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SEC Blasts Thrivent's Attempt to "Upend" FINRA Oversight

By Jared Foretek ( September 16, 2025, 4:33 PM EDT) -- The Securities and Exchange Commission is defending its refusal to amend three long-running arbitration rules adopted by the Financial Industry Regulatory Authority at the request of financial services organization Thrivent, urging the D.C. Circuit to reject the company's appellate petition and leave FINRA's arbitration rules as they are....

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