Ex-Synapse Compliance Chief Settles FINRA Supervisory Case

By Sarah Jarvis ( January 29, 2026, 10:16 PM EST) -- The former chief compliance officer of a subsidiary of bankrupt fintech company Synapse has agreed to a $20,000 fine and yearlong suspension to settle the Financial Industry Regulatory Authority's allegations he failed to preserve certain books and records ahead of the firm's collapse....

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