FinCEN Hits Canaccord With Record $80M Broker-Dealer Fine

By Sarah Jarvis ( March 6, 2026, 9:04 PM EST) -- Canaccord Genuity Group Inc.'s broker-dealer arm on Friday agreed to pay $80 million in settlements with three financial regulators for "widespread compliance failures" that allowed some securities fraud schemes to go undetected, with the broker-dealer admitting it willfully violated the Bank Secrecy Act....

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