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Corporate Crime & Compliance UK

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OFSI Overhauls Its Powers, But Lawyers Doubt Impact

Moves to double the fining powers of Britain's sanctions watchdog would have little impact on enforcement, lawyers fear, although they say that a proposed program for agreeing settlements with companies could be just enough to speed up the regulator's cases.

Name sign outside one of the government's main ministries in Westminster.

New 'British FBI' Plan Missing Vital Detail, Lawyers Say

Plans by the government to merge several fraud enforcement agencies give little detail about how the largest policing overhaul in 200 years will operate in practice, although lawyers say the Serious Fraud Office appears to be safe — for now.

Business analysis big data screen and economic growth with financial graph. Concept of virtual dashboard technology. 3D illustration.

FCA Urged To Clarify AI Rules For Senior Managers

The Financial Conduct Authority is facing calls from legal experts for it to plug gaps in its rules that could leave senior managers on the hook for failings in artificial intelligence under existing accountability regulations.

Slapped Down: SRA At Crossroads After SLAPP Setbacks

The string of failed prosecutions brought by the Solicitors Regulation Authority against City lawyers accused of trying to silence journalists on behalf of clients has raised questions about its enforcement strategy, with critics accusing the watchdog of overreaching its rules.

February 12, 2026
Louis Vuitton Fined €500K In Dutch Money Laundering Case

Dutch prosecutors hit the Netherlands subsidiary of Louis Voutton with a €500,000 ($593,000) fine Thursday for anti-money laundering violations after it said the fashion house failed to vet customers who repeatedly made large cash purchases.
February 12, 2026
Hotel Cos. Urge UK Gov't To Abandon Holiday Tax Proposal

The Labour government should not introduce what is known as a holiday tax on the hospitality industry, more than 200 hotel companies told the U.K.'s finance minister.
February 12, 2026
Ex-Latham Legal Secretary Barred After Fraud Conviction

A former legal secretary at Latham & Watkins LLP has been barred from working for another law firm after a criminal court convicted her of defrauding a partner at the firm of more than £50,000 ($68,105).
February 12, 2026
Gov't Sets Out Tough Regime For Appointed Representatives

The U.K. government published on Thursday its detailed proposed changes to the appointed representatives regime, which will give the Financial Conduct Authority new powers to crack down on misconduct.
February 12, 2026
Broker Says Denmark Can't Bring £56M Cum-Ex Fraud Claim

An English broker told Britain's top court on Thursday that Denmark's tax authority can't sue it for more than £56 million ($76 million) over a tax refund fraud, because an earlier decision in related proceedings rendered the claim inadmissible.
February 12, 2026
Ex-Police Treasurer Convicted Of £13K Expenses Fraud

A former police officer has been convicted of 15 counts of fraud by abuse of position in which he dipped into about £13,500 ($18,500) in the petty cash of a staff association for police constables to fund his family holidays.
February 12, 2026
SFO To Revisit 20 Cases After Bribery Prosecution Implodes

The Serious Fraud Office said Thursday that it is reexamining the integrity of approximately 20 cases after it abandoned a decade-old bribery prosecution because of another failing in disclosure.
February 11, 2026
Outdated Laws Blamed For China Spy Case Collapse

The root cause of the collapse of criminal proceedings against two men accused of spying for China was outdated legislation, but the risk of future problems has not been entirely negated by a new national security law, a parliamentary committee warned Thursday.
February 11, 2026
Compliance Pro Wins Bias Case Over Lost Promotion

A veteran compliance expert has persuaded an employment tribunal that she was forced to quit working at a car dealership because bosses had unfairly passed her over for a promotion to a new head role and given the job to a man.
February 11, 2026
Denmark Says Cum-Ex Ruling No Bar To £56M Fraud Claim

Denmark told Britain's top court on Wednesday that it should be allowed to sue an English brokerage for £56 million ($76 million) over a tax refund fraud, arguing that an earlier decision barring linked allegations was based on "fundamentally different" facts.
February 11, 2026
Bank Of Africa UK Avoids Liability For Whistleblower's Firing

The U.K. arm of Bank of Africa should not have been held liable for its chief executive's decision to fire a whistleblowing human resources executive, a London appeals tribunal ruled on Wednesday.
February 11, 2026
Transneft CEO's Daughter Wins EU Sanctions Appeal

A European Union court lifted sanctions on Wednesday against the daughter of the chief executive of a Russian state-controlled oil and gas company, finding that the bloc's council had failed to produce fresh evidence for reimposing the restrictions.
February 11, 2026
PwC Settles Assistant's Age Discrimination Claim For £150K

PwC has paid £150,000 ($205,000) to settle an age and disability discrimination claim from a former employee of more than 40 years, the equality watchdog for Northern Ireland has revealed.
February 11, 2026
VTB Fights To Lift Block On Russian Case Over Frozen $156M

VTB Bank asked a London appeals court on Wednesday to lift an injunction that blocks it from bringing a $156 million case in Russia over frozen funds, arguing a judge wrongly concluded that its claim was "vexatious and oppressive."
February 10, 2026
FCA To Regulate 'Buy Now, Pay Later' For Consumer Safety

The Financial Conduct Authority will require lenders to conduct affordability checks and give consumers clearer information before they borrow under deferred payment plans, Britain's financial watchdog said Wednesday as it moves to regulate the rapidly growing "buy now, pay later" sector.
February 10, 2026
Apple, Google Offer App Store Measures Under New UK Rules

Britain's competition enforcer said Tuesday that Apple and Google have committed to fairness and transparency measures for their respective app stores, after the mobile platforms were designated as having strategic market status under the country's new digital regime.
February 10, 2026
Solicitor Found Guilty Of Stalking Legal Blogger

A London judge convicted a solicitor on Tuesday of stalking a legal blogger after he sent numerous, unwanted and "aggressive" emails proposing sex and threatening litigation if his advances were rejected.
February 10, 2026
Capita Fails To Strike Out £4M Claim Over Data Breach

Capita lost its bid on Tuesday to strike out a £4 million ($5.5 million) claim over the fallout from a cyberattack, with a London court rejecting the outsourcing giant's argument that the claimants' lawyers "tainted" the case by embellishing allegations of harm.
February 10, 2026
FCA Takes Court Action Against Crypto Exchange HTX

The Financial Conduct Authority said Tuesday it has started legal action against global crypto exchange HTX for illegally promoting crypto asset services to U.K. consumers, amid continuing communications on platforms including X, YouTube and LinkedIn.
February 10, 2026
WhatsApp Can Contest €225M Privacy Fines After ECJ Ruling

WhatsApp can pursue its challenge to an order from a European Union board for Irish authorities to increase a data-protection fine to €225 million ($268 million), the bloc's top court said Tuesday.
February 10, 2026
Guralp Can't Bring DPA Appeal To UK Supreme Court

The Serious Fraud Office said Tuesday that it will try to hold a British business liable for allegedly breaching the terms of its corporate bribery settlement after the company was denied permission to appeal the case to the U.K. Supreme Court.
February 10, 2026
Ex-Clifford Chance Pro Says £8M Libel Claim Is SLAPP

Legal commentator Dan Neidle asked a court on Tuesday to use new powers to throw out an £8 million ($11 million) libel claim accusing the former Clifford Chance partner of engaging in a vendetta against a barrister, arguing that the claim was launched to silence him.
February 10, 2026
FCA Hits 2 With Fines For Insider Trading In Bidstack Shares

The Financial Conduct Authority said Tuesday that it has hit a former interim financial director and a trader with a combined fine of £108,731 ($148,800) for insider dealing in shares in an advertising technology company.
February 09, 2026
Deutsche Bank Escapes FDIC's RMBS Underwriter Claims

A brokerage and investment banking arm of Deutsche Bank ducked a lawsuit the Federal Deposit Insurance Corp. had brought against it over investment losses suffered by now-failed Citizens National Bank, after a New York federal judge determined Monday it did not have a relevant role in underwriting residential mortgage-backed securities Citizens bought more than two decades ago.
February 09, 2026
Post Office Chair Backed Nixing Convictions Ahead Of Appeal

The chair of the Post Office said he would support legislation to overturn earlier sub-postmaster convictions based on false accounting data weeks before the organization announced it would contest the first appeal, Parliament records show.

Editor's Picks

New 'British FBI' Plan Missing Vital Detail, Lawyers Say

Plans by the government to merge several fraud enforcement agencies give little detail about how the largest policing overhaul in 200 years will operate in practice, although lawyers say the Serious Fraud Office appears to be safe — for now.
Slapped Down: SRA At Crossroads After SLAPP Setbacks

The string of failed prosecutions brought by the Solicitors Regulation Authority against City lawyers accused of trying to silence journalists on behalf of clients has raised questions about its enforcement strategy, with critics accusing the watchdog of overreaching its rules.
Meet The Lawyers Tapped To Defend In Entain Bribery Case

Eleven gambling managers and employees, including former top executives at Ladbrokes and Coral owner Entain PLC, have enlisted veteran defense counsel and some of the country's most experienced trial solicitors and barristers to defend themselves against the Crown Prosecution Service's bribery and fraud charges.

Expert Analysis

FRC Audit Proposals Reaffirm Support For Economic Growth

The Financial Report Council’s recent proposals to prioritize audit enforcement, supervision and market reform will reward audit firms that self-police and proactively admit auditing standard breaches, signaling its aims to change the market landscape and encourage investment, say lawyers at RPC.
How FCA's Client Reforms May Boost Investment Access

The Financial Conduct Authority’s recent proposals to reform the professional client categorization regime and simplify conflicts of interest rules are likely to be welcomed, although firms will need to navigate the increased responsibility that comes with greater flexibility, say lawyers at Skadden.
Irish Consumer Law Proposals Expose Concerns Over Privacy

The Irish government’s recent proposals to amend and clarify competition and consumer law would allow new investigative powers and greater financial sanctions, leading to concerns from businesses whether the benefits outweigh the privacy risks, says Kate McKenna at Matheson.
Where PCAOB Goes Next After A Year Of Uncertainty

The Public Company Accounting Oversight Board will likely bring fewer enforcement matters in 2026, reflecting a notable change in board priorities following the change in administrations, say Robert Cox and Nicole Byrd at Whiteford Taylor and Matthew Rogers at Bridgehaven Consulting.
Nigeria Ruling Offers Road Map For Onerous Costs Requests

The Court of Appeal's judgment in Nigeria v. VR Global Partners is significant because it tests the extent to which a court may prioritize accessibility and its own resources over a judgment creditor's desire for immediate recourse, says Josep Galvez at 4-5 Gray's Inn Square.
Consolidation Of Lloyd's Bylaws Will Be Useful For Members

Lloyd’s of London’s recent consolidation of its bylaws will make the rules governing its market more accessible, providing immediate results as well as the necessarily flexible framework to address the future needs of its participants, say lawyers at Skadden.
How EU Prospectus Rule Changes May Boost Market Access

The European Union Listing Act’s forthcoming changes to EU prospectus requirements aim to reduce the regulatory burden for issuers of securities, facilitating more efficient transaction execution and reducing market risk, of particular relevance to small and midsize enterprises, say lawyers at Covington.
4 Securities Trends For Pension Trustees To Watch In 2026

With the U.K. signaling it will soon demand more active fiduciary stewardship from pension trustees, British and EU fund managers must follow key trends in mass securities litigation, investment disclosures, and U.S. enforcement that could require intervening for their investors in 2026, say lawyers at Labaton Keller.
Sanctions Spotlight: Compliance Insights After OTSI's 1st Year

The Office of Trade Sanctions Implementation's recent report on its first year of operation offers insights into OTSI's interpretation of its mandate as the U.K.'s civil enforcement body for trade sanctions and efforts to operationalize its enforcement powers, giving businesses a compliance road map for areas it will prioritize in 2026, says Alexandra Melia at Steptoe.
FTO Designations: Containing Foreign Firms' Legal Risks

Non-U.S. companies can contain legal risks related to foreign terrorist organizations by deliberately structuring operations to demonstrate that any interactions with cartel-affected environments are incidental, constrained and unrelated to advancing harm on the U.S., says David Raskin at Nardello & Co.
A Look At ESMA's New Governance Framework For EU Boards

The European Securities and Markets Authority's recently finalized supervisory expectations for management bodies mark a shift toward improved board oversight across culture, risk, strategy and accountability that firms should view as a benchmark, say lawyers at Ropes & Gray.
UK Class Actions Appear Set For Resurgence In 2026

In 2026, the U.K. will likely see an uptick in class actions as a result of legal and regulatory developments, including the landmark court decision in BHP Group v. PGMBM Law that boosted confidence in the enforceability of funds-committed litigation funding arrangements, say lawyers at Winston & Strawn.
Limited Claims Raise Concerns About Subsidy Act's Efficacy

With significantly fewer challenges to date than expected under the Subsidy Control Act, it appears that parties may be unwilling to bring claims or unaware of their rights, calling into question the effectiveness of the regime, says Matthew Hall at McGuireWoods.
How To Navigate AI M&A Risks, Compliance In Europe

As the artificial intelligence industry continues to witness substantial M&A transactions in Europe, parties should be mindful of the unique challenges posed by the acquisition of intangible AI technologies, monitor the evolving regulatory landscape, and establish optimal mechanisms for risk allocation, say lawyers at Morgan Lewis.
What Is In Store For ESG Litigation In UK And EU

With 2025 seeing more sophisticated and far-reaching environmental litigation, and regulatory enforcement set to continue, a focus on greenwashing and climate attribution science is likely in 2026, and organizations must remain vigilant and proactive in their approach to sustainability risks and opportunities, say lawyers at Simmons & Simmons.