept. 1, may not represent a material departure from most managers’ duties to exercise due care in preventing loss to the assets they manage, but the prospect of criminal liability should sharpen their compliance focus, says Andrew Henderson at Goodwin Procter.
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CMA Pricing Guide Signals Shift In UK Consumer Protection
The Competition and Markets Authority’s recent draft price transparency guide, as part of a wider reform introduced by the Digital Markets, Competition and Consumers Act 2024, represents a significant change in U.K. consumer protection by targeting unfair trading practices and strengthening enforcement mechanisms, says Felicity Forward at Shoosmiths.
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8 Compliance Team Strategies To Support Business Agility
Amid new regulatory requirements across the globe, compliance functions must design thoughtful guardrails that help business leaders achieve their commercial objectives lawfully — from repurposing existing tools to using technology thoughtfully — instead of defaulting to cumbersome protocols that hinder legitimate business, says Theodore Edelman at GCE Advisors.
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What To Note From FCA, Gov't Financial Growth Proposals
Recent Financial Conduct Authority and government proposals for financial services reform are positive developments for firms, signaling a drive to push forward growth and a willingness to be flexible in areas of regulation that the industry has long raised as barriers, say lawyers at Simmons & Simmons.
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How Accessibility Act Is Reshaping EU Digital Compliance
In adding binding requirements to digital spaces, the recently enacted European Accessibility Act aims to harmonize rules and promote digital inclusion across the EU, a departure from earlier frameworks that relied on voluntary standards for businesses, say lawyers at Greenberg Traurig.
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Opinion
Managers' Expanded Corp. Liability Proposal Is Too Vague
The Crime and Policing Bill 2025, currently under consideration by the House of Lords, implements a dramatic expansion of managers’ corporate liability in ambiguous provisions that may lead only to cumbersome and unintended consequences for companies, says Vanessa Reid at Corker Binning.
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What Gov't Report Tells Lawyers About Continuing AML Risks
The U.K. government’s recent national money laundering risk assessment maintains conveyancing, company service work and misuse of client accounts as key threats, underscoring that law firms should expect renewed scrutiny and higher expectations in these high-risk areas, says Harriet Holmes at Thirdfort.
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Russia Sanctions Spotlight: Strengthening Enforcement
The Office of Financial Sanctions Implementation’s proposed changes to its enforcement process by increasing monetary penalties, and introducing schemes to encourage cooperation, suggest that businesses should expect an expansion of financial sanctions enforcement, says Alexandra Melia at Steptoe.
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What EU GPAI Compliance Code Will Mean For Developers
The European Union recently released a code of practice to guide compliance for general purpose artificial intelligence models, offering early adopters regulatory deference, but posing timing concerns and significant costs burdens that may discourage smaller developers, say lawyers at Perkins Coie.
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How Top Court Ruling Limits Scope Of Motor Finance Claims
The U.K. Supreme Court’s recent ruling in a landmark case concerning car finance commissions clarifies when and how a dealership’s fiduciary duties arise, considerably narrowing that path for mass consumer litigation and highlighting how an upcoming Financial Conduct Authority redress scheme will seek to balance consumer, lender and market interests, say lawyers at Cadwalader.