SEC Fines Canadian Firm $750K Over AML Reporting Failures

By Sydney Price ( September 11, 2026, 8:34 PM EDT) -- A subsidiary of Canadian broker-dealer Haywood Securities Inc. will pay $750,000 to settle the U.S. Securities and Exchange Commission's claims it violated its own anti-money laundering policies by failing to submit certain suspicious activity reports, some of which involved known criminals....

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