Compliance Boss Took $9M In Clients, Investment Firm Says
By Aaron Keller ( February 18, 2025, 4:19 PM EST) -- A Connecticut investment firm with $360 million in assets under management says its former chief compliance officer violated trade secrets and computer fraud laws by taking eight clients worth $9.3 million and secretly joining a competitor, all despite bearing responsibility for his now-former firm's data confidentiality measures....
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