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Spencer Fane Atty's Advice Challenged In $5M Poaching Suit

By Aaron Keller ( January 13, 2026, 7:40 PM EST) -- In a $5 million lawsuit over a Connecticut financial adviser's exit, Wealth Enhancement Group LLC on Tuesday challenged a Spencer Fane LLP partner's belief that regulatory and professional ethics rules require both advisers and their former investment firms to contact clients when advisers switch employers....

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