Broker Wants DC Circ. View Of FINRA Constitutionality Claim
By Katryna Perera ( September 12, 2025, 6:29 PM EDT) -- A broker-dealer representative has asked the D.C. Circuit to review a lower court's refusal to block an enforcement action against him from the Financial Industry Regulatory Authority despite his claims that the pending in-house hearing is unconstitutional under the U.S. Supreme Court's Jarkesy decision....
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