White Collar

  • May 20, 2026

    NBA-Linked Poker Dragnet Nets 3 Guilty Pleas

    Three men charged alongside NBA players and coaches admitted Wednesday to their roles in what prosecutors say was a scheme to use Mafia-backed, rigged poker games to cheat unsuspecting players out of millions of dollars.

  • May 20, 2026

    FINRA Fines 2 Firms Over Anti-Money Laundering Failures

    The Financial Industry Regulatory Authority announced Wednesday it has recently fined two firms over $1.1 million to settle claims they mismanaged anti-money laundering oversight when processing low-priced securities transactions.

  • May 20, 2026

    Feds Want 14 Years For Mogul Who Sought 'Valhalla On Earth'

    Prosecutors have asked a North Carolina federal court to sentence convicted insurance mogul Greg Lindberg to just over 14 years in prison and have him pay hundreds of millions in restitution, stating in a searing 32-page sentencing memorandum that his avarice has destroyed lives.

  • May 20, 2026

    Adobe Worker's Spouse Traded On Semrush Buy, SEC Says

    A Silicon Valley project manager will pay the U.S. Securities and Exchange Commission nearly $2 million after self-reporting that he traded on his spouse's insider knowledge that software giant Adobe Inc. was preparing to acquire a digital marketing platform.

  • May 20, 2026

    Ex-DOJ Atty Stole Trump Classified Docs Report, Feds Say

    A former Florida federal prosecutor on Wednesday pled not guilty to stealing government property after the U.S. Department of Justice alleged she emailed herself confidential documents from former special counsel Jack Smith's report over President Donald Trump's handling of classified documents at his Mar-a-Lago estate.

  • May 20, 2026

    Ga. Man Gets 20 Months In $9M COVID Loan Fraud Scheme

    A Georgia federal judge handed a 20-month prison sentence Wednesday to one of 10 defendants in what the government has called a $9 million pandemic loan fraud scheme, characterizing the man's bid to avoid incarceration as "totally unreasonable."

  • May 20, 2026

    SEC Watchdog Says Burglar Stole Laptops Amid Shutdown

    Four laptops were stolen from the U.S. Securities and Exchange Commission's Fort Worth, Texas, office after it was burglarized last year, according to the agency's Office of Inspector General.

  • May 20, 2026

    FINRA Opens Reg BI Sweep Over High-Risk Structured Notes

    The Financial Industry Regulatory Authority has opened a review into the marketing of certain high-risk products by broker-dealers in order to determine whether firms are acting in customers' best interests and to assess how they are mitigating conflicts of interest.

  • May 20, 2026

    StraightPath Trio Gets Prison For Defrauding Pre-IPO Clients

    A Manhattan federal judge sentenced stock vendor StraightPath's three founders to around a decade each in prison Wednesday, after a jury convicted them of defrauding clients who bought $400 million of pre-initial public offering shares from their Florida private equity firm.

  • May 20, 2026

    Comey Wants Arraignment Pushed For Dismissal Bid

    Former FBI Director James Comey asked a North Carolina federal court Wednesday to postpone his arraignment on charges alleging he threatened President Donald Trump, telling a judge that he is preparing to seek to have the case thrown out on constitutional grounds.

  • May 20, 2026

    2nd Circ. Pick Questioned At Hearing On Role As Trump Lawyer

    Matthew Schwartz, a nominee for the Second Circuit, was questioned by Democratic senators Wednesday about whether his current job as the president's personal attorney while his nomination process is underway poses a conflict of interest.

  • May 20, 2026

    Goodwin Adds Another Jones Day Atty To Newest Calif. Office

    Goodwin Procter LLP announced on Tuesday that it has brought a former Jones Day lawyer to its newest office on the West Coast.

  • May 20, 2026

    Watchdog Targets Convicted Ex-Legislator's Law License

    An attorney and onetime Connecticut lawmaker should be temporarily suspended after a criminal conviction for receiving campaign funds during a law firm party and further disciplined for charging an immigration client a $30,000 flat fee, some of which he called his firm's "pocket money," state ethics authorities have said.

  • May 20, 2026

    Trump-IRS Settlement A 'Corrupt Sham,' Capitol Cops Say

    The settlement of President Donald Trump's $10 billion tax leak suit against the Internal Revenue Service — creating a $1.8 billion "anti-weaponization fund" — is a "corrupt sham," a pair of police officers present during the Jan. 6, 2021, Capitol riot told a D.C. federal court Wednesday.

  • May 20, 2026

    DOJ Unseals Charges Against Ex-Cuban Prez Raul Castro

    The U.S. Department of Justice unsealed charges Wednesday against former Cuban President Raúl Castro over the deaths in 1996 of four Cuban Americans whose planes were shot down by the Cuban government, in a move that attorneys said could signal the beginning of the end for the Cuban regime.

  • May 20, 2026

    DOJ's Embrace Of Data Sets Off Compliance 'Arms Race'

    The U.S. Department of Justice's increased reliance on advanced data analytics and data-mining whistleblowers to detect fraud is shrinking the amount of time that companies have to find and report potential wrongdoing to the government in order to receive leniency for voluntary self-disclosure, experts say.

  • May 19, 2026

    New CFTC Policy Eyes Smaller Fines, More Declinations

    The Commodity Futures Trading Commission on Tuesday issued a revised policy on cooperation credit in enforcement matters, outlining how factors such as self-reporting, cooperation and remediation can help respondents secure fine reductions or potential declinations.

  • May 19, 2026

    Trump Banking Orders Boost Fintechs, Block Immigrants

    President Donald Trump on Tuesday signed a pair of executive orders aimed at preventing undocumented immigrant workers from using the U.S. financial system and expanding financial technology firms' access to Federal Reserve payment accounts and services.

  • May 19, 2026

    Consulting Co. Execs Acquitted In Navy Admiral Bribery Case

    A D.C. federal jury handed prosecutors a loss on Monday, finding that a pair of consulting company executives were not guilty of bribing a top U.S. Navy admiral with a lucrative post-retirement job in exchange for government contracts.

  • May 19, 2026

    Feds Seek To Drop Emissions Case For 2 Ex-Fiat Managers

    Federal prosecutors moved to dismiss a superseding indictment charging former Fiat Chrysler Automobiles managers with deceiving regulators about the emissions controls and fuel efficiency for more than 100,000 cars sold in the U.S., according to a brief filed Tuesday in Michigan federal court.

  • May 19, 2026

    Ex-Strip Club Operator To Forfeit $1.5M In Prostitution Plea

    The former boss of a Connecticut strip club admitted Tuesday that he failed to pay taxes on income derived from prostitution and ripped off a COVID-19 relief program, and he will forfeit more than $1.5 million under a deal with federal prosecutors.

  • May 19, 2026

    Ex-Trump Fundraiser Dodges Prison For Straw Donor Scheme

    A New York man who raised funds for President Donald Trump's 2020 reelection campaign avoided a prison sentence Tuesday after being found guilty at trial of charges stemming from a straw donor scheme partly intended to help Chinese nationals gain access to Trump.

  • May 19, 2026

    Ex-One Sotheby's Agent Gets 21 Months In $3.7M Condo Theft

    A Florida federal judge on Tuesday sentenced a former One Sotheby's International Realty agent found guilty of stealing $3.7 million in proceeds from the sale of a Miami-area beachfront luxury condo to nearly two years in prison.

  • May 19, 2026

    DOJ Says Container Makers Fixed Prices During Pandemic

    Four of the world's largest shipping container manufacturers and seven of their current and former executives conspired to restrict production to drive up prices, the U.S. Department of Justice said Tuesday in criminally charging them, although most may be beyond the reach of American courts.

  • May 19, 2026

    Hanna Wants 3rd Circ. To Weigh Homebuyers' Antitrust Suit

    Hanna Holdings Inc. urged a Pennsylvania federal court to let the Third Circuit weigh in on the lower court's dismissal orders for a proposed antitrust class action that accuses the real estate brokerage of conspiring with other parties to artificially inflate buyer-broker commission fees.

Expert Analysis

  • Expect US Enforcers' Cartel Crackdown To Continue

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    Since agencies’ coordinated enforcement efforts targeting cartel-related activity have not slowed, U.S. companies in Latin America should assess new business lines for designated-cartel ties, scrutinize highest-risk third parties, and enhance training and internal investigation practices, say attorneys at Miller & Chevalier.

  • The Ethics And Practicalities Of Representing AI Agents

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    With autonomous artificial intelligence agents now able to take action without explicit instructions from — or the awareness of — their human owners, the bar must confront whether existing frameworks like informed consent and client privilege will be sufficient on the day an AI agent calls seeking counsel, say attorneys at Morrison Cohen.

  • Arguments Show Justices Vacillating On Geofence Warrants

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    Questions and statements by the justices during recent oral arguments in Chatrie v. U.S., probing the Fourth Amendment limits of geofence warrants, revealed a Supreme Court that is skeptical of the government’s most sweeping claims, uncomfortable with the petitioner’s broadest theories and searching for a narrow off-ramp, say attorneys at Rogers Joseph.

  • Surveying The CFTC Campaign To Control Prediction Markets

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    The U.S. Commodity Futures Trading Commission is simultaneously asserting exclusive jurisdiction over prediction markets and signaling aggressive enforcement within them, a combination that will reshape the regulatory landscape for event contract platforms — pending the outcome of several court cases throughout the country and a likely circuit split, say attorneys at Paul Weiss.

  • FinCEN Rule Could Reshape AML Priorities Across Finance

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    Financial institutions should prepare for a proposed Financial Crimes Enforcement Network rule that would heighten scrutiny of anti-money laundering requirements and encourage responsible use of technology, potentially reorienting compliance, governance decisions and enforcement exposure for organizations across the financial sector, not just banks, say attorneys at Pillsbury.

  • Opinion

    The SEC Should Institute A New Enforcement Scorecard

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    Amid controversy over the recent release of the U.S. Securities and Exchange Commission's annual enforcement statistics, the SEC should use a new scorecard that measures how well the Division of Enforcement detects and stops intentional fraud in order to refocus on its core mission of investor protection, says Peter Chan at Baker McKenzie.

  • Series

    Speed Jigsaw Puzzling Makes Me A Better Lawyer

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    My passion for speed puzzling — I can complete a 500-piece jigsaw puzzle in under 50 minutes — has sharpened my legal skills in more ways than one, with both disciplines requiring patience, precision and the ability to keep the bigger picture in mind while working through the details, says Tazia Statucki at Proskauer.

  • Why White Collar Juries Resist 'Honest Mistake' Defenses

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    Cases like the bribery conviction of a Cincinnati City Council member recently vacated by the U.S. Supreme Court show juries often reject “I made an honest mistake” as a white collar defense, but attorneys who understand why jurors convict defendants who made reasonable but flawed decisions can strategize around this, says Jonathan Porter at Husch Blackwell.

  • Insider Trading Safeguards Can Mitigate Sports Betting Risk

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    As the rapid growth of sports betting heightens the risk that sensitive information held by coaches, players and staff may be improperly exploited, sports organizations can look to the securities context to safeguard information and address potential misconduct, say attorneys at Patterson Belknap.

  • Bet On Prediction Market Regulation To Accelerate

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    Watershed developments concerning prediction markets — such as the first insider trading charges, major speeches from U.S. Commodity Futures Trading Commission leadership, and the introduction of rulemaking and legislation — dominated the first quarter of 2026, a trend that will likely continue throughout the rest of the year, say attorneys at K&L Gates.

  • 2 AI Snafus Show Why Attys Can't Outsource Judgment

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    The recent incident involving Sullivan & Cromwell where citations in a filed motion were fabricated by artificial intelligence, as well as a punitive ruling from the Sixth Circuit in U.S. v. Farris, demonstrate that the obligation to supervise AI has belonged and always will belong to lawyers, says John Powell at the Kentucky School Boards Association.

  • DOJ Faces Key Hurdles In Proving SPLC Donor Fraud Theory

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    The U.S. Department of Justice’s recent indictment of the Southern Poverty Law Center — on fraud and money laundering charges — illustrates the serious structural questions surrounding falsity, intent and materiality that prosecutors face when targeting donation-based fraud, say attorneys at Rogers Joseph.

  • Series

    Playing Magic: The Gathering Makes Me A Better Lawyer

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    The competitive card game Magic: The Gathering offers me a training ground for the strategic thinking skills crucial to litigation, challenging me to adapt to oft-updated rules, analyze text as complicated as any statute and anticipate my opponent’s next moves, says Christopher Smith at Lash Goldberg.

  • Why The Wells Process Is No Longer A One-Sided Exercise

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    The U.S. Securities and Exchange Commission's recently revamped Enforcement Manual rewrites the informational asymmetry that has defined SEC defense for decades, providing counsel with several new strategies to produce better submissions, give better advice and achieve better outcomes, says Ashwin Ram at Buchalter.

  • Improving Well-Being In Law, 10 Years After Landmark Study

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    An important 2016 study revealed significant substance abuse and mental health issues among lawyers, and while the findings helped normalize the conversation around these topics, a decade later, structural change is still needed, says Denise Robinson at PLI.

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